Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERAL AGRICULTURAL MORTGAGE CORPAGM · Entity 4378 | SVP Finance and Investor Rel | April 15, 2019 | April 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERAL AGRICULTURAL MORTGAGE CORP
Report date April 15, 2019 · Filed April 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Non-Voting Common StockSEC Table I · non-derivative | Direct | 4,721.39 |
Reported balance
After 2019-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-15 · Tax withholding · Disposed 655 · Balance 4,721.39 F1: On April 15, 2019, 2,200 shares of restricted stock vested that were granted in May 2016, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 655 shares to satisfy withholding requirements. F2: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3: Includes 1,435 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 15, 2019, 2,200 shares of restricted stock vested that were granted in May 2016, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 655 shares to satisfy withholding requirements.
F2: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.
F3: Includes 1,435 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2019 Filed Apr 16, 2019 20:33 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 655 | $76.56 | $50,146.80 |
DisclosureSEC source: 0000845877-19-000086 · wf-form4_155544681183297.xml · nonDerivative · entry 1 Grote Charles D · CIK 0001739712 · SVP Finance and Investor Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,721.39 F1 · shares: On April 15, 2019, 2,200 shares of restricted stock vested that were granted in May 2016, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 655 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,435 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 30, 2018 Filed May 31, 2018 20:24 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | SaleClass C Non-Voting Common Stock | 595 | $93.14 | $55,416.28 |
DisclosureSEC source: 0000845877-18-000132 · wf-form4_152779827810170.xml · nonDerivative · entry 1 Grote Charles D · CIK 0001739712 · SVP Finance and Investor Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376.39 F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · balance_after: Includes 3,635 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 29, 2018 Filed May 29, 2018 21:27 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Disposition to issuerClass C Non-Voting Common Stock | 582 | $92.68 | $53,939.76 |
DisclosureSEC source: 0000845877-18-000128 · wf-form4_152762926346739.xml · nonDerivative · entry 3 Grote Charles D · CIK 0001739712 · SVP Finance and Investor Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,971.39 F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · shares: In connection with the net share settlement of the exercise of 1,667 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Grote was entitled to receive 1,085 shares of Farmer Mac Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Grote retained 595 shares, and Farmer Mac retained 490 shares to satisfy tax withholding requirements arising from the exercise. The 582 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 3,635 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 29, 2018 Filed May 29, 2018 21:27 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 490 | $92.68 | $45,413.20 |
DisclosureSEC source: 0000845877-18-000128 · wf-form4_152762926346739.xml · nonDerivative · entry 2 Grote Charles D · CIK 0001739712 · SVP Finance and Investor Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,553.39 F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · shares: In connection with the net share settlement of the exercise of 1,667 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Grote was entitled to receive 1,085 shares of Farmer Mac Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Grote retained 595 shares, and Farmer Mac retained 490 shares to satisfy tax withholding requirements arising from the exercise. The 582 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 3,635 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:27 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionStock Appreciation Right · Derivative | 1,667 | $32.39 Strike: $32.39 | $53,994.13 |
DisclosureSEC source: 0000845877-18-000128 · wf-form4_152762926346739.xml · derivative · entry 4 Grote Charles D · CIK 0001739712 · SVP Finance and Investor Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 1,667 shares Expires 2025-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · shares: In connection with the net share settlement of the exercise of 1,667 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Grote was entitled to receive 1,085 shares of Farmer Mac Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Grote retained 595 shares, and Farmer Mac retained 490 shares to satisfy tax withholding requirements arising from the exercise. The 582 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F4 · derivative.exercise_date: Exercisable beginning March 31, 2016 with respect to 1,666 shares, beginning March 31, 2017 with respect to 1,667 shares, and beginning March 31, 2018 with respect to 1,667 shares. Read SEC document |
| May 24, 2018 Filed May 29, 2018 21:27 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Exercise / conversionClass C Non-Voting Common Stock | 1,667 | $32.39 | $53,994.13 |
DisclosureSEC source: 0000845877-18-000128 · wf-form4_152762926346739.xml · nonDerivative · entry 1 Grote Charles D · CIK 0001739712 · SVP Finance and Investor Rel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,043.39 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · shares: In connection with the net share settlement of the exercise of 1,667 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Grote was entitled to receive 1,085 shares of Farmer Mac Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Grote retained 595 shares, and Farmer Mac retained 490 shares to satisfy tax withholding requirements arising from the exercise. The 582 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F3 · balance_after: Includes 3,635 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.