Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
cbdMD, Inc.
Report date February 06, 2019 · Filed April 17, 2019
Section 16 reporting ended · disclosed 2019-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-04-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-02-06 · Gift · Disposed 15,000 · Balance 25,000 Row 2 · 2019-04-16 · Sale · Disposed 25,000 · Balance 0 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Sterling Winters Trust | 0 |
Reported balance
After 2019-04-16 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-04-16 · Sale · Disposed 166,667 · Balance 0 F1: The shares are held of record by Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). The reporting person is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. The reporting person disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy EE1 Holdings, LLC | 0 |
Reported balance
After 2019-04-16 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-04-16 · Sale · Disposed 283,000 · Balance 0 F2: The shares are held of record by EE1 Holdings, LLC ("EE1 Holdings"). The Trust is the manager of EE1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by EE1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by EE1 Holdings except to the extent of his pecuniary interest therein. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy IM1 Holdings, LLC | 0 |
Reported balance
After 2019-04-16 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-04-16 · Sale · Disposed 583,000 · Balance 0 F3: The shares are held of record by IM1 Holdings, LLC ("IM1 Holdings"). The Trust is the manager of IM1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by IM1 Holdings except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held of record by Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). The reporting person is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. The reporting person disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein.
F2: The shares are held of record by EE1 Holdings, LLC ("EE1 Holdings"). The Trust is the manager of EE1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by EE1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by EE1 Holdings except to the extent of his pecuniary interest therein.
F3: The shares are held of record by IM1 Holdings, LLC ("IM1 Holdings"). The Trust is the manager of IM1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by IM1 Holdings except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2019 Filed Apr 17, 2019 20:58 UTC | cbdMD, Inc. LEVB · Entity 8230 | SaleCommon Stock, par value $0.001 per share | 583,000 | $4.00 | $2,332,000.00 |
DisclosureSEC source: 0001213900-19-006614 · ownership.xml · nonDerivative · entry 5 Sterling Erik · CIK 0001721647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IM1 Holdings, LLC Disclosed balance after: 0 F3 · ownership.nature: The shares are held of record by IM1 Holdings, LLC ("IM1 Holdings"). The Trust is the manager of IM1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by IM1 Holdings except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2019 Filed Apr 17, 2019 20:58 UTC | cbdMD, Inc. LEVB · Entity 8230 | SaleCommon Stock, par value $0.001 per share | 283,000 | $4.00 | $1,132,000.00 |
DisclosureSEC source: 0001213900-19-006614 · ownership.xml · nonDerivative · entry 4 Sterling Erik · CIK 0001721647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By EE1 Holdings, LLC Disclosed balance after: 0 F2 · ownership.nature: The shares are held of record by EE1 Holdings, LLC ("EE1 Holdings"). The Trust is the manager of EE1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by EE1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by EE1 Holdings except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2019 Filed Apr 17, 2019 20:58 UTC | cbdMD, Inc. LEVB · Entity 8230 | SaleCommon Stock, par value $0.001 per share | 166,667 | $4.00 | $666,668.00 |
DisclosureSEC source: 0001213900-19-006614 · ownership.xml · nonDerivative · entry 3 Sterling Erik · CIK 0001721647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sterling Winters Trust Disclosed balance after: 0 F1 · ownership.nature: The shares are held of record by Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). The reporting person is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. The reporting person disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| April 16, 2019 Filed Apr 17, 2019 20:58 UTC | cbdMD, Inc. LEVB · Entity 8230 | SaleCommon Stock, par value $0.001 per share | 25,000 | $4.00 | $100,000.00 |
DisclosureSEC source: 0001213900-19-006614 · ownership.xml · nonDerivative · entry 2 Sterling Erik · CIK 0001721647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 06, 2019 Filed Apr 17, 2019 20:58 UTC | cbdMD, Inc. LEVB · Entity 8230 | GiftCommon Stock, par value $0.001 per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-006614 · ownership.xml · nonDerivative · entry 1 Sterling Erik · CIK 0001721647 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 20:30 UTC | cbdMD, Inc. LEVB · Entity 8230 | GrantOptions grant · Derivative | 7,000 | $0.00 Strike: $3.34 | $0.00 |
DisclosureSEC source: 0001654954-18-009324 · section16.xml · derivative · entry 1 Sterling Erik · CIK 0001721647 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2028-08-16 Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 18:57 UTC | cbdMD, Inc. LEVB · Entity 8230 | Exercise / conversionrestricted stock grant · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-000103 · section16.xml · derivative · entry 2 Sterling Erik · CIK 0001721647 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents vesting of restricted stock grant. F3 · derivative.expiration_date: No expiration date. Read SEC document |
| January 01, 2018 Filed Jan 4, 2018 18:57 UTC | cbdMD, Inc. LEVB · Entity 8230 | Exercise / conversionCommon stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-18-000103 · section16.xml · nonDerivative · entry 1 Sterling Erik · CIK 0001721647 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,072,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of restricted stock grant. F2 · ownership.nature: Includes (i) 166,667 shares of common stock held of record by the Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). Mr. Sterling is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust; (ii) 583,000 shares of common stock held of record by IM1 Holdings, LLC ("IM1 Holdings"); and (iii) 283,000 shares held of record by record by EE1 Holdings LLC ("EE1 Holdings"). The Trust is the manager and a member of both IM1 Holdings and EE1 Holdings. Mr. Sterling, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings and EE1 Holdings. Mr. Sterling disclaims beneficial ownership of the securities held of record by the Trust, IM1 Holdings and EE1 Holdings except to the extent of his pecuniary interest therein. Additional information on these holdings are disclosed in a Schedule 13D filed by the Trust, Mr. Sterling as trustee of the Trust and Mr. Jason Winters as a trustee of the Trust with the SEC on November 16, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.