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DEROSA THOMAS J

Disclosed activity across 2 companies

Tapewire entity
15875
SEC CIK
0001215328

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Empire State Realty Trust, Inc.ESRT · Entity 4759DirectorMay 10, 2024May 13, 2024
WELLTOWER INC.WELL · Entity 2853Director · Chairman & CEOFebruary 14, 2020February 19, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Empire State Realty Trust, Inc.

Report date May 10, 2024 · Filed May 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
LTIP UnitsSEC Table II · derivative / convertible securityDirect149,891 Reported balance After 2024-05-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-10 · Grant · Acquired 13,408 · Balance 149,891

F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan.

F2: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit.

Filing footnotes · ownership attribution and instrument terms

F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan.

F2: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit.

WELLTOWER INC.

Report date February 14, 2020 · Filed February 19, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect343,558 Ending reported balance After 2020-02-14 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-02-14 · Exercise / conversion · Acquired 48,951 · Balance 338,415

Row 2 · 2020-02-14 · Tax withholding · Disposed 26,053 · Balance 312,362

F1: Shares withheld upon vesting to satisfy tax withholding obligation.

Row 3 · 2020-02-14 · Grant · Acquired 31,196 · Balance 343,558

F2: These shares represent restricted stock units that were granted without cash consideration on February 14, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2020-2022 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2021, January 15, 2022, January 15, 2023 and January 15, 2024.

Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-02-14Direct97,896 Reported balance After 2020-02-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-02-14 · Exercise / conversion · Disposed 48,951 · Balance 97,896

F3: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021.

F4: The reported transaction was a vesting of 48,951 deferred stock units on February 14, 2020, resulting in the issuance of 48,951 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld upon vesting to satisfy tax withholding obligation.

F2: These shares represent restricted stock units that were granted without cash consideration on February 14, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2020-2022 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2021, January 15, 2022, January 15, 2023 and January 15, 2024.

F3: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021.

F4: The reported transaction was a vesting of 48,951 deferred stock units on February 14, 2020, resulting in the issuance of 48,951 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2016 Filed Feb 29, 2016 20:36 UTC WELLTOWER INC. HCN · Entity 2853 Tax withholdingCommon Stock 17,185 $65.13 $1,119,259.05
Disclosure

SEC source: 0001209191-16-103315 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,447

Read SEC document
February 26, 2016 Filed Feb 29, 2016 20:36 UTC WELLTOWER INC. HCN · Entity 2853 GrantCommon Stock 105,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-103315 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,632

F1 · price: The shares were granted without cash consideration as shares of restricted stock under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan.

Read SEC document
February 23, 2016 Filed Feb 24, 2016 13:40 UTC WELLTOWER INC. HCN · Entity 2853 PurchaseCommon Stock 33,150 $61.19 $2,028,319.22
Disclosure

SEC source: 0001209191-16-101707 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,052

Read SEC document
February 12, 2016 Filed Feb 16, 2016 20:47 UTC WELLTOWER INC. HCN · Entity 2853 Tax withholdingCommon Stock 9,454 $54.40 $514,297.60
Disclosure

SEC source: 0001209191-16-098643 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,902

Read SEC document
February 12, 2016 Filed Feb 16, 2016 20:47 UTC WELLTOWER INC. HCN · Entity 2853 GrantCommon Stock 83,003 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-098643 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,356

F1 · price: The shares were granted without cash consideration as shares of restricted stock under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan.

Read SEC document
February 07, 2016 Filed Feb 9, 2016 19:33 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 511 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-096627 · doc4.xml · derivative · entry 3

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 511 shares

Expires 2016-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7 of each of 2015 and 2016.

F3 · price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7 of each of 2015 and 2016.

F3 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7 of each of 2015 and 2016.

