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person · Reporting owner

NOVICH NEIL S

Disclosed activity across 4 companies

Tapewire entity
15857
SEC CIK
0001006057

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
W.W. GRAINGER, INC.GWW · Entity 2997DirectorSeptember 01, 2026September 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

W.W. GRAINGER, INC.

Report date September 01, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect64 Reported balance After 2026-09-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-01 · Grant · Acquired 64 · Balance 64

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-01 · Gift · Disposed 64 · Balance 0

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityIndirectFamily Trust33,708 Reported balance After 2026-09-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-01 · Gift · Acquired 64 · Balance 33,708

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F3: Shares held in a family trust for which Mr. Novich serves as a co-trustee.

Common StockSEC Table I · non-derivativeDirect4,605 Reported balance Holding disclosure · report date 2026-09-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,605

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F3: Shares held in a family trust for which Mr. Novich serves as a co-trustee.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANALOG DEVICES INC

Report date March 11, 2020 · Filed March 12, 2020

Section 16 reporting ended · disclosed 2020-03-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Comm Stock - $.16-2/3 valueSEC Table I · non-derivativeDirect26,930 Reported balance After 2020-03-11 transaction · row 1
1 source row

Row 1 · 2020-03-11 · Exercise / conversion · Acquired 2,035 · Balance 26,930

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-03-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-03-11 · Exercise / conversion · Disposed 2,035 · Balance 0

F1: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Hillenbrand, Inc.

Report date February 10, 2026 · Filed February 10, 2026

Section 16 reporting ended · disclosed 2026-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-10 · Disposition to issuer · Disposed 67,968 · Balance 0

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

QXO BUILDING PRODUCTS, INC.

Report date April 29, 2025 · Filed April 29, 2025

Section 16 reporting ended · disclosed 2025-04-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-29 transaction · row 1
1 source row

Row 1 · 2025-04-29 · Disposition to issuer · Disposed 27,645 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc.("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-29 · Disposition to issuer · Disposed 20,371 · Balance 0

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2025-05-15Direct0 Reported balance After 2025-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-29 · Disposition to issuer · Disposed 1,400 · Balance 0

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F4: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc.("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

F4: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/14/19 · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 10

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,585

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/18 · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/17 · Derivative 32 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

Underlying: Common Stock · 32 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/16 · Derivative 45 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,123

Underlying: Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/25/15 · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/26/14 · Derivative 40 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,678

Underlying: Common Stock · 40 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/27/13 · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,651

Underlying: Common Stock · 50 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/12 · Derivative 55 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,090

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/23/11 · Derivative 58 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,353

Underlying: Common Stock · 58 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:18 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/10 · Derivative 39 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-007420 · doc1.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,565

Underlying: Common Stock · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:24 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000035 · wf-form4_158404462762901.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:24 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000035 · wf-form4_158404462762901.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:25 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 145 $277.54 $40,243.30
Disclosure

SEC source: 0001209191-20-015158 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,118

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 21:11 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/13/20 · Derivative 3,818 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004177 · doc1.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,818

Underlying: Common Stock · 3,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · derivative.exercise_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F2 · derivative.expiration_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:49 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 3,735 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001184 · primarydocument.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,735

Underlying: Common Stock, $0.01 par value · 3,735 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantDeferred Director Fees · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 12

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,130

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F5 · derivative.exercise_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

F5 · derivative.expiration_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/14/19 · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 10

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/18 · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/17 · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,883

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/16 · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/25/15 · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,585

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/26/14 · Derivative 22 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,638

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/27/13 · Derivative 28 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601

Underlying: Common Stock · 28 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/12 · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/23/11 · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,295

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:38 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/10 · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-000370 · doc1.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,460 $0.00 Strike: $57.29 $0.00
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 8,460 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 11, 2015, or the date of the Company's next Annual Meeting of Shareholders following the original grate date.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 7,640 shares

Expires 2026-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,660 $0.00 Strike: $51.73 $0.00
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 9,660 shares

Expires 2024-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 12, 2014, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 SaleComm Stock - $.16-2/3 value 25,760 $118.39 $3,049,819.14
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,895

F1 · price: These shares were disposed of in multiple transactions on December 13, 2019 at actual sales prices ranging from $118.289 to $118.48 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 8,460 $57.29 $484,673.40
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 7,640 $54.93 $419,665.20
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:53 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 9,660 $51.73 $499,711.80
Disclosure

SEC source: 0000006281-19-000156 · wf-form4_157653318968314.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2019 Filed Dec 2, 2019 21:13 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 127 $316.95 $40,252.65
Disclosure

SEC source: 0001209191-19-058524 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,973

Underlying: Common Stock · 127 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantDeferred Director Fees · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 12

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,115

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F5 · derivative.exercise_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

F5 · derivative.expiration_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/14/19 · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 10

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,541

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/18 · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/17 · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/16 · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,053

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/25/15 · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/26/14 · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,616

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/27/13 · Derivative 30 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,573

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/12 · Derivative 33 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,005

Underlying: Common Stock · 33 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/23/11 · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262

Underlying: Common Stock · 35 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 30, 2019 Filed Oct 2, 2019 20:40 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/10 · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-019096 · doc1.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 01, 2019 Filed Sep 4, 2019 18:33 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 145 $273.65 $39,679.25
Disclosure

SEC source: 0001209191-19-048124 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,846

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

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June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantDeferred Director Fees · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 12

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F5 · derivative.exercise_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

F5 · derivative.expiration_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

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June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/14/19 · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 10

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,524

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

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June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/18 · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/17 · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.