Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940 | Senior Vice President, Salt | April 01, 2019 | April 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COMPASS MINERALS INTERNATIONAL INC
Report date April 01, 2019 · Filed April 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Stock Unit(ROIC)SEC Table II · derivative / convertible security · Expires 2022-04-01 | Direct | 5,560 |
Reported balance
After 2019-04-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-01 · Grant · Acquired 5,560 · Balance 5,560 F2: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. F3: The actual number of shares that may be earned will be determined by the Compensation Committee based on the Issuer's actual performance. Earned and vested performance stock units will generally be settled on the later of April 1, 2022 and the Compensation Committee's determination of performance. |
| Performance Stock Unit(rTSR)SEC Table II · derivative / convertible security · Expires 2022-04-01 | Direct | 4,796 |
Reported balance
After 2019-04-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-01 · Grant · Acquired 4,796 · Balance 4,796 F4: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period. F3: The actual number of shares that may be earned will be determined by the Compensation Committee based on the Issuer's actual performance. Earned and vested performance stock units will generally be settled on the later of April 1, 2022 and the Compensation Committee's determination of performance. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-04-01 | Direct | 5,562 |
Reported balance
After 2019-04-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-01 · Grant · Acquired 5,562 · Balance 5,562 F5: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2019 financial performance. |
| Common StockSEC Table I · non-derivative | IndirectCompany 401(k) Plan | 47 |
Reported balance
Holding disclosure · report date 2019-04-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 47 F1: The reported number is based on a 401(k) statement dated as of April 2, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported number is based on a 401(k) statement dated as of April 2, 2019.
F2: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period.
F3: The actual number of shares that may be earned will be determined by the Compensation Committee based on the Issuer's actual performance. Earned and vested performance stock units will generally be settled on the later of April 1, 2022 and the Compensation Committee's determination of performance.
F4: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period.
F5: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2019 financial performance.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2019 Filed Apr 3, 2019 18:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 5,562 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000090 · wf-form4_155432921047843.xml · derivative · entry 4 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,562 Underlying: Common Stock · 5,562 shares Expires 2022-04-01 F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2019 financial performance. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(rTSR) · Derivative | 4,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000090 · wf-form4_155432921047843.xml · derivative · entry 3 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,796 Underlying: Common Stock · 4,796 shares Expires 2022-04-01 F4 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period. F3 · derivative.exercise_date: The actual number of shares that may be earned will be determined by the Compensation Committee based on the Issuer's actual performance. Earned and vested performance stock units will generally be settled on the later of April 1, 2022 and the Compensation Committee's determination of performance. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:07 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(ROIC) · Derivative | 5,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000090 · wf-form4_155432921047843.xml · derivative · entry 2 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,560 Underlying: Common Stock · 5,560 shares Expires 2022-04-01 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. F3 · derivative.exercise_date: The actual number of shares that may be earned will be determined by the Compensation Committee based on the Issuer's actual performance. Earned and vested performance stock units will generally be settled on the later of April 1, 2022 and the Compensation Committee's determination of performance. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 16:35 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-19-000021 · wf-form4_154663768921723.xml · derivative · entry 2 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2020-07-03 F2 · derivative.exercise_price: Represents a special retention grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:33 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantStock Option (Right to Buy) · Derivative | 19,451 | $0.00 Strike: $59.50 | $0.00 |
DisclosureSEC source: 0001227654-18-000081 · wf-form4_152288117400295.xml · derivative · entry 5 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,451 Underlying: Common Stock · 19,451 shares Expires 2025-04-02 F5 · derivative.exercise_date: This stock option award vests in four equal annual installments of 25% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:33 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 2,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000081 · wf-form4_152288117400295.xml · derivative · entry 4 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769 Underlying: Common Stock · 2,769 shares Expires 2021-04-02 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2018 financial performance. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:33 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(rTSR) · Derivative | 2,449 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000081 · wf-form4_152288117400295.xml · derivative · entry 3 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449 Underlying: Common Stock · 2,449 shares Expires 2021-04-02 F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Issuer's peer group over a three-year performance period. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:33 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(ROIC) · Derivative | 2,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-18-000081 · wf-form4_152288117400295.xml · derivative · entry 2 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,769 Underlying: Common Stock · 2,769 shares Expires 2021-04-02 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:24 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantStock Option (Right to Buy) · Derivative | 17,820 | $0.00 Strike: $68.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000099 · wf-form4_149143823397775.xml · derivative · entry 5 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,820 Underlying: Common Stock · 17,820 shares Expires 2024-04-03 F5 · derivative.exercise_date: This stock option award vests in four equal annual installments of 25% each, beginning on the first anniversary of the grant date. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:24 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000099 · wf-form4_149143823397775.xml · derivative · entry 4 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,459 Underlying: Common Stock · 2,459 shares Expires 2020-04-03 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Vesting of the restricted stock units is contingent on satisfaction of a performance hurdle tied to the Issuer's 2017 financial performance. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:24 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(rTSR) · Derivative | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000099 · wf-form4_149143823397775.xml · derivative · entry 3 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 Underlying: Common Stock · 2,155 shares Expires 2020-04-03 F3 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 150% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated by comparing the Issuer's relative total shareholder return to the total shareholder return for each company comprising the Russell 3000 Index over a three-year performance period. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:24 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantPerformance Stock Unit(ROIC) · Derivative | 2,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-17-000099 · wf-form4_149143823397775.xml · derivative · entry 2 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,459 Underlying: Common Stock · 2,459 shares Expires 2020-04-03 F2 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive between 0% and 200% of one share of Issuer common stock. The reported number of securities represents the target number of shares that may be earned. The actual number of shares that may be earned will be calculated based on the Issuer's return on invested capital over a three-year performance period. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 16:52 UTC | COMPASS MINERALS INTERNATIONAL INC CMP · Entity 4940 | GrantRestricted Stock Unit · Derivative | 6,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001227654-16-000270 · wf-form4_148062912246524.xml · derivative · entry 1 Sepich Anthony J. · CIK 0001690676 · Senior Vice President, Salt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,622 Underlying: Common Stock · 6,622 shares Expires 2019-11-30 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.