F3 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7 of each of 2015 and 2016.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 511 deferred stock units on February 7, 2016, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 07, 2016 Filed Feb 9, 2016 19:33 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 511 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-096627 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 511 deferred stock units on February 7, 2016, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 06, 2016 Filed Feb 9, 2016 19:33 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-096627 · doc4.xml · derivative · entry 4

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

Underlying: Common · 563 shares

Expires 2016-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F4 · price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F2 · derivative.underlying_shares: The reported transaction was a vesting of 563 deferred stock units on February 6, 2016, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F5 · balance_after: Includes (i) 562 deferred stock units granted on February 6, 2014; with 562 units vesting on February 6, 2017.

Read SEC document
February 06, 2016 Filed Feb 9, 2016 19:33 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-096627 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported transaction was a vesting of 563 deferred stock units on February 6, 2016, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 15, 2016 Filed Jan 19, 2016 20:14 UTC WELLTOWER INC. HCN · Entity 2853 Tax withholdingCommon Stock 3,907 $66.32 $259,112.24
Disclosure

SEC source: 0001209191-16-092000 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,279

Read SEC document
August 06, 2015 Filed Aug 10, 2015 20:33 UTC WELLTOWER INC. HCN · Entity 2853 GrantPerformance-Based Restricted Stock Units · Derivative 25,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-064906 · doc4.xml · derivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,478

Underlying: Common · 25,478 shares

Expires not disclosed

F1 · derivative.exercise_price: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · price: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.exercise_date: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.expiration_date: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

F1 · derivative.underlying_shares: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock.

Read SEC document
August 06, 2015 Filed Oct 19, 2017 21:27 UTC Amendment WELLTOWER INC. HCN · Entity 2853 GrantPerformance-Based Restricted Stock Units · Derivative 18,524 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057493 · doc4a.xml · derivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,524

Underlying: Common · 18,524 shares

Expires not disclosed

F1 · derivative.exercise_price: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on August 10, 2015 reported the target shares as 25,478 shares due to a clerical error.

F1 · price: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on August 10, 2015 reported the target shares as 25,478 shares due to a clerical error.

F1 · derivative.exercise_date: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on August 10, 2015 reported the target shares as 25,478 shares due to a clerical error.

F1 · derivative.expiration_date: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on August 10, 2015 reported the target shares as 25,478 shares due to a clerical error.

F1 · derivative.underlying_shares: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2015-2017 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on August 10, 2015 reported the target shares as 25,478 shares due to a clerical error.

Read SEC document
May 06, 2015 Filed May 8, 2015 20:18 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 15,618 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040523 · doc4.xml · derivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 15,618 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the satisfaction of the performance conditions of the performance-based restricted stock unit award made under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each performance-based restricted stock unit represents the right to receive one share of common stock upon settlement. These restricted stock units are shown in Table I. Settlement in shares of common stock is automatically deferred until separation from service, death or change in control of HCN.

F2 · price: Reflects the satisfaction of the performance conditions of the performance-based restricted stock unit award made under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each performance-based restricted stock unit represents the right to receive one share of common stock upon settlement. These restricted stock units are shown in Table I. Settlement in shares of common stock is automatically deferred until separation from service, death or change in control of HCN.

F2 · derivative.exercise_date: Reflects the satisfaction of the performance conditions of the performance-based restricted stock unit award made under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each performance-based restricted stock unit represents the right to receive one share of common stock upon settlement. These restricted stock units are shown in Table I. Settlement in shares of common stock is automatically deferred until separation from service, death or change in control of HCN.

F2 · derivative.expiration_date: Reflects the satisfaction of the performance conditions of the performance-based restricted stock unit award made under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each performance-based restricted stock unit represents the right to receive one share of common stock upon settlement. These restricted stock units are shown in Table I. Settlement in shares of common stock is automatically deferred until separation from service, death or change in control of HCN.

Read SEC document
May 06, 2015 Filed May 8, 2015 20:18 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 15,618 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-040523 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares represent restricted stock units that are automatically deferred under the terms of the restricted stock agreement and will be settled, on a one-to-one basis, in shares of common stock upon the reporting person's separation from service, death or change in control of HCN. These shares were previously reported as performance-based restricted stock units. As of the transaction date, the performance criteria has been satisfied. The aggregate number of shares reported represents: (a) 5,206 fully vested deferred restricted stock units and (b) 10,412 restricted stock units that vest in equal increments on April 13, 2016 and April 13, 2017 subject to the reporting person's continued service.

