Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHERENT CORP.COHR · Entity 1179 | Director | February 11, 2026 | February 13, 2026 |
| Digital Turbine, Inc.APPS · Entity 4815 | Director | August 25, 2026 | August 28, 2026 |
| QUALCOMM INC/DEQCOM · Entity 2852 | EVP, Human Resources | December 10, 2019 | December 11, 2019 |
| TuSimple Holdings Inc.TSP · Entity 9876 | Director | June 13, 2022 | June 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHERENT CORP.
Report date February 11, 2026 · Filed February 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,924 |
Reported balance
After 2026-02-11 transaction · row 1
1 source rowRow 1 · 2026-02-11 · Grant · Acquired 279 · Balance 8,924 F1: The shares represent a restricted stock unit award granted to the reporting person. The award will vest on the day immediately prior to the issuer's next annual meeting of the stockholders, which is expected to be November 11, 2026, subject to the reporting person's continued service to the issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares represent a restricted stock unit award granted to the reporting person. The award will vest on the day immediately prior to the issuer's next annual meeting of the stockholders, which is expected to be November 11, 2026, subject to the reporting person's continued service to the issuer through such date.
Digital Turbine, Inc.
Report date August 25, 2026 · Filed August 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,163 |
Reported balance
After 2026-08-25 transaction · row 1
1 source rowRow 1 · 2026-08-25 · Grant · Acquired 18,951 · Balance 170,163 F1: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer. F2: The Shares vest in a single installment on the earlier of the first anniversary of the grant date or the date of the Company's 2027 annual stockholders meeting which is at least fifty weeks after the grant date. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 24,640 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 24,640 F3: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer.
F2: The Shares vest in a single installment on the earlier of the first anniversary of the grant date or the date of the Company's 2027 annual stockholders meeting which is at least fifty weeks after the grant date.
F3: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.
QUALCOMM INC/DE
Report date December 10, 2019 · Filed December 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 19,166 |
Reported balance
After 2019-12-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-12-10 · Sale · Disposed 17,557 · Balance 19,166 F1: The transaction was conducted under a Rule 10b5-1 trading plan. F2: The sale prices for this transaction ranged from $83.72 to $85.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction was conducted under a Rule 10b5-1 trading plan.
F2: The sale prices for this transaction ranged from $83.72 to $85.29. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
F3: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
TuSimple Holdings Inc.
Report date June 13, 2022 · Filed June 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 4,958 |
Reported balance
After 2022-06-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-13 · Exercise / conversion · Acquired 3,708 · Balance 4,958 F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs. F2: Includes 1,250 shares of the Issuer's Class A Common Stock acquired by the Reporting Person in 2021 pursuant to an award of RSUs in connection with a consulting agreement. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-13 · Exercise / conversion · Disposed 3,708 · Balance 0 F3: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 27,856 |
Reported balance
After 2022-06-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-15 · Grant · Acquired 27,856 · Balance 27,856 F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person received Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock for each RSU upon the satisfaction of applicable vesting conditions. The shares were issued pursuant to vested RSUs.
F2: Includes 1,250 shares of the Issuer's Class A Common Stock acquired by the Reporting Person in 2021 pursuant to an award of RSUs in connection with a consulting agreement.
F3: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of the first day of the month that follows the one-year anniversary of October 18, 2021 or on the date of the next regular annual meeting of the Company's stockholders held following October 18, 2021, provided that the Reporting Person remains in continuous service through such vesting date.
