Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRISTOL MYERS SQUIBB COBMY · Entity 1662 | EVP, Head of Integration | March 10, 2020 | March 12, 2020 |
| COLGATE PALMOLIVE COCL · Entity 2972 | Director | May 13, 2019 | May 15, 2019 |
| Kodiak Sciences Inc.KOD · Entity 4388 | Director | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRISTOL MYERS SQUIBB CO
Report date March 10, 2020 · Filed March 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 137,534.283 |
Ending reported balance
After 2020-03-10 transaction · row 17
16 source rows · reconciled sequenceRow 1 · 2020-03-10 · Gift · Disposed 300,000 · Balance 92,309.283 Row 3 · 2020-03-10 · Exercise / conversion · Acquired 6,174 · Balance 98,483.283 F2: Represents vesting of one-quarter of market share units granted on March 10, 2016. Row 4 · 2020-03-10 · Other · Disposed 100 · Balance 98,383.283 F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 5 · 2020-03-10 · Tax withholding · Disposed 2,577 · Balance 95,806.283 F4: Shares withheld for payment of taxes upon vesting. Row 6 · 2020-03-10 · Exercise / conversion · Acquired 7,324 · Balance 103,130.283 F5: Represents vesting of one-quarter of market share units granted on March 10, 2017. Row 7 · 2020-03-10 · Other · Acquired 825 · Balance 103,955.283 F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 8 · 2020-03-10 · Tax withholding · Disposed 3,457 · Balance 100,498.283 F4: Shares withheld for payment of taxes upon vesting. Row 9 · 2020-03-10 · Exercise / conversion · Acquired 6,207 · Balance 106,705.283 F7: Represents vesting of one-quarter of market share units granted on March 10, 2018. Row 10 · 2020-03-10 · Other · Disposed 297 · Balance 106,408.283 F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Row 11 · 2020-03-10 · Tax withholding · Disposed 2,508 · Balance 103,900.283 F4: Shares withheld for payment of taxes upon vesting. Row 12 · 2020-03-10 · Exercise / conversion · Acquired 8,219 · Balance 112,119.283 F8: Represents vesting of one-quarter of market share units granted on March 10, 2019. Row 13 · 2020-03-10 · Other · Acquired 1,842 · Balance 113,961.283 F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Row 14 · 2020-03-10 · Tax withholding · Disposed 4,268 · Balance 109,693.283 F4: Shares withheld for payment of taxes upon vesting. Row 15 · 2020-03-10 · Exercise / conversion · Acquired 43,944 · Balance 153,637.283 F9: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award. Row 16 · 2020-03-10 · Other · Acquired 4,408 · Balance 158,045.283 F10: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Row 17 · 2020-03-10 · Tax withholding · Disposed 20,511 · Balance 137,534.283 F4: Shares withheld for payment of taxes upon vesting. |
| Common Stock, $0.10 par valueSEC Table I · non-derivative | IndirectTrust | 300,000 |
Reported balance
After 2020-03-10 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-03-10 · Gift · Acquired 300,000 · Balance 300,000 F1: Reporting person transferred shares to a grantor annuity trust (GRAT). |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2020-03-10 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2020-03-10 · Exercise / conversion · Disposed 6,174 · Balance 0 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2: Represents vesting of one-quarter of market share units granted on March 10, 2016. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2021-03-01 | Direct | 7,324 |
Reported balance
After 2020-03-10 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2020-03-10 · Exercise / conversion · Disposed 7,324 · Balance 7,324 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5: Represents vesting of one-quarter of market share units granted on March 10, 2017. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2022-03-10 | Direct | 12,415 |
Reported balance
After 2020-03-10 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2020-03-10 · Exercise / conversion · Disposed 6,207 · Balance 12,415 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7: Represents vesting of one-quarter of market share units granted on March 10, 2018. |
| Market Share UnitsSEC Table II · derivative / convertible security · Expires 2023-03-10 | Direct | 24,659 |
Reported balance
After 2020-03-10 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2020-03-10 · Exercise / conversion · Disposed 8,219 · Balance 24,659 F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F8: Represents vesting of one-quarter of market share units granted on March 10, 2019. |
| Performance SharesSEC Table II · derivative / convertible security · Expires 2020-03-10 | Direct | 0 |
Reported balance
After 2020-03-10 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2020-03-10 · Exercise / conversion · Disposed 43,944 · Balance 0 F12: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person transferred shares to a grantor annuity trust (GRAT).
F2: Represents vesting of one-quarter of market share units granted on March 10, 2016.
F3: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor.
F4: Shares withheld for payment of taxes upon vesting.
