Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | Director · Trustee | April 04, 2017 | April 05, 2017 |
| GUGGENHEIM CREDIT INCOME FUND 2019n/a · Entity 123105 | No Affiliation to Issuer | December 10, 2018 | March 11, 2019 |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | Director · Trustee | December 20, 2018 | December 21, 2018 |
| Guggenheim Enhanced Equity Income FundGPM · Entity 143309 | Director · Trustee | December 10, 2018 | March 11, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date April 04, 2017 · Filed April 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-04 transaction · row 1
1 source rowRow 1 · 2017-04-04 · Sale · Disposed 500 · Balance 0 |
GUGGENHEIM CREDIT INCOME FUND 2019
Report date December 10, 2018 · Filed March 11, 2019 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-10 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-12-10 · Purchase · Acquired 0 · Balance 0 F1: This transaction was incorrectly reported under the wrong Registrant. An incorrect Form 4 was filed on December 10, 2018 (Accession No. 0001179110-18-013621). Mr. Oliverius owns zero shares of Guggenheim Credit Income Fund 2019 and has no affiliation with the Registrant. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was incorrectly reported under the wrong Registrant. An incorrect Form 4 was filed on December 10, 2018 (Accession No. 0001179110-18-013621). Mr. Oliverius owns zero shares of Guggenheim Credit Income Fund 2019 and has no affiliation with the Registrant.
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date December 20, 2018 · Filed December 21, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,650 |
Ending reported balance
After 2018-12-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-12-20 · Purchase · Acquired 100 · Balance 14,250 Row 2 · 2018-12-20 · Purchase · Acquired 400 · Balance 14,650 |
Guggenheim Enhanced Equity Income Fund
Report date December 10, 2018 · Filed March 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,954 |
Reported balance
After 2018-12-10 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2018-12-10 · Purchase · Acquired 1,000 · Balance 16,954 |
| Common StockSEC Table I · non-derivative | Direct | 17,854 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,854 F1: On December 17, 2018 900 Shares were purchased and reported to the SEC (Accession No. 0001179110-18-013933) bringing ownership to 17,854. |
| Common StockSEC Table I · non-derivative | Direct | 18,854 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 18,854 F2: On December 21, 2018 1,000 Shares were purchased and reported to the SEC (Accession No. 0001179110-18-014218) bringing ownership to 17,854. |
| Common StockSEC Table I · non-derivative | Direct | 19,854 |
Reported balance
Holding disclosure · report date 2018-12-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,854 F3: On January 3, 2019 1,000 Shares were purchased and reported to the SEC (Accession No. 0001179110-19-000096) bringing ownership to 19,854; this is the total reportable amount now owned by Mr. Oliverius. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 17, 2018 900 Shares were purchased and reported to the SEC (Accession No. 0001179110-18-013933) bringing ownership to 17,854.
F2: On December 21, 2018 1,000 Shares were purchased and reported to the SEC (Accession No. 0001179110-18-014218) bringing ownership to 17,854.
