Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Kraton CorpKRA · Entity 129099 | Director | February 23, 2018 | February 26, 2018 |
| Weatherford International plcWFT · Entity 3720 | Director | April 27, 2019 | April 30, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Kraton Corp
Report date February 23, 2018 · Filed February 26, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,210 |
Reported balance
After 2018-02-23 transaction · row 1
1 source rowRow 1 · 2018-02-23 · Grant · Acquired 323 · Balance 25,210 F1: As a director, the Reporting Person was granted $90,000 worth of common stock of Kraton Corporation for his service on the Board for 2018, which was then prorated for his previously announced resignation on February 28, 2018. The number of shares is based upon a fair market value of $45.095 determined by averaging of the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on February 23, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: As a director, the Reporting Person was granted $90,000 worth of common stock of Kraton Corporation for his service on the Board for 2018, which was then prorated for his previously announced resignation on February 28, 2018. The number of shares is based upon a fair market value of $45.095 determined by averaging of the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on February 23, 2018.
Weatherford International plc
Report date April 27, 2019 · Filed April 30, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 175,839 |
Reported balance
After 2019-04-27 transaction · row 1
1 source rowRow 1 · 2019-04-27 · Tax withholding · Disposed 12,543 · Balance 175,839 F1: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Valaris Ltd
Report date April 11, 2019 · Filed April 15, 2019
Section 16 reporting ended · disclosed 2019-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 28,630 |
Ending reported balance
After 2019-04-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-04-11 · Exercise / conversion · Acquired 14,600 · Balance 30,135 F1: On April 11, 2019, Ensco Rowan plc (the "Company") effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis. F2: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units. Row 2 · 2019-04-11 · Tax withholding · Disposed 1,505 · Balance 28,630 F3: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. |
| Restricted Share UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-04-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-04-11 · Exercise / conversion · Disposed 14,600 · Balance 0 F2: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 11, 2019, Ensco Rowan plc (the "Company") effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis.
F2: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units.
F3: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 27, 2019 Filed Apr 30, 2019 18:18 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 12,543 | $0.57 | $7,149.51 |
DisclosureSEC source: 0001603923-19-000057 · wf-form4_155666270366315.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,839 F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 22:48 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 14,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-021412 · a4.xml · derivative · entry 3 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 14,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units. F2 · derivative.exercise_date: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units. F2 · derivative.expiration_date: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 22:48 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 1,505 | $16.37 | $24,636.85 |
DisclosureSEC source: 0001104659-19-021412 · a4.xml · nonDerivative · entry 2 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,630 F3 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 22:48 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 14,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-021412 · a4.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 11, 2019, Ensco Rowan plc (the "Company") effected a 1 for 4 reverse stock split. All share counts on this Form 4 are represented on a post-split basis. F2 · price: The reporting person's restricted share units vested as a result of his retirement from the board of directors of the Company. Upon the vesting of the restricted share units, the reporting person was required to pay the aggregate nominal value (par value), $0.40 per share (on a post-split basis), of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $5,238 to the Company with respect to the shares actually issued upon vesting of the restricted share units. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 16:31 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 8,937 | $2.57 | $22,968.09 |
DisclosureSEC source: 0001603923-18-000139 · wf-form4_153782108338062.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,382 F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 10,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · derivative · entry 9 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,098 Underlying: Class A Ordinary Shares · 10,549 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $946.20 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,087 shares were withheld and not issued to satisfy certain tax withholding obligations. F9 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F9 · derivative.expiration_date: On June 1, 2017, the reporting person was granted 31,647 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 6,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · derivative · entry 8 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,909 Underlying: Class A Ordinary Shares · 6,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $619.70 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 712 shares were withheld and not issued to satisfy certain tax withholding obligations. F8 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F8 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 3,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · derivative · entry 7 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 3,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $319.50 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 367 shares were withheld and not issued to satisfy certain tax withholding obligations. F7 · derivative.exercise_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | GrantRestricted Share Units · Derivative | 30,396 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · derivative · entry 6 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,396 Underlying: Class A Ordinary Shares · 30,396 shares Expires not disclosed F5 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. F6 · derivative.exercise_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F6 · derivative.expiration_date: On June 1, 2018, the reporting person was granted 30,396 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 2,166 | $6.58 | $14,252.28 |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · nonDerivative · entry 4 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,138 F4 · shares: These shares were withheld upon vesting to enable the reporting person to satisfy tax withholding obligations that arose upon such vesting, which will be paid by the issuer to the appropriate taxing authority in cash. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 10,549 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · nonDerivative · entry 3 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $946.20 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 1,087 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 6,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · nonDerivative · entry 2 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,755 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $619.70 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 712 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:25 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 3,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-18-000097 · wf-form4_152823029378071.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted share units convert into Class A ordinary shares on a one-for-one basis upon vesting, and the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $319.50 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 367 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| April 27, 2018 Filed May 1, 2018 17:07 UTC | Weatherford International plc WFT · Entity 3720 | GrantOrdinary Shares | 62,711 | $0.00 | $0.00 |
