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Contreras Jaime

Disclosed activity across 1 company

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15838
SEC CIK
0001587070

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314Senior Vice PresidentApril 21, 2020April 24, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date April 21, 2020 · Filed April 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect62,205 Ending reported balance After 2020-04-21 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2020-04-21 · Exercise / conversion · Acquired 46,016 · Balance 83,035

Row 2 · 2020-04-21 · Exercise / conversion · Acquired 36,715 · Balance 119,750

Row 3 · 2020-04-21 · Exercise / conversion · Acquired 25,681 · Balance 145,431

Row 4 · 2020-04-21 · Tax withholding · Disposed 83,226 · Balance 62,205

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.40 · Expires 2027-02-16Direct0 Reported balance After 2020-04-21 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2020-04-21 · Exercise / conversion · Disposed 46,016 · Balance 0

F5: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $59.94 · Expires 2028-02-15Direct36,715 Reported balance After 2020-04-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2020-04-21 · Exercise / conversion · Disposed 36,715 · Balance 36,715

F6: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $75.90 · Expires 2029-02-21Direct51,364 Reported balance After 2020-04-21 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-04-21 · Exercise / conversion · Disposed 25,681 · Balance 51,364

F6: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Common shares without par valueSEC Table I · non-derivativeIndirectProfit Sharing Trust22 Reported balance Holding disclosure · report date 2020-04-21 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 22

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 21, 2020.

Common shares without par valueSEC Table I · non-derivativeIndirectJaime Contreras Marvan 2006 Living Trust176,217 Reported balance Holding disclosure · report date 2020-04-21 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 176,217

F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

Common shares without par valueSEC Table I · non-derivativeIndirectBy Spouse2,624 Reported balance Holding disclosure · report date 2020-04-21 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 2,624

F3: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Common shares without par valueSEC Table I · non-derivativeIndirectLiving Trust (by spouse)12,081 Reported balance Holding disclosure · report date 2020-04-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 12,081

F4: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.

Filing footnotes · ownership attribution and instrument terms

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 21, 2020.

F2: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

F3: The reporting person disclaims beneficial ownership of all securities held by his spouse.

F4: Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.

F5: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

F6: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2018 Filed Apr 3, 2018 22:07 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,376 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-005308 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,786

F3 · shares: This grant represents a restricted stock unit award under the Abbott Laboratories 2017 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting on each anniversary of the grant date. The award includes the right to have stock withheld for tax purposes.

F4 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 4,900 $60.00 $294,000.00
Disclosure

SEC source: 0001179110-18-003309 · edgar.xml · nonDerivative · entry 3

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,436

Read SEC document
March 01, 2018 Filed Mar 2, 2018 22:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,384 $58.80 $81,380.58
Disclosure

SEC source: 0001179110-18-003309 · edgar.xml · nonDerivative · entry 2

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

Read SEC document
February 28, 2018 Filed Mar 2, 2018 22:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 8,649 $60.55 $523,696.95
Disclosure

SEC source: 0001179110-18-003309 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,720

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:37 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 110,146 $0.00 Strike: $59.94 $0.00
Disclosure

SEC source: 0001179110-18-002533 · edgar.xml · derivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,146

Underlying: Common shares · 110,146 shares

Expires 2028-02-15

F6 · security: Employee stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 36,716 on 02/16/2019, 36,715 on 02/16/2020, and 36,715 on 02/16/2021.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 23:37 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 20,030 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002533 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,369

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2017 Incentive Stock Program. The awards have a 3-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 22,000 $0.00 Strike: $27.03 $0.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · derivative · entry 22

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 22,000 shares

Expires 2022-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 17,300 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · derivative · entry 21

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 17,300 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 13,400 $0.00 Strike: $26.19 $0.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · derivative · entry 20

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 13,400 shares

Expires 2020-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,200 $52.04 $62,449.20
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 15

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,339

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,200 $52.04 $62,448.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 14

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,539

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 500 $52.03 $26,015.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 13

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,739

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 200 $52.03 $10,405.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 12

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,239

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,600 $52.02 $83,232.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 11

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,439

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 3,816 $52.01 $198,470.16
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 10

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,039

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,109 $52.00 $57,668.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 9

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,855

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 909 $51.99 $47,258.91
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 8

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,964

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,913 $51.98 $99,437.74
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 7

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,873

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,701 $51.97 $88,400.97
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,786

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 4,152 $51.96 $215,737.92
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 5

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,487

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 34,400 $51.95 $1,787,080.00
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,639

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 22,000 $27.03 $594,739.20
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 3

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 17,300 $22.39 $387,379.87
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 2

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 22, 2017 Filed Sep 26, 2017 21:47 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 13,400 $26.19 $350,917.86
Disclosure

SEC source: 0001179110-17-012721 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:02 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 767 $44.64 $34,239.65
Disclosure

SEC source: 0001179110-17-005577 · edgar.xml · nonDerivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 2,410

F4 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:02 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 375 $44.55 $16,706.25
Disclosure

SEC source: 0001179110-17-005577 · edgar.xml · nonDerivative · entry 5

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,177

F4 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:02 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,126 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005577 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,552

F3 · shares: This grant represents a restricted stock unit award under the Abbott Laboratories 2009 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting on each anniversary of the grant date. The award includes the right to have stock withheld for tax purposes.

