Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Empire State Realty Trust, Inc.ESRT · Entity 4759 | Director | May 10, 2024 | May 13, 2024 |
| WELLTOWER INC.WELL · Entity 2853 | Director · Chairman & CEO | February 14, 2020 | February 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Empire State Realty Trust, Inc.
Report date May 10, 2024 · Filed May 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| LTIP UnitsSEC Table II · derivative / convertible security | Direct | 149,891 |
Reported balance
After 2024-05-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-05-10 · Grant · Acquired 13,408 · Balance 149,891 F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F2: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. |
Filing footnotes · ownership attribution and instrument terms
F1: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan.
F2: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit.
WELLTOWER INC.
Report date February 14, 2020 · Filed February 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 343,558 |
Ending reported balance
After 2020-02-14 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-02-14 · Exercise / conversion · Acquired 48,951 · Balance 338,415 Row 2 · 2020-02-14 · Tax withholding · Disposed 26,053 · Balance 312,362 F1: Shares withheld upon vesting to satisfy tax withholding obligation. Row 3 · 2020-02-14 · Grant · Acquired 31,196 · Balance 343,558 F2: These shares represent restricted stock units that were granted without cash consideration on February 14, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2020-2022 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2021, January 15, 2022, January 15, 2023 and January 15, 2024. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-02-14 | Direct | 97,896 |
Reported balance
After 2020-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-14 · Exercise / conversion · Disposed 48,951 · Balance 97,896 F3: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021. F4: The reported transaction was a vesting of 48,951 deferred stock units on February 14, 2020, resulting in the issuance of 48,951 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld upon vesting to satisfy tax withholding obligation.
F2: These shares represent restricted stock units that were granted without cash consideration on February 14, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2020-2022 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2021, January 15, 2022, January 15, 2023 and January 15, 2024.
F3: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021.
F4: The reported transaction was a vesting of 48,951 deferred stock units on February 14, 2020, resulting in the issuance of 48,951 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2024 Filed May 13, 2024 16:06 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 13,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001541401-24-000010 · wk-form4_1715630788.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,891 Underlying: Class A Common Stock · 13,408 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2024 Equity Incentive Plan. Read SEC document |
| May 12, 2023 Filed May 15, 2023 16:22 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 23,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001541401-23-000006 · wf-form4_168418213272886.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,483 Underlying: Class A Common Stock · 23,232 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document |
| May 13, 2022 Filed May 17, 2022 19:32 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 16,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-014685 · wf-form4_165283029669115.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,251 Underlying: Class A Common Stock · 16,156 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F2 · derivative.exercise_date: These LTIP Units vest ratably on each of the first four anniversaries of the date of grant. Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 16:20 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 10,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001541401-21-000050 · wf-form4_162275162470056.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,095 Underlying: Class A Common Stock · 10,516 shares Expires not disclosed F1 · security: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan, and vest ratably on each of the first four anniversaries of the grant date. F1 · derivative.exercise_price: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan, and vest ratably on each of the first four anniversaries of the grant date. F1 · derivative.exercise_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan, and vest ratably on each of the first four anniversaries of the grant date. F2 · derivative.exercise_date: Each of the LTIP Units is subject to a holding period for an additional two years following the applicable grant date of such LTIP Unit. F1 · derivative.expiration_date: These represent long term incentive plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). Conditioned upon sufficient allocations to the capital accounts of the LTIP Units for federal income tax purposes, LTIP Units are convertible by the Reporting Person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP Units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. These LTIP Units were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan, and vest ratably on each of the first four anniversaries of the grant date. Read SEC document |
| May 15, 2020 Filed May 18, 2020 18:42 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 19,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-013450 · doc4.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,579 Underlying: Class A Common Stock · 19,017 shares Expires not disclosed F1 · security: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.expiration_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 48,951 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010684 · doc4.xml · derivative · entry 4 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,896 Underlying: Common · 48,951 shares Expires 2020-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021. F3 · derivative.exercise_date: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021. F3 · derivative.expiration_date: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021. F4 · derivative.underlying_shares: The reported transaction was a vesting of 48,951 deferred stock units on February 14, 2020, resulting in the issuance of 48,951 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F3 · balance_after: These deferred stock units were granted without cash consideration on April 13, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan and the 2017-2019 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 48,951 units having vested on February 14, 2020, 48,951 units vesting on December 31, 2020 and 48,945 units vesting on December 31, 2021. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC | WELLTOWER INC. WELL · Entity 2853 | GrantCommon Stock | 31,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010684 · doc4.xml · nonDerivative · entry 3 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,558 F2 · shares: These shares represent restricted stock units that were granted without cash consideration on February 14, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2020-2022 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2021, January 15, 2022, January 15, 2023 and January 15, 2024. F2 · price: These shares represent restricted stock units that were granted without cash consideration on February 14, 2020 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2020-2022 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2021, January 15, 2022, January 15, 2023 and January 15, 2024. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 26,053 | $89.32 | $2,327,053.96 |