F5: Represents vesting of one-quarter of market share units granted on March 10, 2017.
F6: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F7: Represents vesting of one-quarter of market share units granted on March 10, 2018.
F8: Represents vesting of one-quarter of market share units granted on March 10, 2019.
F9: Amount represents distribution of performance shares earned under the 2017-2019 Long-Term Performance Award.
F10: Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F11: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F12: Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2020, subject to a Total Shareholder Return.
COLGATE PALMOLIVE CO
Report date May 13, 2019 · Filed May 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,114 |
Reported balance
After 2019-05-13 transaction · row 1
1 source rowRow 1 · 2019-05-13 · Grant · Acquired 2,515 · Balance 8,114 F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.56 · Expires 2027-05-13 | Direct | 4,170 |
Reported balance
After 2019-05-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-05-13 · Grant · Acquired 4,170 · Balance 4,170 F2: Annual director stock option grant under the issuer's incentive compensation plan. F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan.
F2: Annual director stock option grant under the issuer's incentive compensation plan.
F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 13, 2019 grant date.
Kodiak Sciences Inc.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.96 · Expires 2036-06-29 | Direct | 17,731 |
Reported balance
After 2026-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-30 · Grant · Acquired 17,731 · Balance 17,731 F1: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: One hundred percent (100%) of the shares subject to the option shall vest upon the earlier of June 30, 2027 or one (1) day prior to the Issuer's next annual meeting occurring after the grant date, in each case, provided the Reporting Person continues to serve as a member of the Issuer's board of directors through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 9,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 13 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,152 Underlying: Common Stock, $0.10 par value · 9,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F2 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F2 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · derivative · entry 12 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,899 Underlying: Common Stock, $0.10 par value · 5,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 21,078 | $37.53 | $791,057.34 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 11 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,015.166 F7 · shares: Shares withheld for payment of taxes upon distribution of the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,271 | $37.53 | $160,290.63 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 10 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,093.166 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 3,509 | $37.53 | $131,692.77 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,364.166 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,571 | $37.53 | $96,489.63 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,873.166 F6 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,444.166 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,432.166 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 4,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,638.166 F5 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,348.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 7,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,691.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents vesting of one-quarter of market share units granted on March 6, 2012. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 9,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,368.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:37 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 46,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-007228 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,621.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2010-2012 Long-Term Performance Award. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:24 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006617 · doc4.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,487 shares Expires 2013-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award. F1 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:24 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 757 | $37.15 | $28,122.55 |
DisclosureSEC source: 0001225208-13-006617 · doc4.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,806.166 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 03, 2013 Filed Mar 5, 2013 21:24 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006617 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,563.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. This is the final vesting of this award. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 26,875 | $0.00 Strike: $23.14 | $0.00 |
DisclosureSEC source: 0001225208-12-025592 · doc4.xml · derivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 26,875 shares Expires 2013-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 4, 2003. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionOption (right to buy) · Derivative | 20,250 | $0.00 Strike: $28.11 | $0.00 |
DisclosureSEC source: 0001225208-12-025592 · doc4.xml · derivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 20,250 shares Expires 2014-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Twenty-five percent of the stock option award vested on each of the first, second, third, and fourth anniversaries of the grant date, which was March 2, 2004. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | SaleCommon Stock, $0.10 par value | 42,844 | $32.77 | $1,403,997.88 |
DisclosureSEC source: 0001225208-12-025592 · doc4.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,076.166 F1 · shares: A portion of these shares were sold to cover exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. F2 · price: The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $32.76 to $32.79, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 20,250 | $28.11 | $569,227.50 |
DisclosureSEC source: 0001225208-12-025592 · doc4.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,920.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2012 Filed Dec 18, 2012 21:15 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 26,875 | $23.14 | $621,887.50 |
DisclosureSEC source: 0001225208-12-025592 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,670.166 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,216 Underlying: Common Stock, $0.10 par value · 1,213 shares Expires 2014-03-31 F15 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F16 · shares: Represents dividend equivalents earned under the 2011-2013 Long-Term Performance Award. F15 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. F15 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 27,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,003 Underlying: Common Stock, $0.10 par value · 27,003 shares Expires 2014-03-31 F13 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F14 · shares: Represents performance shares earned under the 2011-2013 Long-Term Performance Award. F13 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. F13 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2014. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,413.7047 Underlying: Common Stock, $0.10 par value · 11,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F12 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2010-2012 Long-Term Performance Award only. