Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonos IncSONO · Entity 1773 | Chief Financial Officer | April 11, 2019 | April 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonos Inc
Report date April 11, 2019 · Filed April 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-04-11 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-04-11 · Exercise / conversion · Acquired 2,820 · Balance 2,820 Row 2 · 2019-04-11 · Exercise / conversion · Acquired 27,180 · Balance 30,000 Row 3 · 2019-04-11 · Sale · Disposed 30,000 · Balance 0 F1: Represents the aggregate of sales effected on the same day at different prices. F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.565 to $11.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.00 · Expires 2023-06-30 | Direct | 16,410 |
Reported balance
After 2019-04-11 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-04-11 · Exercise / conversion · Disposed 2,820 · Balance 16,410 F4: The stock option is fully vested and immediately exercisable. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.93 · Expires 2022-02-02 | Direct | 392,486 |
Reported balance
After 2019-04-11 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-04-11 · Exercise / conversion · Disposed 27,180 · Balance 392,486 F4: The stock option is fully vested and immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate of sales effected on the same day at different prices.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F3: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.565 to $11.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F4: The stock option is fully vested and immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 11, 2019 Filed Apr 15, 2019 16:39 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 27,180 | $0.00 Strike: $1.93 | $0.00 |
DisclosureSEC source: 0001562180-19-002282 · primarydocument.xml · derivative · entry 5 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,486 Underlying: Common Stock · 27,180 shares Expires 2022-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:39 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,820 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002282 · primarydocument.xml · derivative · entry 4 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,410 Underlying: Common Stock · 2,820 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:39 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 30,000 | $11.67 | $349,968.00 |
DisclosureSEC source: 0001562180-19-002282 · primarydocument.xml · nonDerivative · entry 3 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents the aggregate of sales effected on the same day at different prices. F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $11.565 to $11.74 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:39 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 27,180 | $1.93 | $52,321.50 |
DisclosureSEC source: 0001562180-19-002282 · primarydocument.xml · nonDerivative · entry 2 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 16:39 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 2,820 | $5.00 | $14,100.00 |
DisclosureSEC source: 0001562180-19-002282 · primarydocument.xml · nonDerivative · entry 1 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001567619-19-006792 · doc1.xml · derivative · entry 4 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,230 Underlying: Common Stock · 30,000 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F4 · derivative.exercise_date: The stock option is fully vested and immediately exercisable. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:45 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 25,000 | $9.92 | $248,067.50 |
DisclosureSEC source: 0001567619-19-006792 · doc1.xml · nonDerivative · entry 3 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · shares: Represents the aggregate of sales effected on the same day at different prices. F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $9.80 to $10.04 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:45 UTC | Sonos Inc SONO · Entity 1773 | SaleCommon Stock | 5,000 | $10.00 | $50,000.00 |
DisclosureSEC source: 0001567619-19-006792 · doc1.xml · nonDerivative · entry 2 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 17:45 UTC | Sonos Inc SONO · Entity 1773 | Exercise / conversionCommon Stock | 30,000 | $5.00 | $150,000.00 |
DisclosureSEC source: 0001567619-19-006792 · doc1.xml · nonDerivative · entry 1 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 17:03 UTC | Sonos Inc SONO · Entity 1773 | GrantRestricted Stock Units · Derivative | 156,438 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004879 · doc1.xml · derivative · entry 1 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,438 Underlying: Common Stock · 156,438 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. F2 · derivative.exercise_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. F2 · derivative.expiration_date: 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the vesting commencement date of February 15, 2019, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's Common Stock will be delivered to the Reporting Person upon vesting. Read SEC document |
| August 01, 2018 Filed Aug 2, 2018 17:01 UTC | Sonos Inc SONO · Entity 1773 | GrantEmployee Stock Option (right to buy) · Derivative | 43,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001140361-18-035185 · doc1.xml · derivative · entry 1 GIANNETTO MICHAEL · CIK 0001229872 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,000 Underlying: Common Stock · 43,000 shares Expires 2028-07-31 F1 · derivative.exercise_date: The stock option will vest as to 1/4th of the total number of shares subject to the stock option on August 1, 2019, and thereafter shall vest as to 1/12th of the total number of shares subject to the stock option in equal quarterly installments beginning on November 1, 2019, until such time as the option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.