Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KEMPER CorpKMPR · Entity 719 | VP & Chief Accounting Officer | March 06, 2019 | March 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KEMPER Corp
Report date March 06, 2019 · Filed March 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 62,415.155 |
Ending reported balance
After 2019-03-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-06 · Grant · Acquired 5,356 · Balance 63,983.155 F1: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016. Row 2 · 2019-03-06 · Tax withholding · Disposed 1,568 · Balance 62,415.155 F2: Shares withheld for taxes due in connection with the transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016.
F2: Shares withheld for taxes due in connection with the transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2019 Filed Mar 8, 2019 22:41 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 1,568 | $80.95 | $126,929.60 |
DisclosureSEC source: 0000860748-19-000064 · edgar.xml · nonDerivative · entry 2 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,415.155 F2 · shares: Shares withheld for taxes due in connection with the transaction. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:41 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 5,356 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-19-000064 · edgar.xml · nonDerivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,983.155 F1 · shares: Earned pursuant to the terms of two performance-based restricted stock unit awards granted in 2016. Read SEC document |
| February 05, 2019 Filed Feb 8, 2019 00:09 UTC | KEMPER Corp KMPR · Entity 719 | GrantEmployee Stock Option · Derivative | 5,081 | $0.00 Strike: $76.25 | $0.00 |
DisclosureSEC source: 0000860748-19-000021 · edgar.xml · derivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,081 Underlying: Common Stock · 5,081 shares Expires 2029-02-05 F1 · security: Option to buy stock with tandem stock appreciation right. F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020. Read SEC document |
| February 05, 2019 Filed Mar 8, 2019 00:19 UTC Amendment | KEMPER Corp KMPR · Entity 719 | GrantEmployee Stock Option · Derivative | 5,061 | $0.00 Strike: $76.25 | $0.00 |
DisclosureSEC source: 0000860748-19-000056 · edgar.xml · derivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,061 Underlying: Common Stock · 5,061 shares Expires 2029-02-05 F1 · security: Option to buy stock with tandem stock appreciation right. F2 · shares: This amendment corrects the number that was reported incorrectly in these columns on the original Form 4 for this transaction. F3 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/05/2020. F2 · derivative.underlying_shares: This amendment corrects the number that was reported incorrectly in these columns on the original Form 4 for this transaction. F2 · balance_after: This amendment corrects the number that was reported incorrectly in these columns on the original Form 4 for this transaction. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 22:46 UTC | KEMPER Corp KMPR · Entity 719 | GrantEmployee Stock Option · Derivative | 6,431 | $0.00 Strike: $60.00 | $0.00 |
DisclosureSEC source: 0000860748-18-000034 · edgar.xml · derivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,431 Underlying: Common Stock · 6,431 shares Expires 2028-02-06 F1 · security: Option to buy stock with tandem stock appreciation right. F2 · derivative.exercise_date: Option shares vest in three equal consecutive annual installments beginning on 02/06/2019. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 22:40 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 1,003 | $62.65 | $62,837.95 |
DisclosureSEC source: 0000860748-18-000007 · edgar.xml · nonDerivative · entry 2 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,627.155 F2 · shares: Shares withheld for taxes due in connection with the transaction. Read SEC document |
| February 04, 2018 Filed Feb 6, 2018 22:40 UTC | KEMPER Corp KMPR · Entity 719 | GrantCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000860748-18-000007 · edgar.xml · nonDerivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,630.155 F1 · shares: Award earned pursuant to the terms of a performance-based restricted stock unit grant on February 4, 2015. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionEmployee Stock Option · Derivative | 13,501 | $0.00 Strike: $43.45 | $0.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · derivative · entry 12 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,501 shares Expires 2018-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option to buy stock with tandem stock appreciation right. F6 · derivative.exercise_date: Option vested on 06/07/2017. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $29.77 | $0.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · derivative · entry 11 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2022-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option to buy stock with tandem stock appreciation right. F5 · derivative.exercise_date: Option vested in four equal consecutive annual installments beginning on 07/31/2012. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionEmployee Stock Option · Derivative | 8,000 | $0.00 Strike: $27.89 | $0.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · derivative · entry 10 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option to buy stock with tandem stock appreciation right. F4 · derivative.exercise_date: Option vested in four equal consecutive annual installments beginning on 08/01/2011. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionEmployee Stock Option · Derivative | 7,500 | $0.00 Strike: $23.65 | $0.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · derivative · entry 9 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2020-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option to buy stock with tandem stock appreciation right. F3 · derivative.exercise_date: Option vested in four equal consecutive annual installments beginning on 08/02/2010. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 12,400 | $49.40 | $612,560.