Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMSCORE, INC.SCOR · Entity 6942 | See Remarks | March 22, 2019 | March 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMSCORE, INC.
Report date March 22, 2019 · Filed March 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,553 |
Reported balance
After 2019-03-22 transaction · row 1
1 source rowRow 1 · 2019-03-22 · Sale · Disposed 536 · Balance 14,553 F1: Represents the number of shares sold by the reporting person to fulfill tax withholding obligations to be funded by a "sell to cover" transaction associated with the vesting of restricted stock units on 3/15/2019 and their distribution on 3/22/2019. This transaction does not represent a discretionary trade by the reporting person. F2: The reported price on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.84 to $21.52 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares sold by the reporting person to fulfill tax withholding obligations to be funded by a "sell to cover" transaction associated with the vesting of restricted stock units on 3/15/2019 and their distribution on 3/22/2019. This transaction does not represent a discretionary trade by the reporting person.
F2: The reported price on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.84 to $21.52 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Inovalon Holdings, Inc.
Report date May 05, 2017 · Filed May 09, 2017
Section 16 reporting ended · disclosed 2017-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 73,539 |
Ending reported balance
After 2017-05-08 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-05-05 · Conversion · Acquired 149,519 · Balance 171,824 Row 2 · 2017-05-05 · Sale · Disposed 103,205 · Balance 68,619 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.25, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. Row 3 · 2017-05-08 · Conversion · Acquired 6,364 · Balance 74,983 Row 4 · 2017-05-08 · Sale · Disposed 1,444 · Balance 73,539 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.68 · Expires 2023-06-29 | Direct | 92,894 |
Reported balance
After 2017-05-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-05 · Other · Disposed 139,341 · Balance 92,894 F3: Class B Common Stock has a price of $0.00. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2024-05-13 | Direct | 31,177 |
Reported balance
After 2017-05-05 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-05-05 · Other · Disposed 10,178 · Balance 31,177 F3: Class B Common Stock has a price of $0.00. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 139,341 |
Reported balance
After 2017-05-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-05-05 · Conversion · Acquired 139,341 · Balance 139,341 F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3: Class B Common Stock has a price of $0.00. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-05-05 · Conversion · Disposed 139,341 · Balance 0 F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3: Class B Common Stock has a price of $0.00. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 10,178 |
Reported balance
After 2017-05-05 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-05-05 · Conversion · Acquired 10,178 · Balance 10,178 F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3: Class B Common Stock has a price of $0.00. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-05 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-05-05 · Conversion · Disposed 10,178 · Balance 0 F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3: Class B Common Stock has a price of $0.00. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 6,364 |
Reported balance
After 2017-05-08 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2017-05-08 · Conversion · Acquired 6,364 · Balance 6,364 F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3: Class B Common Stock has a price of $0.00. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-05-08 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2017-05-08 · Conversion · Disposed 6,364 · Balance 0 F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3: Class B Common Stock has a price of $0.00. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $7.50 · Expires 2024-05-13 | Direct | 24,813 |
Reported balance
After 2017-05-08 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2017-05-08 · Other · Disposed 6,364 · Balance 24,813 F3: Class B Common Stock has a price of $0.00. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.25, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
F2: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F3: Class B Common Stock has a price of $0.00.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2019 Filed Mar 25, 2019 21:49 UTC | COMSCORE, INC. SCOR · Entity 6942 | SaleCommon Stock | 536 | $21.11 | $11,314.96 |
DisclosureSEC source: 0001158172-19-000048 · wf-form4_155355053433739.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,553 F1 · shares: Represents the number of shares sold by the reporting person to fulfill tax withholding obligations to be funded by a "sell to cover" transaction associated with the vesting of restricted stock units on 3/15/2019 and their distribution on 3/22/2019. This transaction does not represent a discretionary trade by the reporting person. F2 · price: The reported price on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.84 to $21.52 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 21:29 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionRestricted Stock Units · Derivative | 1,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000046 · wf-form4_155268532948511.xml · derivative · entry 2 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: This restricted stock unit award was granted on 6/5/2018 pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. The award vests entirely on 3/15/2019. F2 · derivative.expiration_date: This restricted stock unit award was granted on 6/5/2018 pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. The award vests entirely on 3/15/2019. Read SEC document |
| March 15, 2019 Filed Mar 15, 2019 21:29 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionCommon Stock | 1,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000046 · wf-form4_155268532948511.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 21:24 UTC | COMSCORE, INC. SCOR · Entity 6942 | SaleCommon Stock | 2,912 | $22.52 | $65,578.24 |
