Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENBRIDGE ENERGY MANAGEMENT L L CEEQ · Entity 161628 | Controller | February 27, 2017 | March 08, 2017 |
| ENBRIDGE ENERGY PARTNERS LPEEP · Entity 161643 | Controller | February 27, 2017 | March 08, 2017 |
| ENBRIDGE INCENB · Entity 2898 | See Remarks | March 08, 2019 | March 12, 2019 |
| Midcoast Energy Partners, L.P.MEP · Entity 176627 | Controller | February 27, 2017 | March 08, 2017 |
| Spectra Energy Partners, LPSEP · Entity 161617 | Controller | February 27, 2017 | March 08, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENBRIDGE ENERGY MANAGEMENT L L C
Report date February 27, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Limited Voting Shares Representing LLC InterestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
ENBRIDGE ENERGY PARTNERS LP
Report date February 27, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Units representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
ENBRIDGE INC
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,371 |
Reported balance
After 2019-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-08 · Disposition to issuer · Disposed 2,066 · Balance 1,371 F1: These represent Phantom Stock Units which vested on February 16, 2019 and were settled in cash on March 8, 2019 based upon the closing price of a Common Share on February 15, 2019. |
| Common SharesSEC Table I · non-derivative | IndirectHeld through Spectra Retirement Savings Plan | 14,610 |
Reported balance
Holding disclosure · report date 2019-03-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 14,610 F2: Includes 224 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Spectra Retirement Savings Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: These represent Phantom Stock Units which vested on February 16, 2019 and were settled in cash on March 8, 2019 based upon the closing price of a Common Share on February 15, 2019.
F2: Includes 224 Enbridge Common Shares acquired by the Reporting Person between February 22, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Spectra Retirement Savings Plan.
Midcoast Energy Partners, L.P.
Report date February 27, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Units representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Spectra Energy Partners, LP
Report date February 27, 2017 · Filed March 08, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2017-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Spectra Energy Corp.
Report date February 27, 2017 · Filed March 01, 2017
Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 7,364 · Balance 0 F1: Includes shares acquired pursuant to dividend reinvestment. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 13,042 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Performance Shares Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-02-27 · Disposition to issuer · Disposed 4,150 · Balance 0 F3: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). F4: Expiration date not applicable. |
| Performance Shares Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-27 · Disposition to issuer · Disposed 4,500 · Balance 0 F3: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). F4: Expiration date not applicable. |
| LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible security · Expires 2018-02-17 | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-27 · Disposition to issuer · Disposed 2,650 · Balance 0 F6: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. F7: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| LTIP Phantom Stock Grant Feb 2016SEC Table II · derivative / convertible security · Expires 2019-02-16 | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-27 · Disposition to issuer · Disposed 4,200 · Balance 0 F8: Converts to Common Stock on a 1-for-1 basis. F9: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security · Expires 2020-02-14 | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-27 · Disposition to issuer · Disposed 5,550 · Balance 0 F10: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock. F9: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to dividend reinvestment.
F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
F3: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.
F4: Expiration date not applicable.
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.
F6: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.
F7: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.
F8: Converts to Common Stock on a 1-for-1 basis.
F9: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.
F10: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 12, 2019 23:12 UTC | ENBRIDGE INC ENB · Entity 2898 | Disposition to issuerCommon Shares | 2,066 | $35.82 | $74,004.12 |
DisclosureSEC source: 0000895728-19-000055 · wf-form4_155243233414497.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371 F1 · security: These represent Phantom Stock Units which vested on February 16, 2019 and were settled in cash on March 8, 2019 based upon the closing price of a Common Share on February 15, 2019. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 23:46 UTC | ENBRIDGE INC ENB · Entity 2898 | SaleCommon Shares | 6,514 | $37.02 | $241,148.28 |
DisclosureSEC source: 0001104659-19-010393 · a4.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,437 Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:46 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantStock Option (right to buy) · Derivative | 76,100 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001104659-19-010393 · a4.xml · derivative · entry 4 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,100 Underlying: Common Shares · 76,100 shares Expires 2029-02-21 F2 · derivative.exercise_price: Exercise price is in Canadian dollars. F3 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:46 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantPerformance Stock Units · Derivative | 11,570 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-010393 · a4.xml · derivative · entry 3 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,570 Underlying: Common Shares · 11,570 shares Expires not disclosed F1 · derivative.exercise_price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · derivative.exercise_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · derivative.expiration_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 21:21 UTC | ENBRIDGE INC ENB · Entity 2898 | Tax withholdingCommon Shares | 695 | $35.82 | $24,894.90 |
DisclosureSEC source: 0000895728-19-000039 · wf-form4_155078405837093.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,951 F1 · kind: Represents Common Shares withheld to satisfy withholding obligations in connection with the delivery of Common Shares underlying Phantom Stock Units that vested on February 16, 2019. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:19 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPhantom Stock Units · Derivative | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-19-000035 · wf-form4_155068315422906.xml · derivative · entry 3 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled 50% in cash (based on a closing price of a Common Share on February 15, 2019) and 50% in Common Shares within 30 days thereafter. F1 · derivative.exercise_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled 50% in cash (based on a closing price of a Common Share on February 15, 2019) and 50% in Common Shares within 30 days thereafter. F1 · derivative.expiration_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled 50% in cash (based on a closing price of a Common Share on February 15, 2019) and 50% in Common Shares within 30 days thereafter. Read SEC document |
| February 16, 2019 Filed Feb 20, 2019 17:19 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 4,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-19-000035 · wf-form4_155068315422906.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 16, 2019 and will be settled 50% in cash (based on a closing price of a Common Share on February 15, 2019) and 50% in Common Shares within 30 days thereafter. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:24 UTC | ENBRIDGE INC ENB · Entity 2898 | Tax withholdingCommon Shares | 2,342 | $31.08 | $72,789.36 |
