Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GRANITE CONSTRUCTION INCGVA · Entity 3878 | Senior Vice President | March 14, 2019 | March 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GRANITE CONSTRUCTION INC
Report date March 14, 2019 · Filed March 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,647 |
Reported balance
After 2019-03-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-14 · Tax withholding · Disposed 222 · Balance 13,647 F1: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/16). F2: Total adjusted to include dividend equivalents (DEUs: 32 - 1/15/19) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report. |
| Common StockSEC Table I · non-derivative | Direct | 13,536 |
Reported balance
After 2019-03-14 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-14 · Tax withholding · Disposed 111 · Balance 13,536 F1: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/16). |
| Common StockSEC Table I · non-derivative | Direct | 13,359 |
Reported balance
After 2019-03-14 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-14 · Tax withholding · Disposed 177 · Balance 13,359 F3: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/17). |
| Common StockSEC Table I · non-derivative | Direct | 13,214 |
Reported balance
After 2019-03-14 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-03-14 · Tax withholding · Disposed 145 · Balance 13,214 F4: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/18). |
| Common StockSEC Table I · non-derivative | Direct | 15,163 |
Reported balance
After 2019-03-14 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-03-14 · Grant · Acquired 1,949 · Balance 15,163 F5: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/16).
F2: Total adjusted to include dividend equivalents (DEUs: 32 - 1/15/19) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report.
F3: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/17).
F4: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/18).
F5: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2019 Filed Mar 18, 2019 22:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | GrantCommon Stock | 1,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011948 · form4.xml · nonDerivative · entry 5 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,163 F5 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 145 | $46.18 | $6,696.10 |
DisclosureSEC source: 0001127602-19-011948 · form4.xml · nonDerivative · entry 4 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,214 F4 · shares: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/18). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 177 | $46.18 | $8,173.86 |
DisclosureSEC source: 0001127602-19-011948 · form4.xml · nonDerivative · entry 3 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,359 F3 · shares: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/17). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 111 | $46.18 | $5,125.98 |
DisclosureSEC source: 0001127602-19-011948 · form4.xml · nonDerivative · entry 2 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,536 F1 · shares: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/16). Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 222 | $46.18 | $10,251.96 |
DisclosureSEC source: 0001127602-19-011948 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,647 F1 · shares: Shares surrendered for taxes due to vesting on March 14, 2019 (initial grant date 3/14/16). F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 32 - 1/15/19) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 19:09 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 214 | $40.10 | $8,581.40 |
DisclosureSEC source: 0001127602-19-001153 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,837 F1 · shares: Shares surrendered for taxes due to vesting on January 3, 2019 (initial grant date 1/3/17). Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 18:59 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 147 | $39.30 | $5,777.10 |
DisclosureSEC source: 0001127602-18-037280 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,051 F1 · shares: Shares surrendered for taxes due to vesting on December 21, 2018 (initial grant date 12/21/15). Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 18:06 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | GrantCommon Stock | 4,966 | $40.27 | $199,980.82 |
DisclosureSEC source: 0001127602-18-036841 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,198 F1 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date. F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 12 - 4/13/18; 12 - 7/13/18; 15 - 10/12/18) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 18:17 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 100 | $53.80 | $5,380.00 |
DisclosureSEC source: 0001127602-18-013584 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,193 F1 · shares: Shares surrendered for taxes due to vesting on April 2, 2018 (initial grant date 4/2/15). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | GrantCommon Stock | 1,465 | $61.42 | $89,980.30 |
DisclosureSEC source: 0001127602-18-011859 · form4.xml · nonDerivative · entry 4 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,293 F4 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date. F5 · balance_after: Total adjusted to include dividend equivalents (DEUs: 13 - 1/12/18) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 175 | $61.42 | $10,748.50 |
DisclosureSEC source: 0001127602-18-011859 · form4.xml · nonDerivative · entry 3 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,828 F3 · shares: Shares surrendered for taxes due to vesting on March 14, 2018 (initial grant date 3/14/17). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 110 | $61.42 | $6,756.20 |
DisclosureSEC source: 0001127602-18-011859 · form4.xml · nonDerivative · entry 2 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,003 F2 · shares: Shares surrendered for taxes due to vesting on March 14, 2018 (initial grant date 3/14/16). Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 21:07 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 219 | $61.42 | $13,450.98 |
DisclosureSEC source: 0001127602-18-011859 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,113 F1 · shares: Shares surrendered for taxes due to vesting on March 14, 2018 (initial grant date 3/14/16). Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 22:14 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 228 | $64.40 | $14,683.20 |
DisclosureSEC source: 0001127602-18-001155 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,319 F1 · shares: Shares surrendered for taxes due to vesting on January 3, 2018 (initial grant date 1/3/17). Read SEC document |
| December 21, 2017 Filed Dec 22, 2017 17:53 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 159 | $64.01 | $10,177.59 |
DisclosureSEC source: 0001127602-17-035423 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,547 F1 · shares: Shares surrendered for taxes due to vesting on December 21, 2017 (initial grant date 12/21/15). F2 · balance_after: Total adjusted to include dividend equivalents (DEUs: 19 - 4/14/17; 19 - 7/15/17; 16 - 10/13/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report. Read SEC document |
| April 02, 2017 Filed Apr 4, 2017 23:24 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 101 | $50.19 | $5,069.19 |
DisclosureSEC source: 0001127602-17-014161 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,652 F1 · shares: Shares surrendered for taxes due to vesting on April 2, 2017 (initial grant date 04/02/15). Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 15:44 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | GrantCommon Stock | 1,771 | $50.82 | $90,002.22 |
DisclosureSEC source: 0001127602-17-011876 · form4.xml · nonDerivative · entry 3 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,783 F2 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date. F3 · balance_after: Total adjusted to include dividend equivalents (DEUs: 11 - 1/13/17) credited to the Reporting Person under the dividend reinvestment feature of the Granite Construction Incorporated 2012 Equity Incentive Plan since the Reporting Person's last report. Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 15:44 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 111 | $50.82 | $5,641.02 |
DisclosureSEC source: 0001127602-17-011876 · form4.xml · nonDerivative · entry 2 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 F1 · shares: Shares surrendered for taxes due to vesting on March 14, 2017 (initial grant date 3/14/16). Read SEC document |
| March 14, 2017 Filed Mar 16, 2017 15:44 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | Tax withholdingCommon Stock | 262 | $50.82 | $13,314.84 |
DisclosureSEC source: 0001127602-17-011876 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,123 F1 · shares: Shares surrendered for taxes due to vesting on March 14, 2017 (initial grant date 3/14/16). Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 17:10 UTC | GRANITE CONSTRUCTION INC GVA · Entity 3878 | GrantCommon Stock | 1,813 | $55.17 | $100,023.21 |
DisclosureSEC source: 0001127602-17-000414 · form4.xml · nonDerivative · entry 1 Swanberg Dale A · CIK 0001692911 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,374 F1 · shares: Stock units granted pursuant to the Granite Construction Incorporated 2012 Equity Incentive Plan (the "Plan"). The stock units vest in three equal annual installments on the first, second and third anniversaries of the Grant Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.