TapewireFind a company

organization · Reporting owner

Accel Growth Fund II Strategic Partners L.P.

Disclosed activity across 4 companies

Tapewire entity
15803
SEC CIK
0001527382

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CrowdStrike Holdings, Inc.CRWD · Entity 117210% ownerJune 15, 2020June 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect0 Last balance in matching sequence After 2020-06-15 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-06-15 · Conversion · Acquired 2,034,240 · Balance 2,034,240

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Row 6 · 2020-06-15 · Other · Disposed 2,034,240 · Balance 0

F7: On June 15, 2020, Accel Growth Fund II L.P. distributed, for no consideration, 2,034,240 shares of Class A common stock of the Issuer (the "Accel Growth II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel Growth II Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel Growth II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A common stockSEC Table I · non-derivativeIndirectAccel Growth Fund II Strategic Partners L.P.0 Last balance in matching sequence After 2020-06-15 transaction · row 7 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2020-06-15 · Conversion · Acquired 147,360 · Balance 147,360

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F3: These shares are held by Accel Growth Fund II Strategic Partners L.P.

Row 7 · 2020-06-15 · Other · Disposed 147,360 · Balance 0

F8: On June 15, 2020, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 147,360 shares of Class A common stock of the Issuer (the "Accel Growth II SP Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth II SP Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II SP Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3: These shares are held by Accel Growth Fund II Strategic Partners L.P.

Class A common stockSEC Table I · non-derivativeIndirectAccel Growth Fund Investors 2013 L.L.C.0 Last balance in matching sequence After 2020-06-15 transaction · row 8 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2020-06-15 · Conversion · Acquired 218,400 · Balance 218,400

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C.

Row 8 · 2020-06-15 · Other · Disposed 218,400 · Balance 0

F9: On June 15, 2020, Accel Growth Fund Investors 2013 L.L.C. distributed, for no consideration, 218,400 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C.

Class A common stockSEC Table I · non-derivativeIndirectAccel London III L.P.0 Last balance in matching sequence After 2020-06-15 transaction · row 9 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 4 · 2020-06-15 · Conversion · Acquired 586,680 · Balance 586,680

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Row 9 · 2020-06-15 · Other · Disposed 586,680 · Balance 0

F10: On June 15, 2020, Accel London III L.P. distributed, for no consideration, 586,680 shares of Class A common stock of the Issuer (the "Accel London III Shares") to its limited partners and to Accel London III Associates L.P., the general partner of Accel London III L.P., representing each such partner's pro rata interest in such Accel London III Shares. On the same date, Accel London III Associates L.P. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III L.P. to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London III Associates L.P., representing each such partner's pro rata interest in such Accel London III Shares. Continued in footnote (13) below.

F13: Also on that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III Associates L.P. to its members, representing each such member's pro rata interest in such Accel London III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class A common stockSEC Table I · non-derivativeIndirectAccel London Investors 2012 L.P.0 Last balance in matching sequence After 2020-06-15 transaction · row 10 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2020-06-15 · Conversion · Acquired 13,320 · Balance 13,320

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F6: These shares are held by Accel London Investors 2012 L.P.

Row 10 · 2020-06-15 · Other · Disposed 13,320 · Balance 0

F11: On June 15, 2020, Accel London Investors 2012 L.P. distributed, for no consideration, 13,320 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London Investors 2012 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2012 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel London Investors 2012 L.P.

Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,570,136 Reported balance After 2020-06-15 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2020-06-15 · Conversion · Disposed 2,034,240 · Balance 6,570,136

F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectAccel Growth Fund II Strategic Partners L.P.475,941 Reported balance After 2020-06-15 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2020-06-15 · Conversion · Disposed 147,360 · Balance 475,941

F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F3: These shares are held by Accel Growth Fund II Strategic Partners L.P.

Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectAccel Growth Fund Investors 2013 L.L.C.705,384 Reported balance After 2020-06-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2020-06-15 · Conversion · Disposed 218,400 · Balance 705,384

F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C.

Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectAccel London III L.P.1,959,465 Reported balance After 2020-06-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2020-06-15 · Conversion · Disposed 586,680 · Balance 1,959,465

F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Class B common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectAccel London Investors 2012 L.P.44,488 Reported balance After 2020-06-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2020-06-15 · Conversion · Disposed 13,320 · Balance 44,488

F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F6: These shares are held by Accel London Investors 2012 L.P.

Filing footnotes · ownership attribution and instrument terms

F1: Class B common stock convert into Class A common stock on a one-for-one basis.