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 8 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,430.155 F1 · shares: Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionCommon Stock | 13,501 | $43.45 | $586,618.45 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 7 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,830.155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 5,848 | $49.40 | $288,891.20 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 6 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,329.155 F1 · shares: Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionCommon Stock | 8,000 | $29.77 | $238,160.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 5 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,177.155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 5,642 | $49.40 | $278,714.80 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 4 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,177.155 F1 · shares: Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionCommon Stock | 8,000 | $27.89 | $223,120.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 3 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,819.155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 4,853 | $49.40 | $239,738.20 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 2 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,819.155 F1 · shares: Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:59 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionCommon Stock | 7,500 | $23.65 | $177,375.00 |
DisclosureSEC source: 0000860748-17-000085 · edgar.xml · nonDerivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,672.155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 21:55 UTC | KEMPER Corp KMPR · Entity 719 | GrantEmployee Stock Option · Derivative | 6,855 | $0.00 Strike: $43.30 | $0.00 |
DisclosureSEC source: 0000860748-17-000004 · edgar.xml · derivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,855 Underlying: Common Stock · 6,855 shares Expires 2027-02-07 F1 · security: Option to buy stock with tandem stock appreciation right. F2 · derivative.exercise_date: Option shares vest in four equal consecutive annual installments beginning 08/07/2017. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 19:49 UTC | KEMPER Corp KMPR · Entity 719 | Disposition to issuerCommon Stock | 6,500 | $44.79 | $291,135.00 |
DisclosureSEC source: 0000860748-16-000243 · edgar.xml · nonDerivative · entry 2 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,172.155 F1 · price: This is the weighted average sale price per share for the transactions executed on 12/13/16. These sales were executed in multiple lots at prices ranging from $44.62 through $44.93 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or security holder of the issuer. Read SEC document |
| December 13, 2016 Filed Feb 9, 2017 21:24 UTC Amendment | KEMPER Corp KMPR · Entity 719 | SaleCommon Stock | 6,500 | $44.79 | $291,135.00 |
DisclosureSEC source: 0000860748-17-000003 · edgar.xml · nonDerivative · entry 2 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,172.155 F1 · kind: In the original Form 4 filed for this transaction, the transaction code was incorrectly shown as "D." F2 · price: This is the weighted average sale price per share for the transactions executed on 12/13/16. These sales were executed in multiple lots at prices ranging from $44.62 through $44.93 per share. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request by the Commission staff, the issuer or security holder of the issuer. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 19:49 UTC | KEMPER Corp KMPR · Entity 719 | Disposition to issuerCommon Stock | 3,500 | $44.77 | $156,695.00 |
DisclosureSEC source: 0000860748-16-000243 · edgar.xml · nonDerivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,672.155 Read SEC document |
| December 12, 2016 Filed Feb 9, 2017 21:24 UTC Amendment | KEMPER Corp KMPR · Entity 719 | SaleCommon Stock | 3,500 | $44.77 | $156,695.00 |
DisclosureSEC source: 0000860748-17-000003 · edgar.xml · nonDerivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,672.155 F1 · kind: In the original Form 4 filed for this transaction, the transaction code was incorrectly shown as "D." Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:05 UTC | KEMPER Corp KMPR · Entity 719 | GrantEmployee Stock Option · Derivative | 13,501 | $0.00 Strike: $43.45 | $0.00 |
DisclosureSEC source: 0000860748-16-000240 · edgar.xml · derivative · entry 4 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,501 Underlying: Common Stock · 13,501 shares Expires 2018-02-05 F2 · security: Option to buy stock with tandem stock appreciation right. F4 · shares: Automatic restorative option grant pursuant to original 2008 award agreement for the options exercised and reported in this Table II; Issuer's restorative option program was discontinued for all new stock option awards beginning in 2009. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:05 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionEmployee Stock Option · Derivative | 15,000 | $0.00 Strike: $37.15 | $0.00 |
DisclosureSEC source: 0000860748-16-000240 · edgar.xml · derivative · entry 3 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Option to buy stock with tandem stock appreciation right. F3 · derivative.exercise_date: Option shares vested in four equal consecutive annual installments begining 08-05-2008. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:05 UTC | KEMPER Corp KMPR · Entity 719 | Tax withholdingCommon Stock | 13,501 | $43.45 | $586,618.45 |
DisclosureSEC source: 0000860748-16-000240 · edgar.xml · nonDerivative · entry 2 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,172.155 F1 · shares: Shares withheld by or surrendered, either actually or constructively, to the Issuer in payment of the exercise price and/or taxes due in connection with the exercise disclosed in Table II. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:05 UTC | KEMPER Corp KMPR · Entity 719 | Exercise / conversionCommon Stock | 15,000 | $37.15 | $557,250.00 |
DisclosureSEC source: 0000860748-16-000240 · edgar.xml · nonDerivative · entry 1 ROESKE RICHARD · CIK 0001214026 · VP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,673.155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.