Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENBRIDGE INCENB · Entity 2898 | See Remarks | March 08, 2019 | March 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENBRIDGE INC
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 47,455 |
Reported balance
After 2019-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-08 · Disposition to issuer · Disposed 14,100 · Balance 47,455 F1: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on February 12, 2019. Each unit was settled in cash on March 8, 2019 using a performance multiplier of 0.92 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2018). F2: The exercise price is in Canadian dollars. |
| Common SharesSEC Table I · non-derivative | Direct | 216,855 |
Reported balance
After 2019-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-08 · Exercise / conversion · Acquired 169,400 · Balance 216,855 F2: The exercise price is in Canadian dollars. |
| Common SharesSEC Table I · non-derivative | Direct | 71,635 |
Reported balance
After 2019-03-08 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-08 · Tax withholding · Disposed 145,387 · Balance 71,635 F2: The exercise price is in Canadian dollars. F3: Includes 12 Enbridge Common Shares acquired by the Reporting Person between February 23, 2019 and March 8, 2019 under the Enbridge Employee Savings Plan in transactions that were exempt under Rule 16b-3(c), and 155 Enbridge Common Shares acquired by the Reporting Person between February 23, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. |
| Performance OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $39.34 · Expires 2020-08-15 | Direct | 0 |
Reported balance
After 2019-03-08 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-08 · Exercise / conversion · Disposed 169,400 · Balance 0 F2: The exercise price is in Canadian dollars. F4: The options were granted on August 15, 2012 and are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on February 12, 2019. Each unit was settled in cash on March 8, 2019 using a performance multiplier of 0.92 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2018).
F2: The exercise price is in Canadian dollars.
F3: Includes 12 Enbridge Common Shares acquired by the Reporting Person between February 23, 2019 and March 8, 2019 under the Enbridge Employee Savings Plan in transactions that were exempt under Rule 16b-3(c), and 155 Enbridge Common Shares acquired by the Reporting Person between February 23, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan.
F4: The options were granted on August 15, 2012 and are fully vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 12, 2019 22:18 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPerformance Options · Derivative | 169,400 | $0.00 Strike: $39.34 | $0.00 |
DisclosureSEC source: 0000895728-19-000045 · wf-form4_155242908328574.xml · derivative · entry 4 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 169,400 shares Expires 2020-08-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The exercise price is in Canadian dollars. F4 · derivative.exercise_date: The options were granted on August 15, 2012 and are fully vested. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:18 UTC | ENBRIDGE INC ENB · Entity 2898 | Tax withholdingCommon Shares | 145,387 | $48.36 | $7,030,915.32 |
DisclosureSEC source: 0000895728-19-000045 · wf-form4_155242908328574.xml · nonDerivative · entry 3 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,635 F2 · price: The exercise price is in Canadian dollars. F3 · balance_after: Includes 12 Enbridge Common Shares acquired by the Reporting Person between February 23, 2019 and March 8, 2019 under the Enbridge Employee Savings Plan in transactions that were exempt under Rule 16b-3(c), and 155 Enbridge Common Shares acquired by the Reporting Person between February 23, 2019 and March 8, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:18 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 169,400 | $39.34 | $6,664,196.00 |
DisclosureSEC source: 0000895728-19-000045 · wf-form4_155242908328574.xml · nonDerivative · entry 2 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The exercise price is in Canadian dollars. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:18 UTC | ENBRIDGE INC ENB · Entity 2898 | Disposition to issuerCommon Shares | 14,100 | $42.45 | $598,545.00 |
DisclosureSEC source: 0000895728-19-000045 · wf-form4_155242908328574.xml · nonDerivative · entry 1 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,455 F1 · security: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on February 12, 2019. Each unit was settled in cash on March 8, 2019 using a performance multiplier of 0.92 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2018). F2 · price: The exercise price is in Canadian dollars. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:47 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantStock Option (right to buy) · Derivative | 219,770 | $0.00 Strike: $48.30 | $0.00 |