F1 · price: Shares represent restricted stock units that are automatically deferred under the terms of the restricted stock agreement and will be settled, on a one-to-one basis, in shares of common stock upon the reporting person's separation from service, death or change in control of HCN. These shares were previously reported as performance-based restricted stock units. As of the transaction date, the performance criteria has been satisfied. The aggregate number of shares reported represents: (a) 5,206 fully vested deferred restricted stock units and (b) 10,412 restricted stock units that vest in equal increments on April 13, 2016 and April 13, 2017 subject to the reporting person's continued service.

Read SEC document
February 07, 2015 Filed Feb 9, 2015 22:59 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 511 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-010966 · doc4.xml · derivative · entry 5

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,199

Underlying: Common · 511 shares

Expires 2015-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7, 2015 and 511 units vesting on February 7, 2016.

F4 · price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7, 2015 and 511 units vesting on February 7, 2016.

F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7, 2015 and 511 units vesting on February 7, 2016.

F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014, 511 units having vested on February 7, 2015 and 511 units vesting on February 7, 2016.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 511 deferred stock units on February 7, 2015, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 07, 2015 Filed Feb 9, 2015 22:59 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 511 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-010966 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 511 deferred stock units on February 7, 2015, resulting in the issuance of 511 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 22:59 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-010966 · doc4.xml · derivative · entry 6

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,636

Underlying: Common · 563 shares

Expires 2015-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6, 2015, 563 units vesting on February 6, 2016 and 562 units vesting on February 6, 2017.

F5 · price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6, 2015, 563 units vesting on February 6, 2016 and 562 units vesting on February 6, 2017.

F5 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6, 2015, 563 units vesting on February 6, 2016 and 562 units vesting on February 6, 2017.

F5 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6, 2015, 563 units vesting on February 6, 2016 and 562 units vesting on February 6, 2017.

F2 · derivative.underlying_shares: The reported transaction was a vesting of 563 deferred stock units on February 6, 2015, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F6 · balance_after: Includes (i) 511 deferred stock units granted on February 7, 2013, with 511 units vesting on February 7, 2016; and (ii) 1,125 deferred stock units granted on February 6, 2014; with 563 units vesting on February 6, 2016 and 562 units vesting on February 7, 2017.

Read SEC document
February 06, 2015 Filed Feb 9, 2015 22:59 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 563 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-010966 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,399

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported transaction was a vesting of 563 deferred stock units on February 6, 2015, resulting in the issuance of 563 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 05, 2015 Filed Feb 9, 2015 22:59 UTC WELLTOWER INC. HCN · Entity 2853 Tax withholdingCommon Stock 3,877 $81.63 $316,479.51
Disclosure

SEC source: 0001209191-15-010966 · doc4.xml · nonDerivative · entry 4

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,568

Read SEC document
February 05, 2015 Filed Feb 9, 2015 22:59 UTC WELLTOWER INC. HCN · Entity 2853 GrantCommon Stock 45,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-010966 · doc4.xml · nonDerivative · entry 3

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,445

F3 · price: The shares were granted without cash consideration as shares of restricted stock under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 20:26 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 552 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-15-006998 · doc4.xml · derivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710

Underlying: Common · 552 shares

Expires 2015-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units having vested on January 26, 2015.

F2 · price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units having vested on January 26, 2015.

F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units having vested on January 26, 2015.

