Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INSULET CORPPODD · Entity 3516 | Director · CEO and Chairman of the Board | March 29, 2018 | April 02, 2018 |
| REVVITY, INC.PKI · Entity 3382 | Director | April 30, 2019 | May 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INSULET CORP
Report date March 29, 2018 · Filed April 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 322,752 |
Reported balance
After 2018-03-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-29 · Tax withholding · Disposed 6,764 · Balance 322,752 F1: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2: Includes 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 28,336 |
Reported balance
Holding disclosure · report date 2018-03-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28,336 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations.
F2: Includes 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date.
REVVITY, INC.
Report date April 30, 2019 · Filed May 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,580 |
Ending reported balance
After 2019-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-04-30 · Grant · Acquired 785 · Balance 29,537 F1: The reporting person was granted restricted stock units, with each unit representing a contingent right to receive one share of the issuer's common stock. The grant of restricted stock units will fully vest on April 30, 2020, which is the first anniversary of the date on which the grant was made. Row 2 · 2019-04-30 · Grant · Acquired 1,043 · Balance 30,580 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted restricted stock units, with each unit representing a contingent right to receive one share of the issuer's common stock. The grant of restricted stock units will fully vest on April 30, 2020, which is the first anniversary of the date on which the grant was made.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2019 Filed May 1, 2019 20:31 UTC | REVVITY, INC. PKI · Entity 3382 | GrantCommon Stock | 1,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011591 · doc4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,580 Read SEC document |
| April 30, 2019 Filed May 1, 2019 20:31 UTC | REVVITY, INC. PKI · Entity 3382 | GrantCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-011591 · doc4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,537 F1 · shares: The reporting person was granted restricted stock units, with each unit representing a contingent right to receive one share of the issuer's common stock. The grant of restricted stock units will fully vest on April 30, 2020, which is the first anniversary of the date on which the grant was made. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:08 UTC | REVVITY, INC. PKI · Entity 3382 | SaleCommon Stock | 10,000 | $81.64 | $816,400.00 |
DisclosureSEC source: 0000899243-18-028911 · doc4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,752 F1 · price: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $81.61 to $81.83. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | Exercise / conversionNQ Stock Option (right to buy) · Derivative | 5,601 | $0.00 Strike: $30.51 | $0.00 |
DisclosureSEC source: 0000899243-18-021921 · doc4.xml · derivative · entry 5 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,601 shares Expires 2020-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in three equal annual installments beginning on April 30, 2014, which was the first anniversary of the date on which the option was granted. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | Exercise / conversionNQ Stock Option (right to buy) · Derivative | 7,071 | $0.00 Strike: $27.79 | $0.00 |
DisclosureSEC source: 0000899243-18-021921 · doc4.xml · derivative · entry 4 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,071 shares Expires 2019-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in three equal annual installments beginning on May 1, 2013, which was the first anniversary of the date on which the option was granted. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | SaleCommon Stock | 12,672 | $86.20 | $1,092,263.04 |
DisclosureSEC source: 0000899243-18-021921 · doc4.xml · nonDerivative · entry 3 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,752 F1 · price: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $86.081 to $86.310. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | Exercise / conversionCommon Stock | 5,601 | $30.51 | $170,886.51 |
DisclosureSEC source: 0000899243-18-021921 · doc4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 08, 2018 Filed Aug 9, 2018 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | Exercise / conversionCommon Stock | 7,071 | $27.79 | $196,467.74 |
DisclosureSEC source: 0000899243-18-021921 · doc4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:07 UTC | REVVITY, INC. PKI · Entity 3382 | GrantCommon Stock | 1,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011506 · doc4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,752 Read SEC document |
| May 03, 2018 Filed May 4, 2018 20:07 UTC | REVVITY, INC. PKI · Entity 3382 | GrantCommon Stock | 1,043 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011506 · doc4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,366 F1 · shares: The reporting person was granted restricted stock units, with each unit representing a contingent right to receive one share of the issuer's common stock. The grant of restricted stock units will fully vest on May 3, 2019, which is the first anniversary of the date on which the grant was made. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 17:21 UTC | INSULET CORP PODD · Entity 3516 | Tax withholdingCommon Stock | 6,764 | $86.68 | $586,303.52 |
