Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CPI AEROSTRUCTURES INCCVU · Entity 7036 | Chief Financial Officer | April 02, 2019 | April 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CPI AEROSTRUCTURES INC
Report date April 02, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,666 |
Ending reported balance
After 2019-04-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-04-02 · Disposition to issuer · Acquired 6,224 · Balance 50,184 F1: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 2, 2016, March 1, 2017, and March 21, 2018, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 2, 2019, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 6,224 shares would be forfeited. Row 2 · 2019-04-02 · Grant · Acquired 16,542 · Balance 66,726 Row 3 · 2019-04-02 · Tax withholding · Disposed 2,060 · Balance 64,666 F2: Represents shares withheld to satisfy tax obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 2, 2016, March 1, 2017, and March 21, 2018, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 2, 2019, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 6,224 shares would be forfeited.
F2: Represents shares withheld to satisfy tax obligations.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2019 Filed Apr 3, 2019 13:46 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 2,060 | $6.53 | $13,451.80 |
DisclosureSEC source: 0001094891-19-000106 · edgar.xml · nonDerivative · entry 3 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,666 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 13:46 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 16,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-19-000106 · edgar.xml · nonDerivative · entry 2 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,726 Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 13:46 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 6,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-19-000106 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,184 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on August 2, 2016, March 1, 2017, and March 21, 2018, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On April 2, 2019, the Company determined that, based on the Company's performance over the applicable performance period, an aggregate of 6,224 shares would be forfeited. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 13:24 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 1,523 | $8.20 | $12,488.60 |
DisclosureSEC source: 0001094891-18-000088 · edgar.xml · nonDerivative · entry 2 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,408 F2 · shares: Represents shares withheld to satisfy tax obligations. Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 13:24 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 4,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-18-000088 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,931 F1 · shares: Represents the forfeiture of performance-based restricted stock originally granted to the reporting person on March 1, 2017, which were eligible to vest based on certian financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 22, 2018, the Company determined that, based on the Company's performance over the applicable performance period, 1,707 shares would be forfeited. Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 17:25 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 13,002 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-18-000086 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,530 Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 19:20 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 1,137 | $7.30 | $8,300.10 |
DisclosureSEC source: 0001094891-17-000074 · edgar.xml · nonDerivative · entry 2 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,870 F2 · shares: Represents the shares withheld to satisfy tax obligations. Read SEC document |
| March 09, 2017 Filed Mar 13, 2017 19:20 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Disposition to issuerCommon Stock | 2,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000074 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,007 F1 · shares: Represents the forfeiture of performance-based restricted stock granted to the reporting person on August 2, 2016 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table I of Form 4. On March 9, 2017, the Company determined that, based on the Company's performance over the applicable performance period, 2,892 securities would be forfeited. Read SEC document |
| March 01, 2017 Filed Mar 29, 2017 18:06 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | GrantCommon Stock | 13,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001094891-17-000100 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,528 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 16:41 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Exercise / conversionOption to purchase common shares · Derivative | 25,000 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001094891-16-000640 · edgar.xml · derivative · entry 3 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2016-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 16:41 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 21,552 | $7.83 | $168,752.16 |
DisclosureSEC source: 0001094891-16-000640 · edgar.xml · nonDerivative · entry 2 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,761 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 16:41 UTC | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Exercise / conversionCommon Stock | 25,000 | $6.75 | $168,750.00 |
DisclosureSEC source: 0001094891-16-000640 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Mar 13, 2017 19:18 UTC Amendment | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Tax withholdingCommon Stock | 21,552 | $7.83 | $168,752.16 |
DisclosureSEC source: 0001094891-17-000073 · edgar.xml · nonDerivative · entry 2 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,899 F1 · balance_after: Amount of securities beneficially owned amended to reflect correct number. Error was due to clerical miscalculation. Read SEC document |
| November 16, 2016 Filed Mar 13, 2017 19:18 UTC Amendment | CPI AEROSTRUCTURES INC CVU · Entity 7036 | Exercise / conversionCommon Stock | 25,000 | $6.75 | $168,750.00 |
DisclosureSEC source: 0001094891-17-000073 · edgar.xml · nonDerivative · entry 1 Palazzolo Vincent · CIK 0001291952 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,451 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned amended to reflect correct number. Error was due to clerical miscalculation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.