DisclosureSEC source: 0001104659-19-010396 · a4.xml · derivative · entry 2 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,770 Underlying: Common Shares · 219,770 shares Expires 2029-02-21 F2 · derivative.exercise_price: Exercise price is in Canadian dollars. F3 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 23:47 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantPerformance Stock Units · Derivative | 33,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-010396 · a4.xml · derivative · entry 1 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,420 Underlying: Common Shares · 33,420 shares Expires not disclosed F1 · derivative.exercise_price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · price: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · derivative.exercise_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F1 · derivative.expiration_date: The units were granted on February 21, 2019 and have a three year performance period commencing on January 1, 2019 and ending on December 31, 2021. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 00:54 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPerformance Stock Units · Derivative | 14,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-19-000016 · wf-form4_155019208177863.xml · derivative · entry 2 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 14,100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F1 · derivative.exercise_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F1 · derivative.expiration_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| February 12, 2019 Filed Feb 15, 2019 00:54 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 14,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-19-000016 · wf-form4_155019208177863.xml · nonDerivative · entry 1 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2016 and ended on December 31, 2018. The applicable performance conditions were deemed to be satisfied on February 12, 2019 and the units will be settled in cash within 30 days thereafter. F2 · balance_after: Includes 350 Enbridge Common Shares acquired by the Reporting Person between March 10, 2018 and February 12, 2019 under the Enbridge Employee Savings Plan in transactions that were exempt under Rule 16b-3(c), 444 Enbridge Common Shares acquired by the Reporting Person between March 10, 2018 and February 12, 2019 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11, and 146 Enbridge Common Shares acquired by the Reporting Person between March 10, 2018 and February 12, 2019 pursuant to a dividend reinvestment feature under the Enbridge Employee Savings Plan. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 14:39 UTC | ENBRIDGE INC ENB · Entity 2898 | Disposition to issuerCommon Shares | 9,477 | $49.27 | $466,931.79 |
DisclosureSEC source: 0001104659-18-017006 · a4.xml · nonDerivative · entry 1 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,515 F1 · security: These represent previously granted Performance Stock Units for which the performance conditions were satisfied on March 2, 2018. Each unit was settled in cash on March 9, 2018 using a performance multiplier of 1.38 and based on the weighted average trading price of Common Shares on the Toronto Stock Exchange for the twenty trading days immediately prior to the end of the performance period (December 31, 2017). F2 · price: Price is in Canadian dollars. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 19:23 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionPerformance Stock Units · Derivative | 9,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-015174 · a4.xml · derivative · entry 2 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 9,477 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. F1 · derivative.exercise_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. F1 · derivative.expiration_date: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 19:23 UTC | ENBRIDGE INC ENB · Entity 2898 | Exercise / conversionCommon Shares | 9,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-015174 · a4.xml · nonDerivative · entry 1 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Reporting Person was previously granted Performance Stock Units representing the contingent right to receive in cash the value of one Enbridge Common Share based on satisfaction of pre-determined performance factors over a performance period that commenced on January 1, 2015 and ended on December 31, 2017. The applicable performance conditions were deemed to be satisfied on March 2, 2018 and the units will be settled in cash within 30 days thereafter. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 20:32 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantStock Option (right to buy) · Derivative | 201,920 | $0.00 Strike: $43.02 | $0.00 |
DisclosureSEC source: 0001104659-18-014062 · a4.xml · derivative · entry 2 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,920 Underlying: Common Shares · 201,920 shares Expires 2028-02-27 F2 · derivative.exercise_price: Exercise price is in Canadian dollars. F3 · derivative.exercise_date: The options will vest in four equal annual installments on each of the first through fourth anniversaries of grant. Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 21:46 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantPerformance Stock Units · Derivative | 28,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-006524 · a4.xml · derivative · entry 2 Jarvis D Guy · CIK 0001601716 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,770 Underlying: Common Shares · 28,770 shares Expires not disclosed F2 · derivative.exercise_price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F2 · price: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F2 · derivative.exercise_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. F2 · derivative.expiration_date: The units were granted on February 1, 2018 and have a three year performance period commencing on January 1, 2018 and ending on December 31, 2020. The units represent a contingent right to receive in cash the value of one Enbridge Common Share based on pre-determined performance factors, with a maximum payment on settlement of 200% of the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.