F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units having vested on January 26, 2015.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 552 deferred stock units on January 26, 2015, resulting in the issuance of 552 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F3 · balance_after: Includes (i) 1,022 deferred stock units granted on February 7, 2013, with 511 units vesting on February 7 of each of 2015 and 2016 and (ii) 1,688 deferred stock units granted on February 6, 2014, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

Read SEC document
January 26, 2015 Filed Jan 28, 2015 20:26 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 552 $0.00 $0.00
Disclosure

SEC source: 0001209191-15-006998 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 552 deferred stock units on January 26, 2015, resulting in the issuance of 552 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
July 30, 2014 Filed Aug 1, 2014 20:12 UTC WELLTOWER INC. HCN · Entity 2853 GrantPerformance-Based Restricted Stock Units · Derivative 15,618 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-049932 · doc4.xml · derivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,618

Underlying: Common · 15,618 shares

Expires 2017-04-13

F1 · derivative.exercise_price: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan will be earned based upon a combination of continued employment and the achievement of certain corporate operating objectives determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Achievement of the performance criteria is measured over a one-year period ending on April 13, 2015. To the extent that the performance criteria are achieved, the units will be earned in three installments, with 5,206 units earned on April 13 of each of 2015, 2016 and 2017, provided that the recipient remains continuously employed with HCN until such date. Earned units will be settled in shares following recipient's termination of employment with HCN.

F1 · price: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan will be earned based upon a combination of continued employment and the achievement of certain corporate operating objectives determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Achievement of the performance criteria is measured over a one-year period ending on April 13, 2015. To the extent that the performance criteria are achieved, the units will be earned in three installments, with 5,206 units earned on April 13 of each of 2015, 2016 and 2017, provided that the recipient remains continuously employed with HCN until such date. Earned units will be settled in shares following recipient's termination of employment with HCN.

F1 · derivative.exercise_date: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan will be earned based upon a combination of continued employment and the achievement of certain corporate operating objectives determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Achievement of the performance criteria is measured over a one-year period ending on April 13, 2015. To the extent that the performance criteria are achieved, the units will be earned in three installments, with 5,206 units earned on April 13 of each of 2015, 2016 and 2017, provided that the recipient remains continuously employed with HCN until such date. Earned units will be settled in shares following recipient's termination of employment with HCN.

F1 · derivative.expiration_date: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan will be earned based upon a combination of continued employment and the achievement of certain corporate operating objectives determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Achievement of the performance criteria is measured over a one-year period ending on April 13, 2015. To the extent that the performance criteria are achieved, the units will be earned in three installments, with 5,206 units earned on April 13 of each of 2015, 2016 and 2017, provided that the recipient remains continuously employed with HCN until such date. Earned units will be settled in shares following recipient's termination of employment with HCN.

F1 · derivative.underlying_shares: This performance-based restricted stock unit award granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan will be earned based upon a combination of continued employment and the achievement of certain corporate operating objectives determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Achievement of the performance criteria is measured over a one-year period ending on April 13, 2015. To the extent that the performance criteria are achieved, the units will be earned in three installments, with 5,206 units earned on April 13 of each of 2015, 2016 and 2017, provided that the recipient remains continuously employed with HCN until such date. Earned units will be settled in shares following recipient's termination of employment with HCN.

F2 · balance_after: Includes 15,618 restricted stock units granted on July 30, 2014 with 5,206 units vesting on April 13 of each of 2015, 2016, and 2017.

Read SEC document
February 07, 2014 Filed Feb 10, 2014 16:50 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-14-008597 · doc4.xml · derivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,574

Underlying: Common · 512 shares

Expires 2014-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F2 · price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units having vested on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 512 deferred stock units on February 7, 2014, resulting in the issuance of 512 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 07, 2014 Filed Feb 10, 2014 16:50 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 512 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-008597 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 512 deferred stock units on February 7, 2014, resulting in the issuance of 512 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 16:50 UTC WELLTOWER INC. HCN · Entity 2853 GrantDeferred Stock Units · Derivative 1,688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-14-008597 · doc4.xml · derivative · entry 3

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,262

Underlying: Common · 1,688 shares

Expires 2017-02-06

F3 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F3 · price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F3 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F3 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F3 · derivative.underlying_shares: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

F4 · balance_after: Includes (i) 552 deferred stock units granted on January 26, 2012, with 552 units vesting on January 26, 2015; (ii) 1,022 deferred stock units granted on February 7, 2013, with 511 units vesting on February 7 of each of 2015 and 2016 and (iii) 1,688 deferred stock units granted on February 6, 2014, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.