DisclosureSEC source: 0001158172-19-000042 · wf-form4_155268506654788.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,594 F1 · shares: Represents the number of shares sold by the reporting person to fulfill tax withholding obligations to be funded by a "sell to cover" transaction associated with the vesting of restricted stock units on 3/1/2019 and their distribution on 3/13/2019. This transaction does not represent a discretionary trade by the reporting person. F2 · price: The reported price on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.11 to $22.80 per share. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:25 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionRestricted Stock Units · Derivative | 8,251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000028 · wf-form4_155182828853577.xml · derivative · entry 2 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,502 Underlying: Common Stock · 8,251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award vests in three equal annual installments beginning on March 1, 2019, subject to the reporter's continued service with the Company on each vesting date. F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award vests in three equal annual installments beginning on March 1, 2019, subject to the reporter's continued service with the Company on each vesting date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:25 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionCommon Stock | 8,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001158172-19-000028 · wf-form4_155182828853577.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:53 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionRestricted Stock Units · Derivative | 8,255 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000212 · wf-form4_154240880570955.xml · derivative · entry 2 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,762 Underlying: Common Stock · 8,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: A restricted stock unit award with respect to 33,017 shares of common stock was granted on 6/5/2018 pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award vests in four equal annual installments beginning on 11/15/2018, in each case subject to the reporter's continued status as a service provider of the Company on each vesting date. F2 · derivative.expiration_date: A restricted stock unit award with respect to 33,017 shares of common stock was granted on 6/5/2018 pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award vests in four equal annual installments beginning on 11/15/2018, in each case subject to the reporter's continued status as a service provider of the Company on each vesting date. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 22:53 UTC | COMSCORE, INC. SCOR · Entity 6942 | Exercise / conversionCommon Stock | 8,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001158172-18-000212 · wf-form4_154240880570955.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 22:51 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantRestricted Stock Units · Derivative | 24,753 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000172 · wf-form4_153670628736048.xml · derivative · entry 2 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,753 Underlying: Common Stock · 24,753 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest in three equal annual installments beginning on March 1, 2019, subject to the reporter's continued employment with the Company on each vesting date. F3 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest in three equal annual installments beginning on March 1, 2019, subject to the reporter's continued employment with the Company on each vesting date. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 22:51 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantRestricted Stock Units · Derivative | 16,502 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000172 · wf-form4_153670628736048.xml · derivative · entry 1 Rostock Joseph R · CIK 0001631255 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,502 Underlying: Common Stock · 16,502 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: This performance-based restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest on March 1, 2021, subject to the reporter's continued employment with the Company on the vesting date and the achievement of certain revenue and adjusted EBITDA goals set forth in a Performance Restricted Stock Units Award Agreement. The reporter may earn between 0% and 200% of the number of performance-based restricted stock units granted, depending on the level of achievement. F2 · derivative.expiration_date: This performance-based restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest on March 1, 2021, subject to the reporter's continued employment with the Company on the vesting date and the achievement of certain revenue and adjusted EBITDA goals set forth in a Performance Restricted Stock Units Award Agreement. The reporter may earn between 0% and 200% of the number of performance-based restricted stock units granted, depending on the level of achievement. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:53 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantRestricted Stock Units · Derivative | 33,017 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000123 · wf-form4_152840478637154.xml · derivative · entry 2 Rostock Joseph R · CIK 0001631255 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,017 Underlying: Common Stock · 33,017 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. F3 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest in four equal annual installments beginning on 11/15/2018, in each case subject to the reporter's continued status as a service provider of the Company on the relevant vesting date. F3 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. This award will vest in four equal annual installments beginning on 11/15/2018, in each case subject to the reporter's continued status as a service provider of the Company on the relevant vesting date. Read SEC document |
| June 05, 2018 Filed Jun 7, 2018 20:53 UTC | COMSCORE, INC. SCOR · Entity 6942 | GrantRestricted Stock Units · Derivative | 1,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001158172-18-000123 · wf-form4_152840478637154.xml · derivative · entry 1 Rostock Joseph R · CIK 0001631255 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495 Underlying: Common Stock · 1,495 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's Common Stock. F2 · derivative.exercise_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. The award will vest on 3/15/2019, subject to the reporter's continued status as a service provider of the Company on the vesting date. F2 · derivative.expiration_date: This restricted stock unit award was granted pursuant to the terms of the comScore, Inc. 2018 Equity and Incentive Compensation Plan. The award will vest on 3/15/2019, subject to the reporter's continued status as a service provider of the Company on the vesting date. Read SEC document |
