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person · Reporting owner

NOVICH NEIL S

Disclosed activity across 4 companies

Tapewire entity
15857
SEC CIK
0001006057

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
W.W. GRAINGER, INC.GWW · Entity 2997DirectorSeptember 01, 2026September 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

W.W. GRAINGER, INC.

Report date September 01, 2026 · Filed September 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect64 Reported balance After 2026-09-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-01 · Grant · Acquired 64 · Balance 64

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-09-01 · Gift · Disposed 64 · Balance 0

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Deferred Stock UnitsSEC Table II · derivative / convertible securityIndirectFamily Trust33,708 Reported balance After 2026-09-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-01 · Gift · Acquired 64 · Balance 33,708

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F3: Shares held in a family trust for which Mr. Novich serves as a co-trustee.

Common StockSEC Table I · non-derivativeDirect4,605 Reported balance Holding disclosure · report date 2026-09-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,605

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F3: Shares held in a family trust for which Mr. Novich serves as a co-trustee.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ANALOG DEVICES INC

Report date March 11, 2020 · Filed March 12, 2020

Section 16 reporting ended · disclosed 2020-03-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Comm Stock - $.16-2/3 valueSEC Table I · non-derivativeDirect26,930 Reported balance After 2020-03-11 transaction · row 1
1 source row

Row 1 · 2020-03-11 · Exercise / conversion · Acquired 2,035 · Balance 26,930

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2020-03-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-03-11 · Exercise / conversion · Disposed 2,035 · Balance 0

F1: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Hillenbrand, Inc.

Report date February 10, 2026 · Filed February 10, 2026

Section 16 reporting ended · disclosed 2026-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-02-10 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-10 · Disposition to issuer · Disposed 67,968 · Balance 0

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: On February 10, 2026, pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 14, 2025, by and among Hillenbrand, Inc., an Indiana corporation (the "Issuer"), LSF12 Helix Parent, LLC, a Delaware limited liability company ("Parent"), and LSF12 Helix Merger Sub, Inc., an Indiana corporation and a wholly owned subsidiary of Parent ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), on the terms and subject to the conditions set forth in the Merger Agreement, each share of the Issuer's common stock, without par value ("Common Stock"), issued and outstanding immediately prior to such time, with certain exceptions, was converted into the right to receive $32.00 in cash (the "Merger Consideration"), without interest.

F2: Each restricted stock unit represents the contingent right to receive one share of the Common Stock. At the Effective Time, each time-vesting restricted stock unit and each vested deferred share granted or deemed purchased pursuant to an Issuer equity incentive or deferred compensation plan (each, a "Company Restricted Stock Unit") outstanding immediately prior to the Effective Time, whether vested or unvested, was cancelled in consideration for the right to receive a cash payment equal to the product of (i) the number of shares of Common Stock subject to such Company Restricted Stock Unit and (ii) the Merger Consideration, less any required withholding taxes.

QXO BUILDING PRODUCTS, INC.

Report date April 29, 2025 · Filed April 29, 2025

Section 16 reporting ended · disclosed 2025-04-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2025-04-29 transaction · row 1
1 source row

Row 1 · 2025-04-29 · Disposition to issuer · Disposed 27,645 · Balance 0

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc.("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-04-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-04-29 · Disposition to issuer · Disposed 20,371 · Balance 0

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security · Expires 2025-05-15Direct0 Reported balance After 2025-04-29 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-04-29 · Disposition to issuer · Disposed 1,400 · Balance 0

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F4: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to an Agreement and Plan of Merger dated as of March 20, 2025 (the "Merger Agreement") by and among Beacon Roofing Supply, Inc. (the "Company"), QXO, Inc.("QXO") and Queen MergerCo, Inc., a wholly owned subsidiary of QXO (the "Merger Sub"), the Merger Sub merged with and into the Company. Pursuant to the terms of the Merger Agreement, each share of Common Stock of the Company held by the Reporting Person was converted into the right to receive $124.35 in cash.

F2: Each RSU represented a contingent right to receive one (1) share of Common Stock of the Company.

F3: Pursuant to the terms of the Merger Agreement, each vested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. All such RSUs were fully vested prior to the date of the Merger Agreement, with retirement from the board the sole condition to settlement.