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherPerformance Shares · Derivative | 1,350.5447 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,738.7047 Underlying: Common Stock, $0.10 par value · 1,350.5447 shares Expires not disclosed F10 · derivative.exercise_price: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F11 · shares: Represents dividend equivalents earned under the 2010-2012 Long-Term Performance Award. F10 · derivative.exercise_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F10 · derivative.expiration_date: Each dividend equivalent converts into one share of common stock upon distribution in the first quarter of 2013. F7 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 4,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,388.16 Underlying: Common Stock, $0.10 par value · 4,039 shares Expires not disclosed F8 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F9 · shares: Represents performance shares earned under the 2009-2011 Long-Term Performance Award. F8 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F8 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2012. F7 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 15,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,349.16 Underlying: Common Stock, $0.10 par value · 15,846 shares Expires not disclosed F5 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F6 · shares: Represents performance shares earned under the 2010-2012 Long-Term Performance Award. F5 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F5 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2013. F7 · balance_after: This amount represents an aggregate of the derivative securities beneficially owned under the 2009-2011 and 2010-2012 Long-Term Performance Awards. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 29,293 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · derivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,293 Underlying: Common Stock, $0.10 par value · 29,293 shares Expires 2016-03-06 F3 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,626 | $32.33 | $149,558.58 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,795.25 F2 · shares: Shares withheld for payment of taxes upon distribution of the 2009-2011 Long-Term Performance Award. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 02:27 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 11,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-007111 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,421.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents distribution of performance shares earned under the 2009-2011 Long-Term Performance Award. Read SEC document |
| March 04, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 14 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 2,052 shares Expires 2012-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F7 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested. F7 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested. Read SEC document |
| March 04, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 746 | $32.59 | $24,312.14 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 10 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,096.25 F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 04, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 9 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,842.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of restricted stock units granted on March 4, 2008. The award has fully vested. Read SEC document |
| March 03, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 13 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,487 Underlying: Common Stock, $0.10 par value · 2,487 shares Expires 2013-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F5 · derivative.exercise_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. F5 · derivative.expiration_date: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 03, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 905 | $32.59 | $29,493.95 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 8 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,790.25 F6 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 03, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 7 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,695.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of restricted stock units granted on March 3, 2009. The balance of the award is scheduled to vest on the fourth anniversary of the grant date. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 5,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 12 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,556 Underlying: Common Stock, $0.10 par value · 5,658 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,716 | $32.59 | $88,514.44 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 6 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,208.25 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 5 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,924.25 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 5,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,111.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 2, 2010. The balance of the award is scheduled to vest in two equal installments on the third and fourth anniversaries of the grant date. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 9,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · derivative · entry 11 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,214 Underlying: Common Stock, $0.10 par value · 9,747 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the vesting date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. F9 · balance_after: Represents an aggregate of the derivative securities beneficially owned under the awards granted on March 2, 2010 and March 1, 2011. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 4,503 | $32.64 | $146,977.92 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,453.25 F3 · shares: Shares withheld for payment of taxes upon vesting of market share units. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 2,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,956.25 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 00:43 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 9,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-006723 · doc4.xml · nonDerivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,316.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 1, 2011. The balance of the award is scheduled to vest in three equal installments on the second, third, and fourth anniversaries of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 3, 2011 20:54 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantRestricted Stock Units · Derivative | 9,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024300 · doc4.xml · derivative · entry 1 Bancroft Charles A · CIK 0001480250 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,302 Underlying: Common Stock, $0.10 par value · 9,302 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on November 1, 2014. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on November 1, 2014. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009155 · doc4.xml · derivative · entry 6 Bancroft Charles A · CIK 0001480250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,412 shares Expires 2011-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F4 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. F4 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 514 | $26.43 | $13,585.02 |
DisclosureSEC source: 0001225208-11-009155 · doc4.xml · nonDerivative · entry 4 Bancroft Charles A · CIK 0001480250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,569.25 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| March 06, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009155 · doc4.xml · nonDerivative · entry 3 Bancroft Charles A · CIK 0001480250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,083.25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired upon vesting of restricted stock units. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 2,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-009155 · doc4.xml · derivative · entry 5 Bancroft Charles A · CIK 0001480250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,052 Underlying: Common Stock, $0.10 par value · 2,052 shares Expires 2012-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F4 · derivative.exercise_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. F4 · derivative.expiration_date: Shares consist of restricted stock units that vest 25% on each of the first, second, third and fourth anniversaries of the grant date and are converted into shares of common stock. Read SEC document |
| March 04, 2011 Filed Mar 8, 2011 22:22 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 746 | $26.43 | $19,716.78 |
DisclosureSEC source: 0001225208-11-009155 · doc4.xml · nonDerivative · entry 2 Bancroft Charles A · CIK 0001480250 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,671.25 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.