F3: On January 3, 2019 1,000 Shares were purchased and reported to the SEC (Accession No. 0001179110-19-000096) bringing ownership to 19,854; this is the total reportable amount now owned by Mr. Oliverius.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2019 Filed Jan 3, 2019 11:16 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,000 | $6.84 | $6,840.00 |
DisclosureSEC source: 0001179110-19-000096 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,854 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 09:37 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,000 | $6.50 | $6,499.00 |
DisclosureSEC source: 0001179110-18-014218 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,854 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 14:43 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 400 | $17.30 | $6,920.00 |
DisclosureSEC source: 0001179110-18-014219 · edgar.xml · nonDerivative · entry 2 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,650 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 14:43 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 100 | $17.30 | $1,729.90 |
DisclosureSEC source: 0001179110-18-014219 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,250 Read SEC document |
| December 18, 2018 Filed Dec 18, 2018 16:10 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 1,000 | $17.92 | $17,919.60 |
DisclosureSEC source: 0001179110-18-014014 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,150 Read SEC document |
| December 17, 2018 Filed Dec 17, 2018 16:34 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 900 | $7.26 | $6,534.00 |
DisclosureSEC source: 0001179110-18-013933 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,854 Read SEC document |
| December 14, 2018 Filed Dec 17, 2018 14:55 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 1,000 | $18.57 | $18,569.00 |
DisclosureSEC source: 0001179110-18-013908 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,150 Read SEC document |
| December 10, 2018 Filed Dec 10, 2018 16:00 UTC | GUGGENHEIM CREDIT INCOME FUND 2019 N/A · Entity 123105 | PurchaseCommon Stock | 1,000 | $7.79 | $7,786.00 |
DisclosureSEC source: 0001179110-18-013621 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,954 Read SEC document |
| December 10, 2018 Filed Mar 11, 2019 10:24 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,000 | $7.79 | $7,786.00 |
DisclosureSEC source: 0001310709-19-000002 · primary_doc.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,954 Read SEC document |
| December 10, 2018 Filed Mar 11, 2019 11:01 UTC Amendment | GUGGENHEIM CREDIT INCOME FUND 2019 n/a · Entity 123105 | PurchaseCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001310709-19-000003 · primary_doc.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · No Affiliation to Issuer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: This transaction was incorrectly reported under the wrong Registrant. An incorrect Form 4 was filed on December 10, 2018 (Accession No. 0001179110-18-013621). Mr. Oliverius owns zero shares of Guggenheim Credit Income Fund 2019 and has no affiliation with the Registrant. Read SEC document |
| December 06, 2018 Filed Dec 6, 2018 15:02 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,000 | $7.87 | $7,870.00 |
DisclosureSEC source: 0001179110-18-013507 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,954 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 15:07 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 100 | $8.06 | $805.87 |
DisclosureSEC source: 0001179110-18-013508 · edgar.xml · nonDerivative · entry 3 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,954 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 15:07 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 300 | $8.06 | $2,417.58 |
DisclosureSEC source: 0001179110-18-013508 · edgar.xml · nonDerivative · entry 2 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,854 Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 15:07 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 600 | $8.06 | $4,835.10 |
DisclosureSEC source: 0001179110-18-013508 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,554 Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 13:59 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 1,000 | $7.90 | $7,900.00 |
DisclosureSEC source: 0001179110-18-012408 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,954 Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 17:34 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 700 | $19.14 | $13,398.00 |
DisclosureSEC source: 0001179110-18-012407 · edgar.xml · nonDerivative · entry 2 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,150 Read SEC document |
| October 31, 2018 Filed Oct 31, 2018 17:34 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 300 | $19.17 | $5,751.00 |
DisclosureSEC source: 0001179110-18-012407 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,450 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 11:48 UTC | FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND FMO · Entity 145571 | SaleCommon Stock | 500 | $15.45 | $7,725.00 |
DisclosureSEC source: 0001179110-17-005750 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 22, 2017 Filed Mar 22, 2017 11:07 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | PurchaseCommon Stock | 2,000 | $8.02 | $16,040.00 |
DisclosureSEC source: 0001179110-17-005038 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,954 Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 16:41 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | OtherCommon Stock | 521 | $8.66 | $4,511.86 |
DisclosureSEC source: 0001179110-17-004990 · edgar.xml · nonDerivative · entry 2 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Wife - Sarah's Fidelity Account Disclosed balance after: 521 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. F1 · shares: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. Read SEC document |
| March 21, 2017 Filed Mar 21, 2017 16:41 UTC | Guggenheim Enhanced Equity Income Fund GPM · Entity 143309 | OtherCommon Stock | 10,954 | $8.66 | $94,861.64 |
DisclosureSEC source: 0001179110-17-004990 · edgar.xml · nonDerivative · entry 1 Oliverius Maynard F. · CIK 0001605274 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,954 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. F1 · shares: The reported shares were acquired as a result of a closed-end fund merger between Guggenheim Enhanced Equity Strategy Fund (GGE), Guggenheim Equal Weight Enhanced Equity Income Fund (GEQ), and Guggenheim Enhanced Equity Income Fund (GPM) in which GPM was the surviving fund. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.