DisclosureSEC source: 0001209191-20-010684 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,362 F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:20 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionCommon Stock | 48,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-010684 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 21:52 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 8,681 | $84.95 | $737,450.95 |
DisclosureSEC source: 0001209191-20-004044 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,464 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:53 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionDeferred Stock Unit · Derivative | 10,925 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001130 · doc4.xml · derivative · entry 6 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,926 Underlying: Commom · 10,925 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units having vested on December 31, 2019. F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units having vested on December 31, 2019. F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units having vested on December 31, 2019. F5 · derivative.underlying_shares: The reported transaction was a vesting of 10,925 deferred stock units on December 31, 2019, resulting in the issuance of 10,925 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F4 · balance_after: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units having vested on December 31, 2019. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:53 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 36,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001130 · doc4.xml · derivative · entry 5 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,120 Underlying: Common · 36,125 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units having vested on December 31, 2019 and 36,120 units vesting on December 31, 2020. F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units having vested on December 31, 2019 and 36,120 units vesting on December 31, 2020. F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units having vested on December 31, 2019 and 36,120 units vesting on December 31, 2020. F3 · derivative.underlying_shares: The reported transaction was a vesting of 36,125 deferred stock units on December 31, 2019, resulting in the issuance of 36,125 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F2 · balance_after: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units having vested on December 31, 2019 and 36,120 units vesting on December 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:53 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 18,976 | $81.78 | $1,551,857.28 |
DisclosureSEC source: 0001209191-20-001130 · doc4.xml · nonDerivative · entry 4 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,145 F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:53 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionCommon Stock | 10,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001130 · doc4.xml · nonDerivative · entry 3 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,121 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:53 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 4,255 | $81.78 | $347,973.90 |
DisclosureSEC source: 0001209191-20-001130 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,196 F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:53 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionCommon Stock | 36,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001130 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2019 Filed Dec 9, 2019 21:41 UTC | WELLTOWER INC. WELL · Entity 2853 | GrantCommon Stock | 147 | $69.71 | $10,247.22 |
DisclosureSEC source: 0001209191-19-059666 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,326 F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). This transaction was exempt under Rule 16b-3(d) and Rule 16b-3(c). F2 · price: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on June 3, 2019, the first trading day of the offering period. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 20:39 UTC | WELLTOWER INC. WELL · Entity 2853 | GiftCommon Stock | 5,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045126 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,179 Read SEC document |
| May 31, 2019 Filed Aug 8, 2019 20:39 UTC | WELLTOWER INC. WELL · Entity 2853 | GrantCommon Stock | 178 | $61.75 | $10,992.03 |
DisclosureSEC source: 0001209191-19-045126 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,829 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). This transaction was exempt under Rule 16b-3(d) and Rule 16b-3(c). F2 · shares: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on May 31, 2019, the last trading day of the offering period. Read SEC document |
| May 17, 2019 Filed May 20, 2019 16:36 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 13,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-014173 · doc4.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,562 Underlying: Class A Common Stock · 13,605 shares Expires not disclosed F1 · security: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_price: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.exercise_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. F1 · derivative.expiration_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. Read SEC document |
| May 14, 2019 Filed May 15, 2019 21:08 UTC | WELLTOWER INC. WELL · Entity 2853 | SaleCommon Stock | 19,307 | $77.90 | $1,503,976.69 |
DisclosureSEC source: 0001209191-19-030075 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,651 F1 · price: This transaction was executed in multiple trades at prices ranging from $77.78 to $78.035. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 03, 2019 Filed May 6, 2019 21:17 UTC | WELLTOWER INC. WELL · Entity 2853 | GiftCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027796 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,958 Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 22:22 UTC | WELLTOWER INC. WELL · Entity 2853 | GrantCommon Stock | 28,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011214 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,036 F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 14, 2019 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2019-2021 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2020, January 15, 2021, January 15, 2022 and January 15, 2023. F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 14, 2019 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2019-2021 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2020, January 15, 2021, January 15, 2022 and January 15, 2023. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:06 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 36,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009087 · doc4.xml · derivative · entry 3 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,245 Underlying: Common · 36,125 shares Expires 2019-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units vesting on December 31, 2019 and 36,120 units vesting on December 31, 2020. F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units vesting on December 31, 2019 and 36,120 units vesting on December 31, 2020. F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units vesting on December 31, 2019 and 36,120 units vesting on December 31, 2020. F3 · derivative.underlying_shares: The reported transaction was a vesting of 36,125 deferred stock units on February 7, 2019, resulting in the issuance of 36,125 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F2 · balance_after: These deferred stock units were granted without cash consideration on May 6, 2016, under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2016-2018 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 36,125 units having vested on February 7, 2019, 36,125 units vesting on December 31, 2019 and 36,120 units vesting on December 31, 2020. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:06 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 16,564 | $77.05 | $1,276,256.20 |
