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Bagarazzi Mark

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159359
SEC CIK
0001539067

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
INOVIO PHARMACEUTICALS, INC.INO · Entity 6589Chief Medical OfficerMarch 05, 2019March 07, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INOVIO PHARMACEUTICALS, INC.

Report date March 05, 2019 · Filed March 07, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,672 Ending reported balance After 2019-03-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-03-05 · Exercise / conversion · Acquired 27,567 · Balance 109,080

F1: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Row 2 · 2019-03-05 · Tax withholding · Disposed 8,408 · Balance 100,672

F2: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect55,133 Reported balance After 2019-03-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-05 · Exercise / conversion · Disposed 27,567 · Balance 55,133

F1: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F2: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 7, 2019 22:12 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionRestricted Stock Unit · Derivative 27,567 $0.00 $0.00
Disclosure

SEC source: 0001055726-19-000009 · wf-form4_155199673994793.xml · derivative · entry 3

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,133

Underlying: Common Stock · 27,567 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:12 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Tax withholdingCommon Stock 8,408 $3.61 $30,352.88
Disclosure

SEC source: 0001055726-19-000009 · wf-form4_155199673994793.xml · nonDerivative · entry 2

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,672

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units being reported in this Form 4.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:12 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionCommon Stock 27,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-19-000009 · wf-form4_155199673994793.xml · nonDerivative · entry 1

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,080

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares vested on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 22:40 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionRestricted Stock Unit · Derivative 20,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-18-000011 · wf-form4_152098079983388.xml · derivative · entry 6

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,866

Underlying: Common Stock · 20,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,434 shares vested on March 10, 2018; 20,433 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,434 shares vested on March 10, 2018; 20,433 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,434 shares vested on March 10, 2018; 20,433 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,434 shares vested on March 10, 2018; 20,433 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 22:40 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Tax withholdingCommon Stock 5,653 $4.51 $25,495.03
Disclosure

SEC source: 0001055726-18-000011 · wf-form4_152098079983388.xml · nonDerivative · entry 4

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,513

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Read SEC document
March 10, 2018 Filed Mar 13, 2018 22:40 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionCommon Stock 20,434 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-18-000011 · wf-form4_152098079983388.xml · nonDerivative · entry 3

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,434 shares vested on March 10, 2018; 20,433 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:40 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-18-000011 · wf-form4_152098079983388.xml · derivative · entry 5

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares vested on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares vested on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares vested on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares vested on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:40 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Tax withholdingCommon Stock 6,896 $4.51 $31,100.96
Disclosure

SEC source: 0001055726-18-000011 · wf-form4_152098079983388.xml · nonDerivative · entry 2

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,732

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 22:40 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-18-000011 · wf-form4_152098079983388.xml · nonDerivative · entry 1

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares vested on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:44 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 GrantRestricted Stock Unit · Derivative 82,700 $0.00 $0.00
Disclosure

SEC source: 0001055726-18-000005 · wf-form4_152046988092446.xml · derivative · entry 5

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,700

Underlying: Common Stock · 82,700 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares will vest on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares will vest on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 82,700 restricted stock units is as follows: 27,567 shares will vest on March 5, 2019; 27,567 shares will vest on March 5, 2020; 27,566 shares will vest on March 5, 2021. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:44 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 GrantCommon Stock Option · Derivative 126,500 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001055726-18-000005 · wf-form4_152046988092446.xml · derivative · entry 4

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,500

Underlying: Common Stock · 126,500 shares

Expires 2028-03-05

F3 · derivative.exercise_date: The vesting schedule for the 126,500 options is as follows: 31,625 shares vested on March 5, 2018; 31,625 shares will vest on March 5, 2019; 31,625 shares will vest on March 5, 2020; 31,625 shares will vest on March 5, 2021.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:44 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionRestricted Stock Unit · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-18-000005 · wf-form4_152046988092446.xml · derivative · entry 3

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units was as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares vested on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units was as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares vested on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units was as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares vested on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units was as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares vested on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:44 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Tax withholdingCommon Stock 2,815 $4.29 $12,076.35
Disclosure

SEC source: 0001055726-18-000005 · wf-form4_152046988092446.xml · nonDerivative · entry 2

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,628

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein.

Read SEC document
March 05, 2018 Filed Mar 8, 2018 00:44 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-18-000005 · wf-form4_152046988092446.xml · nonDerivative · entry 1

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,443

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units was as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares vested on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:42 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 GrantRestricted Stock Unit · Derivative 61,300 $0.00 $0.00
Disclosure

SEC source: 0001055726-17-000009 · wf-form4_148944135554499.xml · derivative · entry 5

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,300

Underlying: Common Stock · 61,300 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,433 shares will vest on March 10, 2018; 20,434 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,433 shares will vest on March 10, 2018; 20,434 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 61,300 restricted stock units is as follows: 20,433 shares will vest on March 10, 2018; 20,434 shares will vest on March 10, 2019; 20,433 shares will vest on March 10, 2020. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 21:42 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 GrantCommon Stock Options · Derivative 100,000 $6.68 Strike: $6.68 $668,000.00
Disclosure

SEC source: 0001055726-17-000009 · wf-form4_148944135554499.xml · derivative · entry 4

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-03-10

F2 · derivative.exercise_date: The vesting schedule for the 100,000 options is as follows: 25,000 shares vested on March 10, 2017; 25,000 shares will vest on March 10, 2018; 25,000 shares will vest on March 10, 2019; 25,000 shares will vest on March 10, 2020.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:42 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionRestricted Stock Unit · Derivative 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-17-000009 · wf-form4_148944135554499.xml · derivative · entry 3

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares will vest on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares will vest on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares will vest on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares will vest on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:42 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Tax withholdingCommon Stock 7,648 $6.61 $50,553.28
Disclosure

SEC source: 0001055726-17-000009 · wf-form4_148944135554499.xml · nonDerivative · entry 2

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,110

Read SEC document
March 09, 2017 Filed Mar 13, 2017 21:42 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionCommon Stock 25,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-17-000009 · wf-form4_148944135554499.xml · nonDerivative · entry 1

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 75,000 restricted stock units is as follows: 25,000 shares vested on March 9, 2017; 25,000 shares will vest on March 9, 2018; 25,000 shares will vest on March 9, 2019. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 21:43 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Tax withholdingCommon Stock 3,067 $6.95 $21,315.65
Disclosure

SEC source: 0001055726-17-000003 · wf-form4_148892296898694.xml · nonDerivative · entry 2

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,758

Read SEC document
March 05, 2017 Filed Mar 7, 2017 21:43 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionRestricted Stock Unit · Derivative 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-17-000003 · wf-form4_148892296898694.xml · derivative · entry 3

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,333

Underlying: Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units is as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares will vest on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units is as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares will vest on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units is as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares will vest on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units is as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares will vest on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

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March 05, 2017 Filed Mar 7, 2017 21:43 UTC INOVIO PHARMACEUTICALS, INC. INO · Entity 6589 Exercise / conversionCommon Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001055726-17-000003 · wf-form4_148892296898694.xml · nonDerivative · entry 1

Bagarazzi Mark · CIK 0001539067 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock. The vesting schedule for the 25,000 restricted stock units is as follows: 8,334 shares vested on March 5, 2016; 8,333 shares vested on March 5, 2017; 8,333 shares will vest on March 5, 2018. Vested units of restricted stock can be settled in shares of common stock, cash or a combination of both.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.