Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENBRIDGE INCENB · Entity 2898 | See Remarks | March 08, 2019 | March 12, 2019 |
| Spectra Energy Partners, LPSEP · Entity 161617 | Director | February 27, 2017 | March 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENBRIDGE INC
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 199,900 |
Reported balance
After 2019-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-08 · Disposition to issuer · Disposed 11,201 · Balance 199,900 F1: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on February 12, 2019. Each unit was settled in cash on March 8, 2019 using a performance multiplier of 0.92 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2018). F2: The price is in Canadian dollars. F3: Includes 30 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. |
| Common SharesSEC Table I · non-derivative | IndirectHeld through Enbridge Employee Savings Plan Registered Retirement Savings Plan | 2,059 |
Reported balance
Holding disclosure · report date 2019-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,059 F4: Includes 131 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. |
| Common SharesSEC Table I · non-derivative | IndirectHeld through McLean Partners Registered Retirement Savings Plan | 1,166 |
Reported balance
Holding disclosure · report date 2019-03-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,166 |
Filing footnotes · ownership attribution and instrument terms
F1: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on February 12, 2019. Each unit was settled in cash on March 8, 2019 using a performance multiplier of 0.92 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2018).
F2: The price is in Canadian dollars.
F3: Includes 30 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan.
F4: Includes 131 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan.
Spectra Energy Partners, LP
Report date February 27, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 12, 2019 23:21 UTC | ENBRIDGE INC ENB · Entity 2898 | Disposition to issuerCommon Shares | 11,201 | $42.45 | $475,482.45 |
DisclosureSEC source: 0000895728-19-000057 · wf-form4_155243288152625.xml · nonDerivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,900 F1 · security: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on February 12, 2019. Each unit was settled in cash on March 8, 2019 using a performance multiplier of 0.92 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2018). F2 · price: The price is in Canadian dollars. F3 · balance_after: Includes 30 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:48 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantStock Option (right to buy) · Derivative | 216,100 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001104659-19-010401 · a4.xml · derivative · entry 2 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,100 Underlying: Common Shares · 216,100 shares Expires 2029-02-21 F2 · derivative.exercise_price: Exercise price is in Canadian dollars. F3 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:48 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantPerformance Stock Units · Derivative | 32,870 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-010401 · a4.xml · derivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,870 Underlying: Common Shares · 32,870 shares Expires not disclosed F1 · derivative.exercise_price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · derivative.exercise_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · derivative.expiration_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 01:10 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPerformance Stock Units · Derivative | 11,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-19-000025 · wf-form4_155019299905227.xml · derivative · entry 4 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 11,201 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F1 · derivative.exercise_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F1 · derivative.expiration_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 01:10 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 11,201 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-19-000025 · wf-form4_155019299905227.xml · nonDerivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 22:20 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionStock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $19.81 | $0.00 |
DisclosureSEC source: 0000895728-18-000128 · wf-form4_154594920069759.xml · derivative · entry 4 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 90,000 shares Expires 2019-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price is in Canadian dollars. F4 · derivative.exercise_date: The options are fully vested. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 22:20 UTC | ENBRIDGE INC ENB · Entity 2898 | Tax withholdingCommon Shares | 26,958 | $41.92 | $1,130,079.36 |
DisclosureSEC source: 0000895728-18-000128 · wf-form4_154594920069759.xml · nonDerivative · entry 2 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,870 F1 · price: The exercise price is in Canadian dollars. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 22:20 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 90,000 | $19.81 | $1,782,450.00 |
DisclosureSEC source: 0000895728-18-000128 · wf-form4_154594920069759.xml · nonDerivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price is in Canadian dollars. F2 · balance_after: Includes 125 Enbridge Common Shares acquired by the Reporting Person between November 9, 2018 and December 24, 2018 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 21:34 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantCommon Shares | 15,803 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-18-000069 · wf-form4_154179927041080.xml · nonDerivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,703 F1 · kind: Pursuant to the Arrangement Agreement, dated September 17, 2018 (the "Arrangement Agreement"), between Enbridge Inc. ("Enbridge") and Enbridge Income Fund Holdings Inc. ("ENF"), at the closing of the transactions contemplated by the Arrangement Agreement on November 8, 2018, each common share of ENF ("ENF Share") was exchanged for 0.7350 of a common share of Enbridge and cash of CAN$0.45 per ENF Share. The market value of shares of Enbridge's common stock at the closing of such transactions was CAN$43.32. F1 · price: Pursuant to the Arrangement Agreement, dated September 17, 2018 (the "Arrangement Agreement"), between Enbridge Inc. ("Enbridge") and Enbridge Income Fund Holdings Inc. ("ENF"), at the closing of the transactions contemplated by the Arrangement Agreement on November 8, 2018, each common share of ENF ("ENF Share") was exchanged for 0.7350 of a common share of Enbridge and cash of CAN$0.45 per ENF Share. The market value of shares of Enbridge's common stock at the closing of such transactions was CAN$43.32. F2 · balance_after: Includes 74 Enbridge Common Shares acquired by the Reporting Person between March 10, 2018 and November 8, 2018 under the Enbridge Employee Savings Plan in transactions that were exempt under Rule 16b-3(c), and 385 Enbridge Common Shares acquired by the Reporting Person between March 10, 2018 and November 8, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:40 UTC | ENBRIDGE INC ENB · Entity 2898 | Disposition to issuerCommon Shares | 15,274 | $49.27 | $752,549.98 |
DisclosureSEC source: 0001104659-18-017009 · a4.xml · nonDerivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,441 F1 · security: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on March 2, 2018. Each unit was settled in cash on March 9, 2018 using a performance multiplier of 1.38 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2017). F2 · price: Price is in Canadian dollars. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 19:22 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPerformance Stock Units · Derivative | 15,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-015173 · a4.xml · derivative · entry 2 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. F1 · derivative.exercise_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. F1 · derivative.expiration_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 19:22 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 15,274 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-015173 · a4.xml · nonDerivative · entry 1 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,715 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:33 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantStock Option (right to buy) · Derivative | 198,560 | $0.00 Strike: $43.02 | $0.00 |
DisclosureSEC source: 0001104659-18-014063 · a4.xml · derivative · entry 2 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,560 Underlying: Common Shares · 198,560 shares Expires 2028-02-27 F2 · derivative.exercise_price: Exercise price is in Canadian dollars. F3 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:47 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantPerformance Stock Units · Derivative | 28,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-006525 · a4.xml · derivative · entry 3 Whelen John K · CIK 0001624026 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,290 Underlying: Common Shares · 28,290 shares Expires not disclosed F3 · derivative.exercise_price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F3 · price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F3 · derivative.exercise_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F3 · derivative.expiration_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.