F4: Pursuant to the terms of the Merger Agreement, each unvested RSU held by the Reporting Person was converted into the right to receive $124.35 in cash. The RSUs were scheduled to vest on the date referenced in column 6.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/16 · Derivative 21 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,026

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/25/15 · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,540

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/26/14 · Derivative 18 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/27/13 · Derivative 23 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

Underlying: Common Stock · 23 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/12 · Derivative 25 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,972

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/23/11 · Derivative 27 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,227

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:26 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/24/10 · Derivative 17 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014270 · doc1.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving

Read SEC document
June 01, 2019 Filed Jun 4, 2019 18:43 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 152 $261.69 $39,776.88
Disclosure

SEC source: 0001209191-19-034174 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,701

Underlying: Common Stock · 152 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 17:23 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 844 $293.19 $247,452.36
Disclosure

SEC source: 0001209191-19-025902 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,549

Underlying: Common Stock · 844 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantDeferred Director Fees · Derivative 11 $41.53 $456.83
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 12

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,088

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F5 · derivative.exercise_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

F5 · derivative.expiration_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/14/2019 · Derivative 12 $41.53 $498.36
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 10

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,511

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/2018 · Derivative 12 $41.53 $498.36
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,502

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/2017 · Derivative 14 $41.53 $581.42
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/24/2016 · Derivative 20 $41.53 $830.60
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,005

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/25/15 · Derivative 17 $41.53 $706.01
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,522

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/26/14) · Derivative 17 $41.53 $706.01
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/27/13 · Derivative 22 $41.53 $913.66
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,520

Underlying: Common Stock · 22 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/12 · Derivative 24 $41.53 $996.72
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,947

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stocfk Units (Deferred Stock Award) 2/23/11 · Derivative 25 $41.53 $1,038.25
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:19 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/24/10) · Derivative 16 $41.53 $664.48
Disclosure

SEC source: 0001214659-19-002479 · marketforms-44706.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,465

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:11 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,155 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000048 · wf-form4_155259426358446.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 13, 2019, the date of the Company's 2019 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 13, 2019, the date of the Company's 2019 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:11 UTC ANALOG DEVICES INC ADI · Entity 591 GrantRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000048 · wf-form4_155259426358446.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,035

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 13, 2020. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 13, 2020. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 20:11 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 2,155 $0.00 $0.00
Disclosure

SEC source: 0000006281-19-000048 · wf-form4_155259426358446.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 20:00 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 119 $304.77 $36,267.63
Disclosure

SEC source: 0001209191-19-015432 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,705

Underlying: Common Stock · 119 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 11,860 $0.00 Strike: $46.48 $0.00
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 11,860 shares

Expires 2023-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 13, 2013, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,380 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 8,380 shares

Expires 2022-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 13, 2012, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,210 $0.00 Strike: $39.82 $0.00
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 7,210 shares

Expires 2021-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 8, 2011, or the date of the Company's next Annual Meeting of Shareholders following the original grant date.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 SaleComm Stock - $.16-2/3 value 27,450 $105.81 $2,904,429.60
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · nonDerivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,740

F1 · price: These shares were disposed of in multiple transactions on February 22, 2019 at actual sales prices ranging from $105.67 to $105.96 per share. The price reported reflects the weighted average sale price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 11,860 $46.48 $551,252.80
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · nonDerivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 8,380 $39.42 $330,339.60
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · nonDerivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:12 UTC ANALOG DEVICES INC ADI · Entity 591 Exercise / conversionComm Stock - $.16-2/3 value 7,210 $39.82 $287,102.20
Disclosure

SEC source: 0000006281-19-000014 · wf-form4_155112914825756.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 21:32 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/14/2019 · Derivative 2,499 $44.01 $109,980.99
Disclosure

SEC source: 0001214659-19-001295 · marketforms-44101.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,499

Underlying: Common Stock · 2,499 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion or Exercise Price of Derivative Securities is 1-for-1.

F2 · derivative.exercise_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

F2 · derivative.expiration_date: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 22:31 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 GrantRestricted Stock Units (RSUs) · Derivative 3,307 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-000946 · primarydocument.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

Underlying: Common Stock, $0.01 par value · 3,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of BECN common stock.

F2 · derivative.exercise_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units settle upon termination of the reporting person's service on the Board of Directors.