Read SEC document
January 27, 2014 Filed Jan 27, 2014 18:28 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-14-005014 · doc4.xml · derivative · entry 3

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639

Underlying: Common · 644 shares

Expires 2014-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units having vested on January 27 of each of 2013 and 2014.

F3 · price: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units having vested on January 27 of each of 2013 and 2014.

F3 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units having vested on January 27 of each of 2013 and 2014.

F3 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units having vested on January 27 of each of 2013 and 2014.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 644 deferred stock units on January 27, 2014, resulting in the issuance of 644 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 27, 2014 Filed Jan 27, 2014 18:28 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 644 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-005014 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 644 deferred stock units on January 27, 2014, resulting in the issuance of 644 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 26, 2014 Filed Jan 27, 2014 18:28 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-14-005014 · doc4.xml · derivative · entry 4

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,086

Underlying: Common · 553 shares

Expires 2014-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F4 · price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F2 · derivative.underlying_shares: The reported transaction was a vesting of 553 deferred stock units on January 26, 2014, resulting in the issuance of 553 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F5 · balance_after: Includes (i) 552 deferred stock units granted on January 26, 2012, with 552 units vesting on January 26, 2015 and (ii) 1,534 deferred stock units granted on February 7, 2013, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

Read SEC document
January 26, 2014 Filed Jan 27, 2014 18:28 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001209191-14-005014 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported transaction was a vesting of 553 deferred stock units on January 26, 2014, resulting in the issuance of 553 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
May 06, 2013 Filed May 7, 2013 20:07 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-024557 · doc4.xml · derivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,283

Underlying: Common · 163 shares

Expires 2013-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units having vested on May 6, 2013.

F2 · price: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units having vested on May 6, 2013.

F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units having vested on May 6, 2013.

F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units having vested on May 6, 2013.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 163 deferred stock units on May 6, 2013, resulting in the issuance of 163 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F3 · balance_after: Includes: (i) 644 deferred stock units granted on January 27, 2011, with 644 units vesting on January 27, 2014; (ii) 1,105 deferred stock units granted on January 26, 2012, with 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015; and (iii) 1,534 deferred stock units granted on February 7, 2013, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

Read SEC document
May 06, 2013 Filed May 7, 2013 20:07 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-024557 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 163 deferred stock units on May 6, 2013, resulting in the issuance of 163 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
February 07, 2013 Filed Feb 8, 2013 20:10 UTC WELLTOWER INC. HCN · Entity 2853 GrantDeferred Stock Units · Derivative 1,534 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-007304 · doc4.xml · derivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,446

Underlying: Common · 1,534 shares

Expires 2016-02-07

F1 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F1 · price: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F1 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F1 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F1 · derivative.underlying_shares: These deferred stock units were granted without cash consideration on February 7, 2013 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

F2 · balance_after: Includes (i) 163 deferred stock units granted on May 6, 2010 that vest on May 6, 2013; (ii) 644 deferred stock units granted on January 27, 2011 that vest on January 27, 2014; (iii) 1,105 deferred stock units granted on January 26, 2012 with 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015 and (iv) 1,534 deferred stock units granted on February 7, 2013 with 512 units vesting on February 7, 2014 and 511 units vesting on February 7 of each of 2015 and 2016.

Read SEC document
January 28, 2013 Filed Jan 29, 2013 14:36 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 577 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004776 · doc4.xml · derivative · entry 4

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,109

Underlying: Common · 577 shares

Expires 2013-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units having vested on January 28, 2013.

F4 · price: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units having vested on January 28, 2013.

F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units having vested on January 28, 2013.

F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units having vested on January 28, 2013.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 577 deferred stock units on January 28, 2013, resulting in the issuance of 577 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 28, 2013 Filed Jan 29, 2013 14:36 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 577 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004776 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 577 deferred stock units on January 28, 2013, resulting in the issuance of 577 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 27, 2013 Filed Jan 29, 2013 14:36 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 644 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004776 · doc4.xml · derivative · entry 5

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,465

Underlying: Common · 644 shares

Expires 2013-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012, 644 units having vested on January 27, 2013 and 644 units vesting on January 27, 2014.

