Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | President | February 20, 2020 | February 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date February 20, 2020 · Filed February 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-02-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-02-20 · Exercise / conversion · Acquired 32,175 · Balance 32,175 F1: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Row 2 · 2020-02-20 · Disposition to issuer · Disposed 19,700 · Balance 12,475 Row 3 · 2020-02-20 · Tax withholding · Disposed 12,475 · Balance 0 |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-02-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-20 · Exercise / conversion · Disposed 32,175 · Balance 0 F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit was the economic equivalent of one share of common stock and settled in cash.
F2: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date.
F4: The stock units do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2020 Filed Feb 24, 2020 18:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 32,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011893 · doc4.xml · derivative · entry 4 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,175 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 20, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 12,475 | $59.07 | $736,835.88 |
DisclosureSEC source: 0001209191-20-011893 · doc4.xml · nonDerivative · entry 3 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 19,700 | $59.07 | $1,163,580.50 |
DisclosureSEC source: 0001209191-20-011893 · doc4.xml · nonDerivative · entry 2 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,475 Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 18:07 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 32,175 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011893 · doc4.xml · nonDerivative · entry 1 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:44 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 4,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-011017 · doc4.xml · derivative · entry 4 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 18, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 18, 2020 or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:44 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 1,075 | $58.14 | $62,500.50 |
DisclosureSEC source: 0001209191-20-011017 · doc4.xml · nonDerivative · entry 3 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:44 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 3,339 | $58.14 | $194,129.46 |
DisclosureSEC source: 0001209191-20-011017 · doc4.xml · nonDerivative · entry 2 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,075 Read SEC document |
| February 18, 2020 Filed Feb 20, 2020 20:44 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 4,414 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-011017 · doc4.xml · nonDerivative · entry 1 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in cash. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 32,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009255 · doc4.xml · derivative · entry 2 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,175 Underlying: Common Stock · 32,175 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F4 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 20, 2020. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death; (ii) February 20, 2020; or (iii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer all or part of the settlement value of the units to a later date. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:42 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 10,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-009255 · doc4.xml · derivative · entry 1 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 10,668 shares Expires not disclosed F1 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial early settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. F3 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Units · Derivative | 31,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-012257 · doc4.xml · derivative · entry 4 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,200 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; (d) termination of employment following a change in control; or (e) February 19, 2019. During the escrow period, the reporting person may not dispose of the stock units. The stock units will be settled in cash on the later of (a) the end of the escrow period or (b) the earlier of (i) death, (ii) February 19, 2019 or (ii) six months after separation from service in which case the stock units will be settled in cash based on the fair market value of the units on that date. The reporting person may also elect to defer settlement of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 12,196 | $69.60 | $848,780.62 |
DisclosureSEC source: 0001209191-19-012257 · doc4.xml · nonDerivative · entry 3 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Disposition to issuerCommon Stock | 19,004 | $69.60 | $1,322,583.38 |
DisclosureSEC source: 0001209191-19-012257 · doc4.xml · nonDerivative · entry 2 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,196 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:20 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 31,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-012257 · doc4.xml · nonDerivative · entry 1 Hatfield Michael D. · CIK 0001767185 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each stock unit was the economic equivalent of one share of common stock. The shares settled in cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.