Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SLB LIMITED/NVSLB · Entity 2936 | President, Western Hemisphere | March 12, 2019 | March 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SLB LIMITED/NV
Report date March 12, 2019 · Filed March 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per ShareSEC Table I · non-derivative | Direct | 118,981 |
Ending reported balance
After 2019-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-12 · Grant · Acquired 4,891 · Balance 120,906 F1: The Company granted performance share units ("PSUs") to the reporting person on January 21, 2016. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2018 audited financial results when the Company's compensation committee met in January 2019 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2019, all such competitors had reported their 2018 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Row 2 · 2019-03-12 · Tax withholding · Disposed 1,925 · Balance 118,981 |
Filing footnotes · ownership attribution and instrument terms
F1: The Company granted performance share units ("PSUs") to the reporting person on January 21, 2016. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2018 audited financial results when the Company's compensation committee met in January 2019 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2019, all such competitors had reported their 2018 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2019 Filed Mar 15, 2019 00:36 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 1,925 | $42.52 | $81,851.00 |
DisclosureSEC source: 0001127602-19-011421 · form4.xml · nonDerivative · entry 2 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,981 Read SEC document |
| March 12, 2019 Filed Mar 15, 2019 00:36 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 4,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011421 · form4.xml · nonDerivative · entry 1 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,906 F1 · shares: The Company granted performance share units ("PSUs") to the reporting person on January 21, 2016. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2018 audited financial results when the Company's compensation committee met in January 2019 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2019, all such competitors had reported their 2018 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 23:02 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 36,290 | $43.97 | $1,595,671.30 |
DisclosureSEC source: 0001127602-19-002560 · form4.xml · nonDerivative · entry 3 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,918 Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 23:02 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002560 · form4.xml · nonDerivative · entry 2 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,208 F2 · shares: Shares of restricted common stock issued to the reporting person on January 18, 2019 upon achievement of the performance criteria and vesting of performance share units granted on January 19, 2017. Read SEC document |
| January 18, 2019 Filed Jan 23, 2019 23:02 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantCommon Stock, $0.01 Par Value Per Share | 44,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002560 · form4.xml · nonDerivative · entry 1 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,208 F1 · shares: Shares of common stock issued to the reporting person on January 18, 2019 upon achievement of the performance criteria and vesting of performance share units granted on January 21, 2016. Read SEC document |
| January 18, 2019 Filed Feb 1, 2019 23:36 UTC Amendment | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 36,193 | $43.97 | $1,591,406.21 |
DisclosureSEC source: 0001127602-19-003538 · form4a.xml · nonDerivative · entry 1 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,015 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:21 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionNQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right · Derivative | 6,397 | $0.00 Strike: $37.85 | $0.00 |
DisclosureSEC source: 0001127602-17-034147 · form4.xml · derivative · entry 5 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 Par Value Per Share · 6,397 shares Expires 2019-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in five equal annual installments beginning January 22, 2010. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:21 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 1,603 | $0.00 Strike: $37.85 | $0.00 |
DisclosureSEC source: 0001127602-17-034147 · form4.xml · derivative · entry 4 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 Par Value Per Share · 1,603 shares Expires 2019-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in five equal annual installments beginning January 22, 2010. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:21 UTC | SLB LIMITED/NV SLB · Entity 2936 | Tax withholdingCommon Stock, $0.01 Par Value Per Share | 4,841 | $62.53 | $302,707.73 |
DisclosureSEC source: 0001127602-17-034147 · form4.xml · nonDerivative · entry 3 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,193 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:21 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionCommon Stock, $0.01 Par Value Per Share | 6,397 | $37.85 | $242,094.47 |
DisclosureSEC source: 0001127602-17-034147 · form4.xml · nonDerivative · entry 2 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 21:21 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionCommon Stock, $0.01 Par Value Per Share | 1,603 | $37.85 | $60,665.54 |
DisclosureSEC source: 0001127602-17-034147 · form4.xml · nonDerivative · entry 1 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 23:25 UTC | SLB LIMITED/NV SLB · Entity 2936 | GrantRSU (Restricted Stock Unit) · Derivative | 20,000 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001127602-17-030196 · form4.xml · derivative · entry 2 Floridia Aaron Gatt · CIK 0001527607 · President, Western Hemisphere 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock, $0.01 Par Value Per Share · 20,000 shares Expires not disclosed F2 · price: Each restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. F1 · derivative.exercise_date: The restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. F1 · derivative.expiration_date: The restricted stock unit award represents the right to receive, at settlement, one (1) share of common stock. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 22:44 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 859 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-17-021370 · form4.xml · derivative · entry 6 Floridia Aaron Gatt · CIK 0001527607 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 Par Value Per Share · 859 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in five equal annual installments beginning April 23, 2010. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 22:44 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionNQ Stock Option (Right to Buy) w/ Tandem Tax W/H Right · Derivative | 39,141 | $0.00 Strike: $45.88 | $0.00 |
DisclosureSEC source: 0001127602-17-021370 · form4.xml · derivative · entry 5 Floridia Aaron Gatt · CIK 0001527607 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.01 Par Value Per Share · 39,141 shares Expires 2019-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option becomes exercisable in five equal annual installments beginning April 23, 2010. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 22:44 UTC | SLB LIMITED/NV SLB · Entity 2936 | SaleCommon Stock, $0.01 Par Value Per Share | 859 | $69.17 | $59,417.03 |
DisclosureSEC source: 0001127602-17-021370 · form4.xml · nonDerivative · entry 4 Floridia Aaron Gatt · CIK 0001527607 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,034 Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 22:44 UTC | SLB LIMITED/NV SLB · Entity 2936 | SaleCommon Stock, $0.01 Par Value Per Share | 39,141 | $69.17 | $2,707,382.97 |
DisclosureSEC source: 0001127602-17-021370 · form4.xml · nonDerivative · entry 3 Floridia Aaron Gatt · CIK 0001527607 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,893 Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 22:44 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionCommon Stock, $0.01 Par Value Per Share | 859 | $45.88 | $39,410.92 |
DisclosureSEC source: 0001127602-17-021370 · form4.xml · nonDerivative · entry 2 Floridia Aaron Gatt · CIK 0001527607 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 22:44 UTC | SLB LIMITED/NV SLB · Entity 2936 | Exercise / conversionCommon Stock, $0.01 Par Value Per Share | 39,141 | $45.88 | $1,795,789.08 |
DisclosureSEC source: 0001127602-17-021370 · form4.xml · nonDerivative · entry 1 Floridia Aaron Gatt · CIK 0001527607 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.