F5 · price: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012, 644 units having vested on January 27, 2013 and 644 units vesting on January 27, 2014.

F5 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012, 644 units having vested on January 27, 2013 and 644 units vesting on January 27, 2014.

F5 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012, 644 units having vested on January 27, 2013 and 644 units vesting on January 27, 2014.

F2 · derivative.underlying_shares: The reported transaction was a vesting of 644 deferred stock units on January 27, 2013, resulting in the issuance of 644 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 27, 2013 Filed Jan 29, 2013 14:36 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 644 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004776 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported transaction was a vesting of 644 deferred stock units on January 27, 2013, resulting in the issuance of 644 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 26, 2013 Filed Jan 29, 2013 14:36 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 553 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004776 · doc4.xml · derivative · entry 6

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,912

Underlying: Common · 553 shares

Expires 2013-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26, 2013, 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015.

F6 · price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26, 2013, 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015.

F6 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26, 2013, 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015.

F6 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26, 2013, 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015.

F3 · derivative.underlying_shares: The reported transaction was a vesting of 553 deferred stock units on January 26, 2013, resulting in the issuance of 553 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F7 · balance_after: Includes (i) 163 deferred stock units granted on May 6, 2010, with 163 units vesting on May 6, 2013; (ii) 644 deferred stock units granted on January 27, 2011, with 644 units vesting on January 27, 2014; and (iii) 1,105 deferred stock units granted on January 26, 2012, with 553 units vesting on January 26, 2014 and 552 units vesting on January 26, 2015.

Read SEC document
January 26, 2013 Filed Jan 29, 2013 14:36 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 553 $0.00 $0.00
Disclosure

SEC source: 0001209191-13-004776 · doc4.xml · nonDerivative · entry 3

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The reported transaction was a vesting of 553 deferred stock units on January 26, 2013, resulting in the issuance of 553 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
December 11, 2012 Filed Dec 12, 2012 21:05 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionOption (Right to Buy) · Derivative 10,000 $0.00 Strike: $36.13 $0.00
Disclosure

SEC source: 0001209191-12-057129 · doc4.xml · derivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 10,000 shares

Expires 2014-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The options were granted under the Health Care REIT, Inc. 1997 Stock Plan for Non-Employee Directors and had no acquisition price.

F1 · derivative.exercise_date: Options for the purchase of 10,000 shares of common stock at $36.13 per share were granted to Mr. DeRosa on January 7, 2004, which grant has previously been reported. Options for the purchase of 3,334 shares vested on January 7, 2005 and options for the purchase of 3,333 shares vested on January 7 of each of 2006 and 2007.

F1 · derivative.underlying_shares: Options for the purchase of 10,000 shares of common stock at $36.13 per share were granted to Mr. DeRosa on January 7, 2004, which grant has previously been reported. Options for the purchase of 3,334 shares vested on January 7, 2005 and options for the purchase of 3,333 shares vested on January 7 of each of 2006 and 2007.

Read SEC document
December 11, 2012 Filed Dec 12, 2012 21:05 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 10,000 $36.13 $361,300.00
Disclosure

SEC source: 0001209191-12-057129 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2012 Filed May 8, 2012 15:29 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 164 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-12-026462 · doc4.xml · derivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,686

Underlying: Common · 164 shares

Expires 2012-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units vesting on May 6, 2013.

F2 · price: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units vesting on May 6, 2013.

F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units vesting on May 6, 2013.

F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on May 6, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 164 units having vested on May 6 of each of 2011 and 2012 and 163 units vesting on May 6, 2013.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 164 deferred stock units on May 6, 2012 resulting in the issuance of 164 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

F3 · balance_after: Includes (i) 577 deferred stock units granted on January 28, 2010, vesting on January 28, 2013; (ii) 163 deferred stock units granted on May 6, 2010, vesting on May 6, 2013; (iii) 1,288 deferred stock units granted on January 27, 2011, with 644 units vesting on January 27 of each of 2013 and 2014; and (iv) 1,658 deferred stock units granted on January 26, 2012, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 deferred stock units vesting on January 26, 2015.