F4: The Reporting Person was granted RSUs which represent a contingent right to receive one share of Class A Common Stock for each RSU. The RSUs are subject to a service-based vesting requirement, which shall be satisfied on the earlier of (i) June 15, 2023 or (ii) on the date of the issuer's next annual meeting of stockholders, subject to the Reporting Person's continuous service with the issuer on such vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2016 Filed Nov 21, 2016 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 3 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 23:49 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000575 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| August 20, 2016 Filed Aug 22, 2016 19:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,965.4429 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000497 · edgardoc.xml · derivative · entry 3 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,930.8858 Underlying: Common Stock · 6,965.4429 shares Expires 2018-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018. Read SEC document |
| August 20, 2016 Filed Aug 22, 2016 19:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,618 | $62.76 | $164,305.68 |
DisclosureSEC source: 0001234452-16-000497 · edgardoc.xml · nonDerivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,896 F2 · balance_after: Includes 271 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2016. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| August 20, 2016 Filed Aug 22, 2016 19:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000497 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,912.0162 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · derivative · entry 9 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824.0324 Underlying: Common Stock · 1,912.0162 shares Expires 2018-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2016, 2017 and 2018. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,697.415 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · derivative · entry 8 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697.415 Underlying: Common Stock · 1,697.415 shares Expires 2017-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,643.0997 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · derivative · entry 7 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,643.0997 shares Expires 2016-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 719 | $54.52 | $39,199.88 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · nonDerivative · entry 6 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,278 F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 638 | $54.52 | $34,783.76 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · nonDerivative · entry 5 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,997 F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 617 | $54.52 | $33,638.84 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · nonDerivative · entry 4 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,635 F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · nonDerivative · entry 3 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · nonDerivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 20, 2016 Filed May 23, 2016 17:31 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000458 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| May 01, 2016 Filed May 2, 2016 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 9,866.9504 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000433 · edgardoc.xml · derivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,477.2056 Underlying: Common Stock · 9,866.9504 shares Expires 2018-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 1, 2016, the Compensation Committee certified that the performance vesting conditions were satisfied. F5 · shares: These Restricted Stock Units include an initial grant of 9,677 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018. Read SEC document |
| May 01, 2016 Filed May 2, 2016 21:33 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 6,610.2552 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-16-000433 · edgardoc.xml · derivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,610.2552 Underlying: Common Stock · 6,610.2552 shares Expires 2018-11-20 F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · date: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 1, 2016, the Compensation Committee certified that the performance vesting conditions were satisfied. F3 · shares: These Restricted Stock Units include an initial grant of 6,483 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018. Read SEC document |
| March 14, 2016 Filed Mar 15, 2016 19:53 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,948 | $52.16 | $362,381.97 |
DisclosureSEC source: 0001234452-16-000394 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · shares: Includes 194 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2016. F3 · price: The sale prices for this transaction ranged from $51.76 to $52.38. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,818.5284 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · derivative · entry 9 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,637.0568 Underlying: Common Stock · 1,818.5284 shares Expires 2017-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F5 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017. F5 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,554.3178 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · derivative · entry 8 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554.3178 Underlying: Common Stock · 1,554.3178 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,730.9907 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · derivative · entry 7 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,730.9907 shares Expires 2015-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2013, 2014 and 2015. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 704 | $49.62 | $34,932.48 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · nonDerivative · entry 6 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 6,754 F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 584 | $49.62 | $28,978.08 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · nonDerivative · entry 5 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,458 F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 650 | $49.62 | $32,253.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · nonDerivative · entry 4 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,042 F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · nonDerivative · entry 3 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · nonDerivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 6,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| November 20, 2015 Filed Nov 24, 2015 20:00 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000302 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| August 21, 2015 Filed Aug 24, 2015 17:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 4,185 | $59.32 | $248,253.36 |
DisclosureSEC source: 0001234452-15-000234 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,590 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $59.30 to $59.35. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| August 20, 2015 Filed Aug 21, 2015 17:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 6,705.9382 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000231 · edgardoc.xml · derivative · entry 3 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,114.7393 Underlying: Common Stock · 6,705.9382 shares Expires 2018-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-fourth amounts on August 20, 2015, 2016, 2017 and 2018. Read SEC document |
| August 20, 2015 Filed Aug 21, 2015 17:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 2,520 | $61.15 | $154,098.00 |
DisclosureSEC source: 0001234452-15-000231 · edgardoc.xml · nonDerivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,775 F2 · balance_after: Includes 190 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2015. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| August 20, 2015 Filed Aug 21, 2015 17:03 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000231 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 16:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,073 | $65.28 | $200,612.51 |
DisclosureSEC source: 0001234452-15-000194 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 F1 · kind: The transaction was conducted under a Rule 10b5-1 trading plan. F2 · price: The sale prices for this transaction ranged from $65.13 to $65.34. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,637.9204 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · derivative · entry 9 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,275.8408 Underlying: Common Stock · 1,637.9204 shares Expires 2017-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F4 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017. F4 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2015, 2016 and 2017. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,585.5092 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · derivative · entry 8 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585.5092 Underlying: Common Stock · 1,585.5092 shares Expires 2016-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F3 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016. F3 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2014, 2015 and 2016. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionRestricted Stock Unit · Derivative | 1,697.2826 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · derivative · entry 7 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,697.2826 shares Expires 2015-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2 · derivative.exercise_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2013, 2014 and 2015. F2 · derivative.expiration_date: The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on May 20, 2013, 2014 and 2015. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 635 | $69.28 | $43,992.80 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · nonDerivative · entry 6 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,473 Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 596 | $69.28 | $41,290.88 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · nonDerivative · entry 5 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,108 Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Tax withholdingCommon Stock | 615 | $69.28 | $42,607.20 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · nonDerivative · entry 4 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,704 Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · nonDerivative · entry 3 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · nonDerivative · entry 2 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,734 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2015 Filed May 21, 2015 18:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,697 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-15-000183 · edgardoc.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.