F2: These shares are held by Accel Growth Fund II L.P. Accel Growth Fund II Associates L.L.C. ("Accel Growth Fund II GP") is the general partner of each of Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P. (together, the "Accel Growth Fund II Entities"). Accel Growth Fund II GP has sole voting and dispositive power with regard to the shares held by the Accel Growth Fund II Entities. Accel Growth Fund II GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: These shares are held by Accel Growth Fund II Strategic Partners L.P.

F4: These shares are held by Accel Growth Fund Investors 2013 L.L.C.

F5: These shares are held by Accel London III L.P. Accel London III Associates L.P. is the general partner of Accel London III L.P. and has sole voting and dispositive power with regard to the shares held by Accel London III Associates L. P. Accel London III Associates L.L.C. is the general partner of Accel London III Associates L.P. and Accel London Investors 2012 L.P (together with Accel London III L.P., the "Accel London III Entities"). Accel London III Associates L.P. has sole voting and dispositive power with regard to the shares held by the Accel London III Entities. Each of Accel London III Associates L.P. and Accel London III Associates L.L.C. disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that either such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F6: These shares are held by Accel London Investors 2012 L.P.

F7: On June 15, 2020, Accel Growth Fund II L.P. distributed, for no consideration, 2,034,240 shares of Class A common stock of the Issuer (the "Accel Growth II Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II L.P., representing each such partner's pro rata interest in such Accel Growth II Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II Shares it received in the distribution by Accel Growth Fund II L.P. to its members, representing each such member's pro rata interest in such Accel Growth II Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F8: On June 15, 2020, Accel Growth Fund II Strategic Partners L.P. distributed, for no consideration, 147,360 shares of Class A common stock of the Issuer (the "Accel Growth II SP Shares") to its limited partners and to Accel Growth Fund II Associates L.L.C., the general partner of Accel Growth Fund II Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Growth II SP Shares. On the same date, Accel Growth Fund II Associates L.L.C. distributed, for no consideration, the Accel Growth II SP Shares it received in the distribution by Accel Growth Fund II Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Growth II SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F9: On June 15, 2020, Accel Growth Fund Investors 2013 L.L.C. distributed, for no consideration, 218,400 shares of Class A common stock of the Issuer to its members, representing each such member's pro rata interest in such shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F10: On June 15, 2020, Accel London III L.P. distributed, for no consideration, 586,680 shares of Class A common stock of the Issuer (the "Accel London III Shares") to its limited partners and to Accel London III Associates L.P., the general partner of Accel London III L.P., representing each such partner's pro rata interest in such Accel London III Shares. On the same date, Accel London III Associates L.P. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III L.P. to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London III Associates L.P., representing each such partner's pro rata interest in such Accel London III Shares. Continued in footnote (13) below.

F11: On June 15, 2020, Accel London Investors 2012 L.P. distributed, for no consideration, 13,320 shares of Class A common stock of the Issuer (the "Accel London Investors Shares") to its limited partners and to Accel London III Associates L.L.C., the general partner of Accel London Investors 2012 L.P., representing each such partner's pro rata interest in such Accel London Investors Shares. On that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London Investors Shares it received in the distribution by Accel London Investors 2012 L.P. to its members, representing each such member's pro rata interest in such Accel London Investors Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F12: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F13: Also on that same date, Accel London III Associates L.L.C. distributed, for no consideration, the Accel London III Shares it received in the distribution by Accel London III Associates L.P. to its members, representing each such member's pro rata interest in such Accel London III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,133,112 Reported balance After 2017-10-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-10-02 · Sale · Disposed 4,459,070 · Balance 8,133,112

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2008 L.L.C.850,559 Reported balance After 2017-10-02 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-10-02 · Sale · Disposed 466,328 · Balance 850,559

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel X Strategic Partners L.P.616,315 Reported balance After 2017-10-02 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-10-02 · Sale · Disposed 337,900 · Balance 616,315

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II L.P.1,949,426 Reported balance After 2017-10-02 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-10-02 · Sale · Disposed 1,068,794 · Balance 1,949,426

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund II Strategic Partners L.P.141,150 Reported balance After 2017-10-02 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-10-02 · Sale · Disposed 77,387 · Balance 141,150

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2012 L.L.C.189,720 Reported balance After 2017-10-02 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-10-02 · Sale · Disposed 104,016 · Balance 189,720

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel Investors 2013 L.L.C.0 Reported balance After 2017-10-02 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-10-02 · Sale · Disposed 1,382 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

