Hague Michael A

SEC source: 0000899243-19-006810 · doc4.xml · derivative · entry 4

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644.0649

Underlying: Common Stock · 5.0649 shares

Expires 2022-02-18

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F6 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

F6 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 18, 2019.

SEC source: 0000899243-19-006810 · doc4.xml · derivative · entry 3

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640.325

Underlying: Common Stock · 5.0355 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-19-006810 · doc4.xml · derivative · entry 2

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300.4811

Underlying: Common Stock · 2.363 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-006810 · doc4.xml · derivative · entry 1

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435.4799

Underlying: Common Stock · 3.4246 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-19-004185 · doc4.xml · derivative · entry 7

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639

Underlying: Common Stock · 639 shares

Expires 2022-02-18

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-19-004185 · doc4.xml · derivative · entry 6

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 88.83 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in three approximately equal installments on each of the first, second, and third anniversaries of the grant date. This is the final installment.

SEC source: 0000899243-19-004185 · doc4.xml · derivative · entry 5

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 365.0913 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Reflects performance shares that converted to restricted stock unit (RSUs) in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of ALV common stock.

F3 · shares: Fractional RSUs are rounded down to the nearest whole number at vesting. The fractional amount is forfeited.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.

SEC source: 0000899243-19-004185 · doc4.xml · nonDerivative · entry 4

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299

SEC source: 0000899243-19-004185 · doc4.xml · nonDerivative · entry 3

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-19-004185 · doc4.xml · nonDerivative · entry 2

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

SEC source: 0000899243-19-004185 · doc4.xml · nonDerivative · entry 1

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-030498 · doc4.xml · derivative · entry 3

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635.2894

Underlying: Common Stock · 4.7171 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F5 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

SEC source: 0000899243-18-030498 · doc4.xml · derivative · entry 2

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298.1181

Underlying: Common Stock · 2.2136 shares

Expires 2020-02-19

F4 · security: Reflects performance shares that converted to RSUs in connection with the spin-off of the issuer's wholly-owned subsidiary Veoneer, Inc. on June 29, 2018.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-18-030498 · doc4.xml · derivative · entry 1

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432.0553

Underlying: Common Stock · 3.2081 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs. Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F3 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F3 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

SEC source: 0000899243-18-024098 · doc4.xml · derivative · entry 3

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630.5723

Underlying: Common Stock · 4.527 shares

Expires 2021-02-13

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F10 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 13, 2018.

F11 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F11 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 13, 2018.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

SEC source: 0000899243-18-024098 · doc4.xml · derivative · entry 2

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295.9046

Underlying: Common Stock · 2.1244 shares

Expires 2020-02-19

F8 · security: RSUs received in connection with the Spin-Off Conversion and Adjustment of performance shares granted by ALV on February 19, 2017.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F9 · kind: Dividend equivalent rights accrued in the form of additional RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.

SEC source: 0000899243-18-024098 · doc4.xml · derivative · entry 1

Hague Michael A · CIK 0001745171 · President, Autoliv Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428.8472

Underlying: Common Stock · 3.0788 shares

Expires 2020-02-19

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of ALV common stock.

F2 · kind: Dividend equivalent rights accrued in the form of additional RSUs to RSUs granted on February 19, 2017.

F3 · kind: Per the award agreement, cash dividends with a record date on or after the grant date and paid on or before the vesting date yield additional RSUs subject to the same vesting schedule as the underlying RSUs.

F4 · derivative.exercise_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F4 · derivative.expiration_date: The RSUs vest and convert to shares in one installment on the third anniversary of February 19, 2017.

F5 · balance_after: As reported in the Registration Statement on Form 10 filed by Veoneer, Inc. ("VNE") with the SEC, in connection with the distribution by ALV of 100% of the outstanding shares of common stock of VNE on a pro rata basis to ALV stockholders on June 29, 2018 (the "Spin-off"), stock-based awards granted by ALV prior to the Spin-off were converted into adjusted stock-based awards relating to both shares of ALV and VNE common stock. With certain limited exceptions, the adjusted awards are subject to the same or equivalent vesting conditions and other terms that applied to the applicable original ALV award immediately before the Spin-off. For each holder of an RSU, 50% of the outstanding stock award value, as calculated immediately prior to the spin-off, was converted to an RSU of VNE, and 50% to an RSU of ALV, with an adjustment to the number of shares as required to preserve the value inherent in the stock award before and after the distribution.

F6 · balance_after: (Continued from footnote 5) Outstanding performance shares were converted to RSUs of both ALV and VNE as described above, with the number of performance shares so converting determined based on: (i) for the period between the beginning of the performance period and December 31, 2017, the actual level of performance measured as of December 31, 2017; and (ii) for the period following December 31, 2017 and the last day of the applicable performance period, actual performance measured as of December 31, 2017, or target level performance, whichever was greater. The conversion and adjustment described herein is referred to as the "Spin-off Conversion and Adjustment."

F7 · balance_after: The number of RSUs held following the Spin-off Conversion and Adjustment.