Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRICE T ROWE GROUP INCTROW · Entity 3212 | Vice President | April 25, 2019 | April 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRICE T ROWE GROUP INC
Report date April 25, 2019 · Filed April 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,961.125 |
Ending reported balance
After 2019-04-25 transaction · row 10
10 source rows · reconciled sequenceRow 1 · 2019-04-25 · Grant · Acquired 55.582 · Balance 48,454.125 F1: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Row 2 · 2019-04-25 · Exercise / conversion · Acquired 1,896 · Balance 50,350.125 Row 3 · 2019-04-25 · Exercise / conversion · Acquired 3,331 · Balance 53,681.125 Row 4 · 2019-04-25 · Exercise / conversion · Acquired 13,324 · Balance 67,005.125 Row 5 · 2019-04-25 · Exercise / conversion · Acquired 13,324 · Balance 80,329.125 Row 6 · 2019-04-25 · Exercise / conversion · Acquired 9,993 · Balance 90,322.125 Row 7 · 2019-04-25 · Exercise / conversion · Acquired 3,250 · Balance 93,572.125 Row 8 · 2019-04-25 · Sale · Disposed 45,118 · Balance 48,454.125 F2: The range of prices for this transaction were $107.63 to $108.16. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 9 · 2019-04-25 · Exercise / conversion · Acquired 1,434 · Balance 49,888.125 Row 10 · 2019-04-25 · Tax withholding · Disposed 927 · Balance 48,961.125 |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.95 · Expires 2025-02-19 | Direct | 6,662 |
Reported balance
After 2019-04-25 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-04-25 · Exercise / conversion · Disposed 9,993 · Balance 6,662 F3: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.44 · Expires 2024-09-09 | Direct | 3,331 |
Reported balance
After 2019-04-25 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-04-25 · Exercise / conversion · Disposed 13,324 · Balance 3,331 F4: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.94 · Expires 2024-02-19 | Direct | 3,331 |
Reported balance
After 2019-04-25 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-04-25 · Exercise / conversion · Disposed 13,324 · Balance 3,331 F5: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.92 · Expires 2025-09-10 | Direct | 6,500 |
Reported balance
After 2019-04-25 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-04-25 · Exercise / conversion · Disposed 3,250 · Balance 6,500 F6: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $70.29 · Expires 2023-09-10 | Direct | 0 |
Reported balance
After 2019-04-25 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-04-25 · Exercise / conversion · Disposed 3,331 · Balance 0 F7: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.67 · Expires 2023-02-21 | Direct | 1,434 |
Reported balance
After 2019-04-25 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-04-25 · Exercise / conversion · Disposed 1,896 · Balance 1,434 F8: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.67 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2019-04-25 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-04-25 · Exercise / conversion · Disposed 1,434 · Balance 0 F8: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
F2: The range of prices for this transaction were $107.63 to $108.16. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
F4: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F5: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F6: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
F7: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
F8: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,434 | $69.67 Strike: $69.67 | $99,907.93 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 17 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,434 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,896 | $69.67 Strike: $69.67 | $132,095.84 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 16 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434 Underlying: Common Stock · 1,896 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,331 | $70.29 Strike: $70.29 | $234,120.67 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 15 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,331 shares Expires 2023-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 3,250 | $70.92 Strike: $70.92 | $230,490.00 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 14 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Underlying: Common Stock · 3,250 shares Expires 2025-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,324 | $77.94 Strike: $77.94 | $1,038,529.85 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 13 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331 Underlying: Common Stock · 13,324 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 13,324 | $78.44 Strike: $78.44 | $1,045,158.54 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 12 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,331 Underlying: Common Stock · 13,324 shares Expires 2024-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 9,993 | $80.95 Strike: $80.95 | $808,925.36 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · derivative · entry 11 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662 Underlying: Common Stock · 9,993 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 927 | $107.66 | $99,800.82 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 10 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,961.125 Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,434 | $69.67 | $99,907.93 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 9 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,888.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | SaleCommon Stock | 45,118 | $107.88 | $4,867,420.08 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 8 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,454.125 F2 · price: The range of prices for this transaction were $107.63 to $108.16. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 3,250 | $70.92 | $230,490.00 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 7 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,572.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 9,993 | $80.95 | $808,925.36 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 6 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,322.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 13,324 | $78.44 | $1,045,158.54 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 5 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,329.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 13,324 | $77.94 | $1,038,529.85 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 4 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,005.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 3,331 | $70.29 | $234,120.67 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 3 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,681.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,896 | $69.67 | $132,095.84 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 2 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,350.125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 19:51 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 55.582 | $97.40 | $5,413.44 |
DisclosureSEC source: 0001562180-19-002410 · primarydocument.xml · nonDerivative · entry 1 David Scott B · CIK 0001763482 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,454.125 F1 · price: Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.