Common StockSEC Table I · non-derivativeIndirectBy Accel XI, L.P.0 Reported balance After 2017-10-02 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2017-10-02 · Sale · Disposed 13,007 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Common StockSEC Table I · non-derivativeIndirectBy Accel XI Strategic Partners L.P.0 Reported balance After 2017-10-02 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2017-10-02 · Sale · Disposed 978 · Balance 0

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Filing footnotes · ownership attribution and instrument terms

F1: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

F3: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

F5: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Section 16 reporting ended · disclosed 2023-12-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,946,754 Reported balance After 2023-12-14 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2023-12-14 · Other · Disposed 423,600 · Balance 1,946,754

F1: On December 14, 2023, Accel X LP distributed, for no consideration, 423,600 shares of Common Stock of the Issuer (the "Accel X LP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such Accel X LP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Common StockSEC Table I · non-derivativeIndirectBy: Accel X Strategic Partners L.P.147,515 Reported balance After 2023-12-14 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2023-12-14 · Other · Disposed 32,100 · Balance 147,515

F2: On December 14, 2023, Accel X Strategic Partners L.P. ("A10SP") distributed, for no consideration, 32,100 shares of Common Stock of the Issuer (the "A10SP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such A10SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Investors 2008 L.L.C.203,580 Reported balance After 2023-12-14 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2023-12-14 · Other · Disposed 44,300 · Balance 203,580

F4: On December 14, 2023, Accel Investors 2008 L.L.C. ("AI08") distributed for no consideration 44,300 shares of Common Stock of the Issuer (the "AI08 Shares") to its limited partners, representing each such partner's pro rata interest in such AI08 Shares. All of the aforementioned distributions were made in accordance with the exceptions afforded by Rules 16a-13 and 16a-9 of the Securities and Exchange Act of 1934, as amended.

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Growth Fund II L.P.2,022,312 Reported balance Holding disclosure · report date 2023-12-14 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 2,022,312

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Growth Fund II Strategic Partners L.P.146,484 Reported balance Holding disclosure · report date 2023-12-14 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 146,484

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Common StockSEC Table I · non-derivativeIndirectBy: Accel Growth Fund Investors 2013 L.L.C.217,110 Reported balance Holding disclosure · report date 2023-12-14 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 217,110

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

Filing footnotes · ownership attribution and instrument terms

F1: On December 14, 2023, Accel X LP distributed, for no consideration, 423,600 shares of Common Stock of the Issuer (the "Accel X LP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such Accel X LP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: On December 14, 2023, Accel X Strategic Partners L.P. ("A10SP") distributed, for no consideration, 32,100 shares of Common Stock of the Issuer (the "A10SP Shares") to its limited partners and general partner, which shares were further distributed, representing each such partner's pro rata interest in such A10SP Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F3: Accel X Associates L.L.C. ("A10A") is the General Partner of both Accel X L.P. and Accel X Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock and Richard P. Wong are the Managing Members of A10A and Accel Investors 2008 L.L.C., and therefore share the voting and investment powers. Accel Growth Fund II Associates L.L.C., or AGF2A, is the General Partner of both Accel Growth Fund II L.P. and Accel Growth Fund II Strategic Partners L.P., and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li, Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF2A and Accel Growth Fund Investors 2013 L.L.C. and share such powers. Each person disclaims beneficial ownership except to the extent of their pecuniary interest therein. The address for all Accel entities listed above is 500 University Avenue, Palo Alto, California 94301.

F4: On December 14, 2023, Accel Investors 2008 L.L.C. ("AI08") distributed for no consideration 44,300 shares of Common Stock of the Issuer (the "AI08 Shares") to its limited partners, representing each such partner's pro rata interest in such AI08 Shares. All of the aforementioned distributions were made in accordance with the exceptions afforded by Rules 16a-13 and 16a-9 of the Securities and Exchange Act of 1934, as amended.

