Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DOUGLAS DYNAMICS, INCPLOW · Entity 5002 | * See Remarks below | March 15, 2019 | March 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DOUGLAS DYNAMICS, INC
Report date March 15, 2019 · Filed March 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,630 |
Reported balance
After 2019-03-15 transaction · row 1
1 source rowRow 1 · 2019-03-15 · Purchase · Acquired 6,500 · Balance 10,630 F1: The Company has collected from the reporting person the profits owed by him under Section 16(b) for the short-swing liability incurred in connection with this transaction. F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $38.07 to $38.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. |
Filing footnotes · ownership attribution and instrument terms
F1: The Company has collected from the reporting person the profits owed by him under Section 16(b) for the short-swing liability incurred in connection with this transaction.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $38.07 to $38.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 18, 2019 16:11 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | PurchaseCommon Stock | 6,500 | $38.13 | $247,845.00 |
DisclosureSEC source: 0001567619-19-007074 · doc1.xml · nonDerivative · entry 1 DEJANA ANDREW · CIK 0001732088 · * See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,630 F1 · kind: The Company has collected from the reporting person the profits owed by him under Section 16(b) for the short-swing liability incurred in connection with this transaction. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $38.07 to $38.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| March 06, 2019 Filed Mar 7, 2019 14:49 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 1,035 | $40.63 | $42,051.53 |
DisclosureSEC source: 0001567619-19-006377 · doc1.xml · nonDerivative · entry 1 DEJANA ANDREW · CIK 0001732088 · * See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.21 to $41.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 16:07 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | SaleCommon Stock | 741 | $43.49 | $32,222.76 |
DisclosureSEC source: 0001140361-18-012457 · doc1.xml · nonDerivative · entry 2 DEJANA ANDREW · CIK 0001732088 · * See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,165 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $43.35 to $43.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 16:07 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-012457 · doc1.xml · nonDerivative · entry 1 DEJANA ANDREW · CIK 0001732088 · * See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,906 F1 · shares: Includes 2,332 shares that will vest in two equal annual installments beginning on March 6, 2019. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 19:14 UTC | DOUGLAS DYNAMICS, INC PLOW · Entity 5002 | GrantCommon Stock | 2,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-009680 · doc1.xml · nonDerivative · entry 1 DEJANA ANDREW · CIK 0001732088 · * See Remarks below 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406 F1 · shares: Includes 2,406 shares that will vest in three annual installments beginning on March 6, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.