Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ESTABLISHMENT LABS HOLDINGS INC.ESTA · Entity 4473 | VP of Sales, Brazil | April 25, 2019 | April 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ESTABLISHMENT LABS HOLDINGS INC.
Report date April 25, 2019 · Filed April 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.25 · Expires 2029-04-25 | Direct | 36,000 |
Reported balance
After 2019-04-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-04-25 · Grant · Acquired 36,000 · Balance 36,000 F1: One-fourth of the shares subject to the option shall vest on April 25, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. |
Filing footnotes · ownership attribution and instrument terms
F1: One-fourth of the shares subject to the option shall vest on April 25, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2019 Filed Apr 29, 2019 20:35 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | GrantStock Option (Right to buy) · Derivative | 36,000 | $0.00 Strike: $25.25 | $0.00 |
DisclosureSEC source: 0001745905-19-000002 · wf-form4_155657011636977.xml · derivative · entry 1 de Oliveira Eddie · CIK 0001745905 · VP of Sales, Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Shares · 36,000 shares Expires 2029-04-25 F1 · derivative.exercise_date: One-fourth of the shares subject to the option shall vest on April 25, 2020 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 20:26 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | ConversionClass C Ordinary Shares · Derivative | 5,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009508 · wf-form4_153237759133947.xml · derivative · entry 3 de Oliveira Eddie · CIK 0001745905 · VP of Sales, Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,246 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. F1 · derivative.exercise_date: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. F1 · derivative.expiration_date: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 20:26 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | ConversionClass A Ordinary Shares · Derivative | 3,810 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-009508 · wf-form4_153237759133947.xml · derivative · entry 2 de Oliveira Eddie · CIK 0001745905 · VP of Sales, Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,810 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. F1 · derivative.exercise_date: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. F1 · derivative.expiration_date: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. Read SEC document |
| July 23, 2018 Filed Jul 23, 2018 20:26 UTC | ESTABLISHMENT LABS HOLDINGS INC. ESTA · Entity 4473 | ConversionCommon Shares | 9,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-18-009508 · wf-form4_153237759133947.xml · nonDerivative · entry 1 de Oliveira Eddie · CIK 0001745905 · VP of Sales, Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class A Ordinary Shares and Class C Ordinary Shares automatically converted into Common Shares on a one-for-one basis upon the closing of the Issuer's initial public offering of Common Shares and had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.