Section 16 reporting ended · disclosed 2019-12-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,326,710 Reported balance After 2019-12-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-12-16 · Other · Disposed 2,694,300 · Balance 4,326,710

F1: On December 16, 2019, Accel Growth Fund III L.P. distributed, for no consideration, 2,694,300 shares of common stock of the Issuer (the "Accel III Shares") to its limited partners and to Accel Growth Fund III Associates L.L.C. ("Accel III GP"), the general partner of Accel Growth Fund III L.P., representing each such partner's pro rata interest in such Accel III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel III Shares it received in the distribution by Accel Growth Fund III L.P. to its members, representing each such member's pro rata interest in such Accel III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel Growth Fund III L.P. Accel III GP is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel III Entities"). Accel III GP has sole voting and dispositive power with regard to the shares held by the Accel III Entities. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund III Strategic Partners L.P.204,267 Reported balance After 2019-12-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-12-16 · Other · Disposed 127,200 · Balance 204,267

F3: On December 16, 2019, Accel Growth Fund III Strategic Partners L.P. distributed, for no consideration, 127,200 shares of common stock of the Issuer (the "Accel Strategic III Shares") to its limited partners and to Accel III GP, the general partner of Accel Growth Fund III Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel Strategic III Shares it received in the distribution by Accel Growth Fund III Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeIndirectBy Accel Growth Fund Investors 2014 L.L.C.286,648 Reported balance After 2019-12-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-12-16 · Other · Disposed 178,500 · Balance 286,648

F5: On December 16, 2019, Accel Growth Fund Investors 2014 L.L.C. distributed, for no consideration, 178,500 shares of common stock of the Issuer (the "Accel 2014 Shares") to its members, representing each such member's pro rata interest in such Accel 2014 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2014 L.L.C.

Filing footnotes · ownership attribution and instrument terms

F1: On December 16, 2019, Accel Growth Fund III L.P. distributed, for no consideration, 2,694,300 shares of common stock of the Issuer (the "Accel III Shares") to its limited partners and to Accel Growth Fund III Associates L.L.C. ("Accel III GP"), the general partner of Accel Growth Fund III L.P., representing each such partner's pro rata interest in such Accel III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel III Shares it received in the distribution by Accel Growth Fund III L.P. to its members, representing each such member's pro rata interest in such Accel III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F2: These shares are held by Accel Growth Fund III L.P. Accel III GP is the general partner of each of Accel Growth Fund III L.P. and Accel Growth Fund III Strategic Partners L.P. (together, the "Accel III Entities"). Accel III GP has sole voting and dispositive power with regard to the shares held by the Accel III Entities. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F3: On December 16, 2019, Accel Growth Fund III Strategic Partners L.P. distributed, for no consideration, 127,200 shares of common stock of the Issuer (the "Accel Strategic III Shares") to its limited partners and to Accel III GP, the general partner of Accel Growth Fund III Strategic Partners L.P., representing each such partner's pro rata interest in such Accel Strategic III Shares. On the same date, Accel III GP distributed, for no consideration, the Accel Strategic III Shares it received in the distribution by Accel Growth Fund III Strategic Partners L.P. to its members, representing each such member's pro rata interest in such Accel Strategic III Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F4: These shares are held by Accel Growth Fund III Strategic Partners L.P. Accel III GP disclaims Section 16 beneficial ownership over the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for Section 16 or any other purpose.

F5: On December 16, 2019, Accel Growth Fund Investors 2014 L.L.C. distributed, for no consideration, 178,500 shares of common stock of the Issuer (the "Accel 2014 Shares") to its members, representing each such member's pro rata interest in such Accel 2014 Shares. All of the aforementioned distributions were made in accordance with the exemptions afforded by Rules 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

F6: These shares are held by Accel Growth Fund Investors 2014 L.L.C.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionSeries B Preferred Stock · Derivative 364,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · derivative · entry 14

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund III Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 364,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionSeries B Preferred Stock · Derivative 7,719,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · derivative · entry 13

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund III L.P.

Disclosed balance after: 0

Underlying: Common Stock · 7,719,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionSeries A Preferred Stock · Derivative 1,318,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · derivative · entry 12

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 1,318,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F6 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionSeries A Preferred Stock · Derivative 980,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · derivative · entry 11

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 980,940 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionSeries A Preferred Stock · Derivative 13,548,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · derivative · entry 10

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,548,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 163,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 9

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 163,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F10 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel XI Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 2,182,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 8

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI L.P.

Disclosed balance after: 2,182,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F9 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel XI Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 231,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 7

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 231,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F8 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 511,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 6

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2014 L.L.C.

Disclosed balance after: 516,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F7 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2014 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 1,318,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 5

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 1,359,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F6 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 364,427 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 4

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund III Strategic Partners L.P.

Disclosed balance after: 368,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 7,719,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 3

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund III L.P.