DisclosureSEC source: 0001209191-19-009087 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,960 F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:06 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionCommon Stock | 36,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009087 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,524 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:35 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 13,274 | $72.39 | $960,904.86 |
DisclosureSEC source: 0001209191-19-004332 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,399 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:57 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 10,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001094 · doc4.xml · derivative · entry 3 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,925 Underlying: Common · 10,927 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units vesting on December 31, 2019. F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units vesting on December 31, 2019. F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units vesting on December 31, 2019. F3 · derivative.underlying_shares: The reported transaction was a vesting of 10,927 deferred stock units on December 31, 2018, resulting in the issuance of 10,927 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F2 · balance_after: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,927 units having vested on December 31, 2018 and 10,925 units vesting on December 31, 2019. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:57 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 3,464 | $69.41 | $240,436.24 |
DisclosureSEC source: 0001209191-19-001094 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,673 F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:57 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionCommon Stock | 10,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001094 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 21:51 UTC | WELLTOWER INC. WELL · Entity 2853 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060117 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,210 Read SEC document |
| May 31, 2018 Filed Nov 28, 2018 21:51 UTC | WELLTOWER INC. WELL · Entity 2853 | GrantCommon Stock | 367 | $49.00 | $17,984.10 |
DisclosureSEC source: 0001209191-18-060117 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,210 F1 · security: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). These transactions were both exempt under Rule 16b-3(d) and Rule 16b-3(c). F2 · shares: In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on May 31, 2018, the last trading day of the offering period. Read SEC document |
| May 18, 2018 Filed May 22, 2018 16:30 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013691 · doc4.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,957 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed F1 · security: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.exercise_price: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.exercise_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.expiration_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 10,927 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015631 · doc4.xml · derivative · entry 3 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,852 Underlying: Common · 10,927 shares Expires 2018-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,926 units vesting on December 31, 2019 and 10,926 units vesting on December 31, 2020. F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,926 units vesting on December 31, 2019 and 10,926 units vesting on December 31, 2020. F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,926 units vesting on December 31, 2019 and 10,926 units vesting on December 31, 2020. F3 · derivative.underlying_shares: The reported transaction was a vesting of 10,927 deferred stock units on February 28, 2018, resulting in the issuance of 10,927 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F2 · balance_after: These deferred stock units were granted without cash consideration on August 6, 2015 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan and the 2015-2017 Long-Term Incentive Program. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments with 10,927 units having vested on February 28, 2018, 10,926 units vesting on December 31, 2019 and 10,926 units vesting on December 31, 2020. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | WELLTOWER INC. WELL · Entity 2853 | Tax withholdingCommon Stock | 5,011 | $52.50 | $263,077.50 |
DisclosureSEC source: 0001209191-18-015631 · doc4.xml · nonDerivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,843 F1 · shares: Shares withheld upon vesting to satisfy tax withholding obligation. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:23 UTC | WELLTOWER INC. WELL · Entity 2853 | Exercise / conversionCommon Stock | 10,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-015631 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:52 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantCommon Stock | 37,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-011479 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,927 F1 · shares: These shares represent restricted stock units that were granted without cash consideration on February 15, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022. F1 · price: These shares represent restricted stock units that were granted without cash consideration on February 15, 2018 under the Welltower Inc. 2016 Long-Term Incentive Plan and 2018-2020 Long-Term Incentive Program. Each restricted stock unit will be settled in common stock upon vesting in four equal installments on January 15, 2019, January 15, 2020, January 15, 2021 and January 15, 2022. Read SEC document |
| January 15, 2018 Filed Jan 17, 2018 23:57 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 14,679 | $59.16 | $868,409.64 |
DisclosureSEC source: 0001209191-18-004102 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,769 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:44 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 14,859 | $63.77 | $947,558.43 |