F2 · derivative.expiration_date: Restricted Stock Units vest on the first anniversary of the date of grant. Restricted Stock Units settle upon termination of the reporting person's service on the Board of Directors.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantDeferred Director Fees · Derivative 12 $37.93 $455.16
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 11

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F5 · derivative.exercise_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

F5 · derivative.expiration_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/2018 · Derivative 13 $37.93 $493.09
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,490

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/2017 · Derivative 15 $37.93 $568.95
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/24/2016 · Derivative 21 $37.93 $796.53
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,985

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/25/15 · Derivative 19 $37.93 $720.67
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 6

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/26/14) · Derivative 19 $37.93 $720.67
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 5

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/27/13 · Derivative 24 $37.93 $910.32
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,498

Underlying: Common Stock · 24 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/12 · Derivative 26 $37.93 $986.18
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

Underlying: Common Stock · 26 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stocfk Units (Deferred Stock Award) 2/23/11 · Derivative 27 $37.93 $1,024.11
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,175

Underlying: Common Stock · 27 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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December 31, 2018 Filed Jan 3, 2019 21:49 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/24/10) · Derivative 18 $37.93 $682.74
Disclosure

SEC source: 0001214659-19-000100 · marketforms-43599.xml · derivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449

Underlying: Common Stock · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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December 01, 2018 Filed Dec 4, 2018 17:42 UTC W.W. GRAINGER, INC. GWW · Entity 2997 GrantDeferred Stock Units · Derivative 114 $314.04 $35,800.56
Disclosure

SEC source: 0001209191-18-060750 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,586

Underlying: Common Stock · 114 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

F2 · derivative.expiration_date: The deferred stock units are expected to settle in shares of common stock on a one-for-one basis following end of service as a director.

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November 21, 2018 Filed Nov 26, 2018 23:03 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 PurchaseCommon Stock, $0.01 par value 6,900 $30.29 $208,994.79
Disclosure

SEC source: 0001562180-18-004691 · primarydocument.xml · nonDerivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.25 to $30.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 21, 2018 Filed Nov 26, 2018 23:03 UTC QXO BUILDING PRODUCTS, INC. BECN · Entity 80418 PurchaseCommon Stock, $0.01 par value 10,000 $28.88 $288,833.00
Disclosure

SEC source: 0001562180-18-004691 · primarydocument.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.50 to $29.40. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 28, 2018 Filed Oct 2, 2018 20:15 UTC Hillenbrand, Inc. HI · Entity 66702 GrantDeferred Director Fees · Derivative 8 $52.30 $418.40
Disclosure

SEC source: 0001214659-18-006301 · marketforms-42875.xml · derivative · entry 11

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,065

Underlying: Common Stock · 8 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F5 · derivative.exercise_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

F5 · derivative.expiration_date: These stock units will be automatically converted into shares of stock upon the reporting person's retirement from the Board of Directors of the Company.

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September 28, 2018 Filed Oct 2, 2018 20:15 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/15/2018 · Derivative 9 $52.30 $470.70
Disclosure

SEC source: 0001214659-18-006301 · marketforms-42875.xml · derivative · entry 9

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,477

Underlying: Common Stock · 9 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 28, 2018 Filed Oct 2, 2018 20:15 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award) 2/22/2017 · Derivative 11 $52.30 $575.30
Disclosure

SEC source: 0001214659-18-006301 · marketforms-42875.xml · derivative · entry 8

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Underlying: Common Stock · 11 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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September 28, 2018 Filed Oct 2, 2018 20:15 UTC Hillenbrand, Inc. HI · Entity 66702 GrantRestricted Stock Units (Deferred Stock Award 2/24/2016 · Derivative 15 $52.30 $784.50
Disclosure

SEC source: 0001214659-18-006301 · marketforms-42875.xml · derivative · entry 7

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,964

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: Conversion of Exercise Price of Derivative Securities is 1-for-1.

F2 · kind: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.

F3 · derivative.exercise_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

F3 · derivative.expiration_date: These stock units vest immediately upon grant. However, for awards granted prior to May 2014, directors must hold the underlying shares of common stock of the Company for six months after they cease serving as a director; for awards granted in May 2014 or later, directors must hold the underlying shares of common stock of the Company for one day after the director ceases serving.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.