DisclosureSEC source: 0001603923-18-000077 · wf-form4_152520881013968.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,319 F1 · price: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on April 27, 2019. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 16:20 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001321646-18-000061 · wf-form4_151967999568521.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,210 F1 · shares: As a director, the Reporting Person was granted $90,000 worth of common stock of Kraton Corporation for his service on the Board for 2018, which was then prorated for his previously announced resignation on February 28, 2018. The number of shares is based upon a fair market value of $45.095 determined by averaging of the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on February 23, 2018. Read SEC document |
| September 24, 2017 Filed Sep 25, 2017 18:45 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 800 | $4.26 | $3,408.00 |
DisclosureSEC source: 0001603923-17-000132 · wf-form4_150637951044419.xml · nonDerivative · entry 3 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,608 F2 · price: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted Read SEC document |
| September 22, 2017 Filed Sep 25, 2017 18:45 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 6,347 | $4.14 | $26,276.58 |
DisclosureSEC source: 0001603923-17-000132 · wf-form4_150637951044419.xml · nonDerivative · entry 2 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,408 F2 · price: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 18:45 UTC | Weatherford International plc WFT · Entity 3720 | GrantOrdinary Shares | 44,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001603923-17-000132 · wf-form4_150637951044419.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,755 F1 · price: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on September 21, 2018. Read SEC document |
| June 20, 2017 Filed Jun 20, 2017 17:44 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 718 | $4.08 | $2,929.44 |
DisclosureSEC source: 0001603923-17-000095 · wf-form4_149799504317418.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,070 F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 1,587 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · derivative · entry 10 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 1,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $142.30 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 164 shares were withheld and not issued to satisfy certain tax withholding obligations. F9 · derivative.exercise_date: On June 2, 2014, the reporting person was granted 4,761 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F9 · derivative.expiration_date: On June 2, 2014, the reporting person was granted 4,761 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 164 | $6.14 | $1,006.96 |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · nonDerivative · entry 5 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,284 F3 · shares: These shares were withheld to satisfy tax withholding obligations that arose upon vesting. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 1,587 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · nonDerivative · entry 4 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $142.30 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 164 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 6,909 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · derivative · entry 9 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,818 Underlying: Class A Ordinary Shares · 6,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $619.70 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 712 shares were withheld and not issued to satisfy certain tax withholding obligations. F8 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F8 · derivative.expiration_date: On June 1, 2016, the reporting person was granted 20,727 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionRestricted Share Units · Derivative | 3,562 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · derivative · entry 8 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,562 Underlying: Class A Ordinary Shares · 3,562 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $319.50 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 367 shares were withheld and not issued to satisfy certain tax withholding obligations. F7 · derivative.exercise_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F7 · derivative.expiration_date: On June 1, 2015, the reporting person was granted 10,686 restricted share units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | GrantRestricted Share Units · Derivative | 31,647 | $0.00 | $0.00 |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · derivative · entry 7 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,647 Underlying: Class A Ordinary Shares · 31,647 shares Expires not disclosed F5 · derivative.exercise_price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. F6 · derivative.exercise_date: The restricted share units vest in three equal annual installments. F6 · derivative.expiration_date: The restricted share units vest in three equal annual installments. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Tax withholdingClass A Ordinary Shares | 1,079 | $6.32 | $6,819.28 |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · nonDerivative · entry 3 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,861 F3 · shares: These shares were withheld to satisfy tax withholding obligations that arose upon vesting. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 6,909 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · nonDerivative · entry 2 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $619.70 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 712 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 22:35 UTC | Valaris Ltd ESV · Entity 3776 | Exercise / conversionClass A Ordinary Shares | 3,562 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000314808-17-000089 · wf-form4_149670209642824.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the vesting of our restricted share units, the reporting person is required to pay the aggregate nominal value (par value), $0.10 per share, of our Class A ordinary shares actually issued, in accordance with U.K. corporate law. In connection with the transaction reported above, the reporting person paid $319.50 to Ensco plc with respect to the shares actually issued upon vesting of the restricted share units. The remaining 367 shares were withheld and not issued to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 17:12 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 3,225 | $27.90 | $89,977.50 |
DisclosureSEC source: 0001321646-17-000045 · wf-form4_148857914420366.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,225 F1 · shares: The Reporting Person is granted $90,000 of common stock of Kraton Corporation for his service on the Issuer's board of directors. The number of shares of common stock is based upon a fair market value of $27.90, being the average of the high and low price of Kraton Corporation's common stock as reported on the New York Stock Exchange for March 2, 2017. Read SEC document |
| October 31, 2016 Filed Oct 31, 2016 16:09 UTC | Kraton Corp KRA · Entity 129099 | PurchaseCommon Stock | 4,000 | $25.75 | $103,019.60 |
DisclosureSEC source: 0001321646-16-000283 · wf-form4_147794457536068.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in IRA account for the benefit of the Reporting Person Disclosed balance after: 21,662 Read SEC document |
| September 27, 2016 Filed Sep 27, 2016 19:17 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 800 | $5.51 | $4,408.00 |
DisclosureSEC source: 0001603923-16-000259 · wf-form4_147501823807916.xml · nonDerivative · entry 3 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,788 F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. Read SEC document |
| September 25, 2016 Filed Sep 27, 2016 19:17 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 2,400 | $5.83 | $13,992.00 |
DisclosureSEC source: 0001603923-16-000259 · wf-form4_147501823807916.xml · nonDerivative · entry 2 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,588 F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. Read SEC document |
| September 24, 2016 Filed Sep 27, 2016 19:17 UTC | Weatherford International plc WFT · Entity 3720 | Tax withholdingOrdinary Shares | 800 | $5.83 | $4,664.00 |
DisclosureSEC source: 0001603923-16-000259 · wf-form4_147501823807916.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,988 F1 · kind: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 18:32 UTC | Weatherford International plc WFT · Entity 3720 | GrantOrdinary Shares | 31,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001603923-16-000237 · wf-form4_147466991925233.xml · nonDerivative · entry 1 KALMAN FRANCIS S · CIK 0001199541 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,788 F1 · price: Transaction was a grant of restricted share units and therefore has no price. The units are scheduled to vest on September 22, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.