DisclosureSEC source: 0000895728-19-000006 · wf-form4_154776382452575.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,514 F1 · balance_after: The total amount of Common Shares directly held by the Reporting Person was unintentionally incorrectly recorded on the Form 4 filed on January 3, 2019. The total amount of Common Shares directly held by the Reporting Person as of December 31, 2018, was 8,856, and the number following this transaction is 6,514. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:14 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionRestricted Stock Units · Derivative | 8,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-19-000002 · wf-form4_154653563183234.xml · derivative · entry 3 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 8,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter. F2 · derivative.exercise_date: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter. F2 · derivative.expiration_date: The Restricted Stock Units vested on December 31, 2018, and will be settled in Enbridge Common Shares within 30 days thereafter. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:14 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 8,856 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-19-000002 · wf-form4_154653563183234.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:41 UTC | ENBRIDGE INC ENB · Entity 2898 | Disposition to issuerCommon Shares | 2,607 | $34.27 | $89,341.89 |
DisclosureSEC source: 0001104659-18-017012 · a4.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: These represent Phantom Stock Units which vested on February 17, 2018 and were settled in cash on March 9, 2018 based upon the closing price of a Common Share on February 16, 2018. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 22:25 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantStock Option (right to buy) · Derivative | 20,920 | $0.00 Strike: $43.02 | $0.00 |
DisclosureSEC source: 0001104659-18-014147 · a4.xml · derivative · entry 1 Capps Allen C · CIK 0001421157 · SEE REMARKS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,920 Underlying: Common Shares · 20,920 shares Expires 2028-02-27 F1 · derivative.exercise_price: Exercise price is in Canadian dollars. F2 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 23:34 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPhantom Stock Units · Derivative | 2,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-011139 · a4.xml · derivative · entry 2 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 2,607 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018. F1 · price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018. F1 · derivative.exercise_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018. F1 · derivative.expiration_date: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018. Read SEC document |
| February 17, 2018 Filed Feb 21, 2018 23:34 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 2,607 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-011139 · a4.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Phantom Stock Unit represented the economic equivalent of one Common Share. These units vested on February 17, 2018 and will be settled in cash within 30 days thereafter based upon the closing price of a Common Share on February 16, 2018. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:45 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantPerformance Stock Units · Derivative | 3,670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-006523 · a4.xml · derivative · entry 2 Capps Allen C · CIK 0001421157 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,670 Underlying: Common Shares · 3,670 shares Expires not disclosed F2 · derivative.exercise_price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F2 · price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F2 · derivative.exercise_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F2 · derivative.expiration_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 5,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · derivative · entry 7 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,550 shares Expires 2020-02-14 F10 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock. F9 · date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2016 · Derivative | 4,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · derivative · entry 6 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,200 shares Expires 2019-02-16 F8 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F9 · date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative | 2,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · derivative · entry 5 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,650 shares Expires 2018-02-17 F6 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. F7 · date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2016 · Derivative | 4,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · derivative · entry 4 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires not disclosed F3 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F5 · date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). F4 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2015 · Derivative | 4,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · derivative · entry 3 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,150 shares Expires not disclosed F3 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). F4 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 13,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · nonDerivative · entry 2 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · Retirement Savings Plan Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 15:39 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 7,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-009209 · form4.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired pursuant to dividend reinvestment. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 20:04 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007845 · form4.xml · derivative · entry 1 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. F2 · derivative.exercise_date: Grant cliff vests 3 years from date of Grant. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 12:41 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionLTIP Phantom Merit Stock Grant Feb 2016 · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007219 · form4.xml · derivative · entry 4 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 185 shares Expires 2016-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Converts to Common Stock on a 1-for-1 basis. F2 · derivative.exercise_date: Vests one year from the grant date. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 12:41 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 51 | $41.41 | $2,111.91 |
DisclosureSEC source: 0001127602-17-007219 · form4.xml · nonDerivative · entry 2 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,498.849 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 12:41 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007219 · form4.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,549.849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 14:50 UTC | Spectra Energy Corp. SE · Entity 178342 | GrantLTIP Phantom Stock Grant Feb 2017 · Derivative | 5,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006243 · form4.xml · derivative · entry 1 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,550 Underlying: Common Stock · 5,550 shares Expires 2020-02-14 F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock. F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 13:06 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2014 · Derivative | 5,551 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001829 · form4.xml · derivative · entry 4 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,551 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 13:06 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 1,663 | $42.40 | $70,511.20 |
DisclosureSEC source: 0001127602-17-001829 · form4.xml · nonDerivative · entry 2 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,364.849 Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 13:06 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 5,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001829 · form4.xml · nonDerivative · entry 1 Capps Allen C · CIK 0001421157 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,027.849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.