Disclosed balance after: 7,799,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund III Associates L.L.C. is the general partner of Accel Growth Fund III L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund III Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 980,940 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 2

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 1,011,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II Strategic Partners L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
July 30, 2018 Filed Jul 30, 2018 17:21 UTC Tenable Holdings, Inc. TENB · Entity 4063 ConversionCommon Stock 13,548,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-044431 · doc4.xml · nonDerivative · entry 1

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Accel Growth Fund III L.P. · CIK 0001601528 · 10% owner

Accel Growth Fund III Strategic Partners L.P. · CIK 0001605863 · 10% owner

Accel Growth Fund III Associates L.L.C. · CIK 0001601529 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund Investors 2014 L.L.C. · CIK 0001630897 · 10% owner

Accel Investors 2013 L.L.C. · CIK 0001589159 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,965,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the Issuer's initial public offering on July 30, 2018, each share of Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel Growth Fund II Associates L.L.C. is the general partner of Accel Growth Fund II L.P. and has the sole voting and investment power. Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of Accel Growth Fund II Associates L.L.C. and share voting and investment powers over such shares. The Managing Members disclaim beneficial ownership except to the extent of their pecuniary interest therein.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 978 $15.79 $15,444.58
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 9

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI Strategic Partners L.P.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 13,007 $15.79 $205,406.54
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 8

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel XI, L.P.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

F6 · ownership.nature: Accel XI Associates L.L.C. is the General Partner of Accel XI, L.P. and Accel XI Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,382 $15.79 $21,824.54
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 7

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2013 L.L.C.

Disclosed balance after: 0

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2013 L.L.C. and Accel XI Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 104,016 $15.79 $1,642,620.67
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 6

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 189,720

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 77,387 $15.79 $1,222,095.50
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 5

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 141,150

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 1,068,794 $15.79 $16,878,394.85
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 4

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 1,949,426

F3 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F4 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 337,900 $15.79 $5,336,116.80
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 3

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 616,315

F1 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 466,328 $15.79 $7,364,251.78
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 2

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 850,559

F2 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:02 UTC Cloudera, Inc. CLDR · Entity 11702 SaleCommon Stock 4,459,070 $15.79 $70,417,633.44
Disclosure

SEC source: 0001140361-17-037673 · doc1.xml · nonDerivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133,112

F1 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

F2 · ownership.direct: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 24

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 293,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 23

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 218,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries E Preferred Stock · Derivative 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 22

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 0

Underlying: Common Stock · 3,018,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 124,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 21

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 124,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 171,370 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 20

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 171,370 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries D Preferred Stock · Derivative 1,638,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 19

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,638,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 171,074 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 18

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 171,074 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 236,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 17

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 236,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries C Preferred Stock · Derivative 2,257,580 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 16

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257,580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 111,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 15

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 111,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 154,562 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 14

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 154,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries B Preferred Stock · Derivative 1,477,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 13

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,477,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 536,917 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 12

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 0

Underlying: Common Stock · 536,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 740,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 11

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 0

Underlying: Common Stock · 740,983 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionSeries A Preferred Stock · Derivative 7,085,356 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · derivative · entry 10

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,085,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.exercise_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F1 · derivative.expiration_date: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 293,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 6

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund Investors 2012 L.L.C.

Disclosed balance after: 293,736

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 218,537 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 5

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II Strategic Partners L.P.

Disclosed balance after: 218,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 3,018,220 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 4

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Growth Fund II L.P.

Disclosed balance after: 3,018,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F4 · ownership.nature: Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.

F5 · ownership.nature: Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 944,161 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 3

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel X Strategic Partners L.P.

Disclosed balance after: 954,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.nature: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 1,303,011 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 2

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Accel Investors 2008 L.L.C.

Disclosed balance after: 1,316,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F3 · ownership.nature: Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.

Read SEC document
May 03, 2017 Filed May 3, 2017 16:40 UTC Cloudera, Inc. CLDR · Entity 11702 ConversionCommon Stock 12,459,532 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-018131 · doc1.xml · nonDerivative · entry 1

Accel X LP · CIK 0001419457 · 10% owner

Accel Growth Fund II L.P. · CIK 0001522762 · 10% owner

Accel Growth Fund II Strategic Partners L.P. · CIK 0001527382 · 10% owner

Accel Growth Fund Investors 2012 L.L.C. · CIK 0001531135 · 10% owner

Accel Growth Fund II Associates L.L.C. · CIK 0001531131 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,592,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In connection with the consummation of the Issuer's initial public offering on May 3, 2017, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock automatically converted into one (1) share of Common Stock for no additional consideration, and had no expiration date. All shares of Common Stock issued upon conversion were aggregated.

F2 · ownership.direct: Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.