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person · Reporting owner

Schnur Anthony Charles

Disclosed activity across 2 companies

Tapewire entity
159264
SEC CIK
0001561439

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Viking Global Technologies, Inc.CEI · Entity 8135Director · CEO & PresidentApril 04, 2017April 06, 2017
Yuma Energy, Inc.YUMA · Entity 144264Chief Restructuring OfficerMarch 01, 2019March 11, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Viking Global Technologies, Inc.

Report date April 04, 2017 · Filed April 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,110 Reported balance After 2017-04-04 transaction · row 1
1 source row

Row 1 · 2017-04-04 · Grant · Acquired 6,735 · Balance 20,110

F1: Effective November 1, 2012 (and amended and restated effective December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due on March 31, 2017 (less amounts withheld for the payment of taxes in connection with such compensation), which shares were issued pursuant to the Amended and Restated 2014 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).

Common StockSEC Table I · non-derivativeIndirectBy IRA1,680 Reported balance Holding disclosure · report date 2017-04-04 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,680

Filing footnotes · ownership attribution and instrument terms

F1: Effective November 1, 2012 (and amended and restated effective December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due on March 31, 2017 (less amounts withheld for the payment of taxes in connection with such compensation), which shares were issued pursuant to the Amended and Restated 2014 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).

Yuma Energy, Inc.

Report date March 01, 2019 · Filed March 11, 2019

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2017 Filed Apr 6, 2017 20:23 UTC Viking Global Technologies, Inc. CEI · Entity 8135 GrantCommon Stock 6,735 $0.50 $3,367.50
Disclosure

SEC source: 0001580695-17-000214 · schnur-form4_040417.xml · nonDerivative · entry 1

Schnur Anthony Charles · CIK 0001561439 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,110

F1 · shares: Effective November 1, 2012 (and amended and restated effective December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due on March 31, 2017 (less amounts withheld for the payment of taxes in connection with such compensation), which shares were issued pursuant to the Amended and Restated 2014 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).

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December 31, 2016 Filed Jan 6, 2017 22:25 UTC Viking Global Technologies, Inc. CEI · Entity 8135 GrantCommon Stock 2,716 $1.24 $3,367.84
Disclosure

SEC source: 0001580695-17-000011 · schnur-form4_123116.xml · nonDerivative · entry 1

Schnur Anthony Charles · CIK 0001561439 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

F1 · shares: Effective November 1, 2012 (and amended and restated effective December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due on December 31, 2016 (less amounts withheld for the payment of taxes in connection with such compensation), which shares were issued pursuant to the Amended and Restated 2014 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).

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September 30, 2016 Filed Oct 5, 2016 01:55 UTC Viking Global Technologies, Inc. LEI · Entity 8135 GrantCommon Stock 1,226 $3.00 $3,678.00
Disclosure

SEC source: 0001580695-16-000760 · schnur-form4_093016.xml · nonDerivative · entry 1

Schnur Anthony Charles · CIK 0001561439 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,659

F1 · shares: Effective November 1, 2012 (and amended and restated effective December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due on September 30, 2016 (less amounts withheld for the payment of taxes in connection with such compensation), which shares were issued pursuant to the Amended and Restated 2014 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).

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September 01, 2016 Filed Sep 6, 2016 23:58 UTC Viking Global Technologies, Inc. LEI · Entity 8135 GrantCommon Stock 968 $3.80 $3,678.40
Disclosure

SEC source: 0001387131-16-006922 · schnur-form4_090116.xml · nonDerivative · entry 1

Schnur Anthony Charles · CIK 0001561439 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,433

F1 · shares: Effective November 1, 2012 (and amended and restated effective December 12, 2012), the Issuer entered into an employment agreement with Mr. Schnur. Pursuant to the agreement, $20,000 of Mr. Schnur's annual salary is payable in shares of the Issuer's common stock, which are due quarterly. The above represents the $5,000 quarterly payment of shares due on June 30, 2016 (less amounts withheld for the payment of taxes in connection with such compensation), which shares were issued pursuant to the Amended and Restated 2014 Stock Incentive Plan of the Issuer, which issuance was exempt from Section 16(b) pursuant to Rule 16b-3(d).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.