F4 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 21:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 394 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005133 · edgar.xml · nonDerivative · entry 2

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Jaime Contreras Marvan 2006 Living Trust

Disclosed balance after: 64,297

F1 · balance_after: Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.

Read SEC document
March 21, 2017 Filed Mar 24, 2017 21:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 GiftCommon shares without par value 394 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-005133 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,339

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:05 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 3,055 $45.01 $137,505.55
Disclosure

SEC source: 0001179110-17-003664 · edgar.xml · nonDerivative · entry 3

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,733

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:05 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 10,100 $45.02 $454,651.50
Disclosure

SEC source: 0001179110-17-003664 · edgar.xml · nonDerivative · entry 2

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,788

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:05 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 8,740 $45.46 $397,320.40
Disclosure

SEC source: 0001179110-17-003664 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,888

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:20 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 138,049 $0.00 Strike: $44.40 $0.00
Disclosure

SEC source: 0001179110-17-002921 · edgar.xml · derivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,049

Underlying: Common shares · 138,049 shares

Expires 2027-02-16

F6 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 46,017 on 02/17/2018, 46,016 on 02/17/2019, and 46,016 on 02/17/2020.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:20 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 19,961 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002921 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,628

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 21:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 138 $41.78 $5,766.22
Disclosure

SEC source: 0001179110-16-022538 · edgar.xml · nonDerivative · entry 8

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,426

Read SEC document
March 31, 2016 Filed Apr 1, 2016 21:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 162 $41.79 $6,769.17
Disclosure

SEC source: 0001179110-16-022538 · edgar.xml · nonDerivative · entry 7

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,564

Read SEC document
March 31, 2016 Filed Apr 1, 2016 21:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 162 $41.78 $6,769.04
Disclosure

SEC source: 0001179110-16-022538 · edgar.xml · nonDerivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,726

Read SEC document
March 31, 2016 Filed Apr 1, 2016 21:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 212 $41.65 $8,829.80
Disclosure

SEC source: 0001179110-16-022538 · edgar.xml · nonDerivative · entry 5

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,888

Read SEC document
March 31, 2016 Filed Apr 1, 2016 21:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,406 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-022538 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 3,100

F3 · shares: This grant represents a restricted stock unit award under the Abbott Laboratories 2009 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting on each anniversary of the grant date. The award includes the right to have shares withheld for tax purposes.

F4 · balance_after: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,500 $38.95 $58,420.50
Disclosure

SEC source: 0001179110-16-020737 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,667

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 9,017 $38.94 $351,094.93
Disclosure

SEC source: 0001179110-16-020737 · edgar.xml · nonDerivative · entry 3

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,167

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 100 $38.94 $3,893.50
Disclosure

SEC source: 0001179110-16-020737 · edgar.xml · nonDerivative · entry 2

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,184

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 6,283 $39.52 $248,304.16
Disclosure

SEC source: 0001179110-16-020737 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,284

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February 19, 2016 Filed Feb 23, 2016 23:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 242,579 $0.00 Strike: $38.40 $0.00
Disclosure

SEC source: 0001179110-16-019915 · edgar.xml · derivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,579

Underlying: Common shares · 242,579 shares

Expires 2026-02-18

F6 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 80,860 on 02/19/2017, 80,859 on 02/19/2018, and 80,860 on 02/19/2019.

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February 19, 2016 Filed Feb 23, 2016 23:01 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 27,669 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-019915 · edgar.xml · nonDerivative · entry 1

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,567

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

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February 16, 2016 Filed Feb 17, 2016 22:56 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 254 $37.87 $9,617.71
Disclosure

SEC source: 0001179110-16-019501 · edgar.xml · nonDerivative · entry 5

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,694

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February 15, 2016 Filed Feb 17, 2016 22:56 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 146 $37.13 $5,420.98
Disclosure

SEC source: 0001179110-16-019501 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 1,948

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March 31, 2015 Filed Apr 2, 2015 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 228 $46.43 $10,586.27
Disclosure

SEC source: 0001179110-15-005829 · edgar.xml · nonDerivative · entry 6

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,094

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March 31, 2015 Filed Apr 2, 2015 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 99 $47.08 $4,660.92
Disclosure

SEC source: 0001179110-15-005829 · edgar.xml · nonDerivative · entry 5

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,322

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March 31, 2015 Filed Apr 2, 2015 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 1,042 $0.00 $0.00
Disclosure

SEC source: 0001179110-15-005829 · edgar.xml · nonDerivative · entry 4

Contreras Jaime · CIK 0001587070 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 2,421

F3 · shares: This grant represents a restricted stock unit award under the Abbott Laboratories 2009 Incentive Stock Program. The award has a 3-year term, with no more than 1/3 of the award vesting on each anniversary of the grant date. The award includes the right to have stock withheld for tax purposes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.