Read SEC document
May 06, 2012 Filed May 8, 2012 15:29 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 164 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-026462 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 164 deferred stock units on May 6, 2012 resulting in the issuance of 164 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 29, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · derivative · entry 4

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415

Underlying: Common · 675 shares

Expires 2012-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 29, 2009 under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 676 units having vested on January 29 of each of 2010 and 2011 and 675 units having vested on January 29, 2012.

F4 · price: These deferred stock units were granted without cash consideration on January 29, 2009 under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 676 units having vested on January 29 of each of 2010 and 2011 and 675 units having vested on January 29, 2012.

F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 29, 2009 under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 676 units having vested on January 29 of each of 2010 and 2011 and 675 units having vested on January 29, 2012.

F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 29, 2009 under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 676 units having vested on January 29 of each of 2010 and 2011 and 675 units having vested on January 29, 2012.

F1 · derivative.underlying_shares: The reported transaction was a vesting of 675 deferred stock units on January 29, 2012, resulting in the issuance of 675 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 29, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · nonDerivative · entry 1

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction was a vesting of 675 deferred stock units on January 29, 2012, resulting in the issuance of 675 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 28, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · derivative · entry 5

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,837

Underlying: Common · 578 shares

Expires 2012-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units vesting on January 28, 2013.

F5 · price: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units vesting on January 28, 2013.

F5 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units vesting on January 28, 2013.

F5 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 28, 2010 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 578 units having vested on January 28 of each of 2011 and 2012 and 577 units vesting on January 28, 2013.

F2 · derivative.underlying_shares: The reported transaction was a vesting of 578 deferred stock units on January 28, 2012, resulting in the issuance of 578 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 28, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 578 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · nonDerivative · entry 2

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The reported transaction was a vesting of 578 deferred stock units on January 28, 2012, resulting in the issuance of 578 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 27, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionDeferred Stock Units · Derivative 645 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · derivative · entry 6

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192

Underlying: Common · 645 shares

Expires 2012-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units vesting on January 27 of each of 2013 and 2014.

F6 · price: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units vesting on January 27 of each of 2013 and 2014.

F6 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units vesting on January 27 of each of 2013 and 2014.

F6 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 645 units having vested on January 27, 2012 and 644 units vesting on January 27 of each of 2013 and 2014.

F3 · derivative.underlying_shares: The reported transaction was a vesting of 645 deferred stock units on January 27, 2012, resulting in the issuance of 645 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 27, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 Exercise / conversionCommon Stock 645 $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · nonDerivative · entry 3

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The reported transaction was a vesting of 645 deferred stock units on January 27, 2012, resulting in the issuance of 645 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.

Read SEC document
January 26, 2012 Filed Jan 30, 2012 15:03 UTC WELLTOWER INC. HCN · Entity 2853 GrantDeferred Stock Units · Derivative 1,658 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-12-005989 · doc4.xml · derivative · entry 7

DEROSA THOMAS J · CIK 0001215328 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850

Underlying: Common · 1,658 shares

Expires 2015-01-26

F7 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F7 · price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F7 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F7 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F7 · derivative.underlying_shares: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

F8 · balance_after: Includes (i) 577 deferred stock units granted on January 28, 2010 with 577 units vesting on January 28, 2013; (ii) 327 deferred stock units granted on May 6, 2010, with 164 units vesting on May 6, 2012 and 163 units vesting on May 6, 2013; and (iii) 1,288 deferred stock units granted on January 27, 2011, with 644 units vesting on January 27 of each of 2013 and 2014; and (iv) 1,658 deferred stock units granted on January 26, 2012, with 553 units vesting on January 26 of each of 2013 and 2014 and 552 units vesting on January 26, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.