Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NN INCNNBR · Entity 6041 | See Remarks | March 14, 2019 | March 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NN INC
Report date March 14, 2019 · Filed March 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 44,998 |
Ending reported balance
After 2019-03-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-03-14 · Tax withholding · Disposed 475 · Balance 45,854 F1: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Row 2 · 2019-03-16 · Tax withholding · Disposed 458 · Balance 45,396 F1: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Row 3 · 2019-03-17 · Tax withholding · Disposed 398 · Balance 44,998 F1: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2019 Filed Mar 19, 2019 00:08 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 398 | $7.61 | $3,028.78 |
DisclosureSEC source: 0000899243-19-008228 · doc4.xml · nonDerivative · entry 3 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,998 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 16, 2019 Filed Mar 19, 2019 00:08 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 458 | $7.61 | $3,485.38 |
DisclosureSEC source: 0000899243-19-008228 · doc4.xml · nonDerivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,396 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 14, 2019 Filed Mar 19, 2019 00:08 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 475 | $7.93 | $3,766.75 |
DisclosureSEC source: 0000899243-19-008228 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,854 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:05 UTC | NN INC NNBR · Entity 6041 | PurchaseCommon Stock | 7,000 | $6.13 | $42,910.00 |
DisclosureSEC source: 0000899243-18-031472 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,329 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.12 to $6.13, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:43 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionPerformance Rights · Derivative | 1,540 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011176 · doc4.xml · derivative · entry 4 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance right represented a contingent right to receive one share of common stock of the Issuer. F4 · derivative.exercise_date: The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares. F4 · derivative.expiration_date: The vesting of the performance rights was based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on February 1, 2015 and ending December 31, 2017. The performance rights vested on April 30, 2018. Performance rights granted represented the right to receive the target shares, and actual performance rights earned resulted in a payout of 100.6% of the target shares. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:43 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 1,050 | $20.30 | $21,315.00 |
DisclosureSEC source: 0000899243-18-011176 · doc4.xml · nonDerivative · entry 3 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,329 F2 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock and performance rights. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:43 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionCommon Stock | 1,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011176 · doc4.xml · nonDerivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2018 Filed May 2, 2018 23:43 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 2,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011176 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,830 F1 · shares: Represents settlement of performance rights that vested on April 30, 2018 based on the return of invested capital of NN, Inc. (the "Issuer") over the performance period beginning February 1, 2015 and ending December 31, 2017. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 22:38 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 195 | $24.80 | $4,836.00 |
DisclosureSEC source: 0000899243-18-008289 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,572 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 17, 2018 Filed Mar 20, 2018 22:21 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 306 | $25.15 | $7,695.90 |
DisclosureSEC source: 0000899243-18-008184 · doc4.xml · nonDerivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,767 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 22:21 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 389 | $25.15 | $9,783.35 |
DisclosureSEC source: 0000899243-18-008184 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,073 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 23:41 UTC | NN INC NNBR · Entity 6041 | GrantPerformance Rights · Derivative | 4,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007815 · doc4.xml · derivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,081 Underlying: Common Stock · 4,081 shares Expires not disclosed F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F3 · derivative.exercise_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2018 and ending December 31, 2020. The performance rights will vest on December 31, 2020 subject to the reporting person's continuous employment through December 31, 2020 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2020 expire automatically. F3 · derivative.expiration_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2018 and ending December 31, 2020. The performance rights will vest on December 31, 2020 subject to the reporting person's continuous employment through December 31, 2020 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2020 expire automatically. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 23:41 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 4,081 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007815 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,462 F1 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 14, 2019. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionStock Options (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0000899243-17-024811 · doc4.xml · derivative · entry 3 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires 2022-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | SaleCommon Stock | 2,000 | $32.00 | $64,000.00 |
DisclosureSEC source: 0000899243-17-024811 · doc4.xml · nonDerivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,381 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionCommon Stock | 2,000 | $8.86 | $17,720.00 |
DisclosureSEC source: 0000899243-17-024811 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Corresponds to option exercise price. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,500 | $0.00 Strike: $9.36 | $0.00 |
DisclosureSEC source: 0000899243-17-022203 · doc4.xml · derivative · entry 6 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires 2018-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | SaleCommon Stock | 1,500 | $28.00 | $42,000.00 |
DisclosureSEC source: 0000899243-17-022203 · doc4.xml · nonDerivative · entry 4 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,381 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. Read SEC document |
| September 18, 2017 Filed Sep 18, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionCommon Stock | 1,500 | $9.36 | $14,040.00 |
DisclosureSEC source: 0000899243-17-022203 · doc4.xml · nonDerivative · entry 3 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Corresponds to option exercise price. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionStock Options (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $9.36 | $0.00 |
DisclosureSEC source: 0000899243-17-022203 · doc4.xml · derivative · entry 5 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 4,500 shares Expires 2018-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | SaleCommon Stock | 4,500 | $27.17 | $122,265.00 |
DisclosureSEC source: 0000899243-17-022203 · doc4.xml · nonDerivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,381 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.50, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:05 UTC | NN INC NNBR · Entity 6041 | Exercise / conversionCommon Stock | 4,500 | $9.36 | $42,120.00 |
DisclosureSEC source: 0000899243-17-022203 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,881 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Corresponds to option exercise price. Read SEC document |
| April 28, 2017 Filed May 2, 2017 20:06 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 128 | $27.60 | $3,532.80 |
DisclosureSEC source: 0000899243-17-011417 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,381 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | GrantPerformance Rights · Derivative | 2,996 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008243 · doc4.xml · derivative · entry 5 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,996 Underlying: Common Stock · 2,996 shares Expires not disclosed F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of common stock of NN, Inc. (the "Issuer"). F5 · derivative.exercise_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2017 and ending December 31, 2019. The performance rights will vest on December 31, 2019 subject to the reporting person's continuous employment through December 31, 2019 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2019 expire automatically. F5 · derivative.expiration_date: The vesting of the performance rights is based on the relative total shareholder return ("TSR") of the Issuer, as compared to the TSR of the S&P SmallCap 600 Index over the period beginning on January 1, 2017 and ending December 31, 2019. The performance rights will vest on December 31, 2019 subject to the reporting person's continuous employment through December 31, 2019 and subject to certain conditions as set forth in the Issuer's 2016 Omnibus Incentive Plan. Performance rights granted represent the right to receive the target shares, and actual performance rights earned may be between 50% and 150% of the target shares. Performance rights that do not vest on December 31, 2019 expire automatically. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | GrantStock Options (Right to Buy) · Derivative | 21,500 | $0.00 Strike: $24.20 | $0.00 |
DisclosureSEC source: 0000899243-17-008243 · doc4.xml · derivative · entry 4 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,500 Underlying: Common Stock · 21,500 shares Expires 2027-03-17 F3 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | GrantCommon Stock | 3,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008243 · doc4.xml · nonDerivative · entry 3 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,509 F2 · kind: Shares are restricted stock and vest in three equal annual installments beginning on March 17, 2018. Read SEC document |
| March 17, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 624 | $24.20 | $15,100.80 |
DisclosureSEC source: 0000899243-17-008243 · doc4.xml · nonDerivative · entry 2 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,091 F1 · price: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
| March 16, 2017 Filed Mar 21, 2017 00:25 UTC | NN INC NNBR · Entity 6041 | Tax withholdingCommon Stock | 329 | $22.55 | $7,418.95 |
DisclosureSEC source: 0000899243-17-008243 · doc4.xml · nonDerivative · entry 1 BURWELL THOMAS C. Jr. · CIK 0001529081 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,715 F1 · price: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the vesting of shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.