| May 08, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass B Common Stock · Derivative | 6,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 13 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3 · price: Class B Common Stock has a price of $0.00. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| May 08, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass B Common Stock · Derivative | 6,364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 12 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,364 Underlying: Class A Common Stock · 6,364 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3 · price: Class B Common Stock has a price of $0.00. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| May 08, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | OtherEmployee Stock Option · Derivative | 6,364 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 11 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,813 Underlying: Class B Common Stock · 6,364 shares Expires 2024-05-13 F3 · price: Class B Common Stock has a price of $0.00. Read SEC document |
| May 08, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | SaleClass A Common Stock | 1,444 | $13.91 | $20,083.15 |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · nonDerivative · entry 4 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,539 Read SEC document |
| May 08, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass A Common Stock | 6,364 | $0.00 | $0.00 |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · nonDerivative · entry 3 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass B Common Stock · Derivative | 10,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 10 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3 · price: Class B Common Stock has a price of $0.00. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass B Common Stock · Derivative | 10,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 9 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 Underlying: Class A Common Stock · 10,178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3 · price: Class B Common Stock has a price of $0.00. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | OtherEmployee Stock Option (right to buy) · Derivative | 10,178 | Not disclosed Strike: $7.50 | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 8 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,177 Underlying: Class B Common Stock · 10,178 shares Expires 2024-05-13 F3 · price: Class B Common Stock has a price of $0.00. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass B Common Stock · Derivative | 139,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 7 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 139,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3 · price: Class B Common Stock has a price of $0.00. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass B Common Stock · Derivative | 139,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 6 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,341 Underlying: Class A Common Stock · 139,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F3 · price: Class B Common Stock has a price of $0.00. F2 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F2 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | OtherEmployee Stock Option (right to buy) · Derivative | 139,341 | Not disclosed Strike: $6.68 | Not disclosed |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · derivative · entry 5 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,894 Underlying: Class B Common Stock · 139,341 shares Expires 2023-06-29 F3 · price: Class B Common Stock has a price of $0.00. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | SaleClass A Common Stock | 103,205 | $13.06 | $1,348,156.59 |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · nonDerivative · entry 2 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,619 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.25, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | ConversionClass A Common Stock | 149,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001619954-17-000023 · edgar.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · Fmr. Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 05, 2017 Filed Mar 6, 2017 17:14 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | Exercise / conversionRestricted Stock Units · Derivative | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001619954-17-000014 · edgar.xml · derivative · entry 5 Rostock Joseph R · CIK 0001631255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,349 Underlying: Class A Common Stock · 1,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock. F5 · derivative.exercise_date: On March 5, 2015, the reporting person was granted 7,249 restricted stock units, vesting in five equal installments, beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: On March 5, 2015, the reporting person was granted 7,249 restricted stock units, vesting in five equal installments, beginning on the first anniversary of the grant date. Read SEC document |
| March 05, 2017 Filed Mar 6, 2017 17:14 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | Tax withholdingClass A Common Stock | 594 | $11.70 | $6,949.80 |
DisclosureSEC source: 0001619954-17-000014 · edgar.xml · nonDerivative · entry 4 Rostock Joseph R · CIK 0001631255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,305 F4 · shares: Shares withheld to satisfy minimum legally-required tax withholding obligations upon delivery of stock. Read SEC document |
| March 05, 2017 Filed Mar 6, 2017 17:14 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | Exercise / conversionClass A Common Stock | 1,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001619954-17-000014 · edgar.xml · nonDerivative · entry 3 Rostock Joseph R · CIK 0001631255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:14 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | GrantClass A Common Stock | 3,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001619954-17-000014 · edgar.xml · nonDerivative · entry 2 Rostock Joseph R · CIK 0001631255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,449 F2 · shares: The shares of restricted stock will cliff vest 100% on the fifth anniversary of the March 2, 2017 grant date. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 17:14 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | GrantClass A Common Stock | 10,891 | $0.00 | $0.00 |
DisclosureSEC source: 0001619954-17-000014 · edgar.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,423 F1 · shares: The shares of restricted stock vest in five equal installments beginning March 2, 2018. Read SEC document |
| February 25, 2017 Filed Feb 28, 2017 16:15 UTC | Inovalon Holdings, Inc. INOV · Entity 133038 | Tax withholdingClass A Common Stock | 584 | $11.85 | $6,920.40 |
DisclosureSEC source: 0001619954-17-000006 · edgar.xml · nonDerivative · entry 1 Rostock Joseph R · CIK 0001631255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,532 F1 · shares: Shares withheld to satisfy minimum legally-required tax withholding obligations upon delivery of stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.