DisclosureSEC source: 0001209191-18-000950 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,448 F1 · shares: Shares withheld upon vesting of restricted stock to satisfy tax withholding obligation. Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:16 UTC | Empire State Realty Trust, Inc. ESRT · Entity 4759 | GrantLTIP Units · Derivative | 9,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032631 · doc4.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,457 Underlying: Class A Common Stock · 9,694 shares Expires not disclosed F1 · security: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.exercise_price: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. F1 · derivative.expiration_date: Represents LTIP Units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest ratably on each of the first three anniversaries of the date of grant, were granted under the First Amended and Restated Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:18 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantPerformance-Based Restricted Stock Units · Derivative | 14,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-027129 · doc4.xml · derivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,422 Underlying: Common · 14,422 shares Expires not disclosed F2 · derivative.exercise_price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F2 · price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F2 · derivative.exercise_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F2 · derivative.expiration_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F2 · derivative.underlying_shares: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 22:18 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 139 | $72.85 | $10,126.15 |
DisclosureSEC source: 0001209191-17-027129 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,307 F1 · shares: Shares withheld upon vesting of restricted stock units to satisfy tax withholding obligation. Read SEC document |
| April 13, 2017 Filed Aug 28, 2017 21:40 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | GrantPerformance-Based Restricted Stock Units · Derivative | 9,954 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050452 · doc4a.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954 Underlying: Common · 9,954 shares Expires not disclosed F1 · derivative.exercise_price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 14,422 shares due to a clerical error. F1 · price: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 14,422 shares due to a clerical error. F1 · derivative.exercise_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 14,422 shares due to a clerical error. F1 · derivative.expiration_date: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 14,422 shares due to a clerical error. F1 · derivative.underlying_shares: The performance-based restricted stock units granted under the Welltower Inc. 2016 Long-Term Incentive Plan are target shares as defined in the 2017-2019 Long-Term Incentive Program. Final shares amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on April 17, 2017 reported the target shares as 14,422 shares due to a clerical error. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:34 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 562 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008694 · doc4.xml · derivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 562 shares Expires 2017-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units having vested on February 6, 2017. F2 · price: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units having vested on February 6, 2017. F2 · derivative.exercise_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units having vested on February 6, 2017. F2 · derivative.expiration_date: These deferred stock units were granted without cash consideration on February 6, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 563 units having vested on February 6 of each of 2015 and 2016 and 562 units having vested on February 6, 2017. F1 · derivative.underlying_shares: The reported transaction was a vesting of 562 deferred stock units on February 6, 2017, resulting in the issuance of 562 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:34 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 562 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008694 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The reported transaction was a vesting of 562 deferred stock units on February 6, 2017, resulting in the issuance of 562 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. Read SEC document |
| January 15, 2017 Filed Jan 17, 2017 22:45 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 13,379 | $66.66 | $891,844.14 |
DisclosureSEC source: 0001209191-17-003930 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,884 Read SEC document |
| December 31, 2016 Filed Jan 3, 2017 21:23 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 17,051 | $66.93 | $1,141,223.43 |
DisclosureSEC source: 0001209191-17-000226 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,263 Read SEC document |
| May 06, 2016 Filed May 9, 2016 20:16 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantPerformance-Based Restricted Stock Units · Derivative | 19,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-118461 · doc4.xml · derivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,691 Underlying: Common · 19,691 shares Expires not disclosed F1 · derivative.exercise_price: The performance-based restricted stock units granted under the Amended and Restated Welltower 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F1 · price: The performance-based restricted stock units granted under the Amended and Restated Welltower 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F1 · derivative.exercise_date: The performance-based restricted stock units granted under the Amended and Restated Welltower 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F1 · derivative.expiration_date: The performance-based restricted stock units granted under the Amended and Restated Welltower 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. F1 · derivative.underlying_shares: The performance-based restricted stock units granted under the Amended and Restated Welltower 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. Read SEC document |
| May 06, 2016 Filed Oct 19, 2017 21:27 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | GrantPerformance-Based Restricted Stock Units · Derivative | 13,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057493 · doc4a.xml · derivative · entry 2 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,166 Underlying: Common · 13,166 shares Expires not disclosed F2 · derivative.exercise_price: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on May 9, 2016 reported the target shares as 19,691 shares due to a clerical error. F2 · price: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on May 9, 2016 reported the target shares as 19,691 shares due to a clerical error. F2 · derivative.exercise_date: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on May 9, 2016 reported the target shares as 19,691 shares due to a clerical error. F2 · derivative.expiration_date: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on May 9, 2016 reported the target shares as 19,691 shares due to a clerical error. F2 · derivative.underlying_shares: The performance-based restricted stock units granted under the Welltower Inc. Amended and Restated 2005 Long-Term Incentive Plan are target shares as defined in the 2016-2018 Long-Term Incentive Program. Final share amounts will be determined at the conclusion of the performance period based on the Company's total shareholder return as determined by the Compensation Committee of the Board of Directors. Each restricted stock unit represents the right to receive one share of HCN's common stock. The original Form 4 filed on May 9, 2016 reported the target shares as 19,691 shares due to a clerical error. Read SEC document |
| April 13, 2016 Filed Apr 14, 2016 20:35 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 133 | $69.64 | $9,262.12 |
DisclosureSEC source: 0001209191-16-114220 · doc4.xml · nonDerivative · entry 1 DEROSA THOMAS J · CIK 0001215328 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,314 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.