DisclosureSEC source: 0001127602-18-013370 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,752 F1 · shares: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 18:16 UTC | INSULET CORP PODD · Entity 3516 | OtherCommon Stock | 59,084 | $84.63 | $4,999,983.50 |
DisclosureSEC source: 0001127602-18-011889 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,516 F1 · kind: On March 14, 2018, the reporting person withdrew 59,084 shares of Insulet Corporation common stock from a grantor retained annuity trust. In exchange for the shares, the reporting person contributed to the trust $5 million in cash and other assets. The withdrawal of shares from the trust resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the trust and a corresponding increase in the number of shares the reporting person beneficially owns directly. The reporting person believes that his withdrawal of shares from the trust constitutes a change in form of beneficial ownership of the shares exempted by Rule 16a-13 under the Securities Exchange Act of 1934. F2 · balance_after: Includes 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 19:45 UTC | INSULET CORP PODD · Entity 3516 | Tax withholdingCommon Stock | 6,468 | $73.07 | $472,616.76 |
DisclosureSEC source: 0001127602-18-010424 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,852 F1 · shares: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 2,213 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015, 674 shares acquired on June 30, 2016 and 762 shares acquired on May 31, 2017. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:17 UTC | INSULET CORP PODD · Entity 3516 | Tax withholdingCommon Stock | 6,330 | $75.55 | $478,231.50 |
DisclosureSEC source: 0001127602-18-008806 · form4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,320 F1 · shares: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 14,550 restricted stock units granted on March 2, 2015, which vest on March 2, 2018; 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 2,213 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015, 674 shares acquired on June 30, 2016 and 762 shares acquired on May 31, 2017. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:17 UTC | INSULET CORP PODD · Entity 3516 | Tax withholdingCommon Stock | 21,763 | $75.55 | $1,644,194.65 |
DisclosureSEC source: 0001127602-18-008806 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,650 F1 · shares: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 14,550 restricted stock units granted on March 2, 2015, which vest on March 2, 2018; 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 14,240 restricted stock units granted on February 24, 2016, which vest on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 51,266 performance share units granted on February 24, 2016, which vest on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 2,213 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015, 674 shares acquired on June 30, 2016 and 762 shares acquired on May 31, 2017. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 20:11 UTC | INSULET CORP PODD · Entity 3516 | Tax withholdingCommon Stock | 1,775 | $80.46 | $142,816.50 |
DisclosureSEC source: 0001127602-18-008536 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,413 F1 · shares: This transaction represents the withholding of shares received upon the vesting of restricted stock units to cover the associated tax obligations. F2 · balance_after: Includes 14,550 restricted stock units granted on March 2, 2015, which vest on March 2, 2018; 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 28,480 restricted stock units granted on February 24, 2016, which vest one-half of the total units on February 24, 2018 and one-half of the total units on February 24, 2019; 12,022 restricted stock units granted on February 22, 2017, which vest one-half of the total units on February 22, 2019 and one-half of the total units on February 22, 2020; 102,530 performance share units granted on February 24, 2016, which vest as to one-half of the total units on February 24, 2018 and one-half of the total units on February 24, 2019; and 12,081 restricted stock units granted on February 14, 2018, which vest as to one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 2,213 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015, 674 shares acquired on June 30, 2016 and 762 shares acquired on May 31, 2017. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 20:11 UTC | INSULET CORP PODD · Entity 3516 | GrantEmployee Stock Option (Right to Buy) · Derivative | 31,476 | $0.00 Strike: $74.50 | $0.00 |
DisclosureSEC source: 0001127602-18-006485 · form4.xml · derivative · entry 4 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,476 Underlying: Common Stock · 31,476 shares Expires 2028-02-14 F5 · derivative.exercise_date: This option is subject to a four-year vesting period with 25% of the total award vesting one year after the grant date and the remainder vesting in equal quarterly installments each quarter thereafter for 12 quarters, subject to continued employment. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 20:11 UTC | INSULET CORP PODD · Entity 3516 | GrantCommon Stock | 12,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006485 · form4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,188 F4 · shares: The 12,081 restricted stock units vest one-third of the total units on February 14, 2019, one-third of the total units on February 14, 2020 and one-third of the total units on February 14, 2021, subject to continued employment. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F2 · balance_after: Includes 14,550 restricted stock units granted on March 2, 2015, which vest on March 2, 2018; 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 28,480 restricted stock units granted on February 24, 2016, which vest one-half of the total units on February 24, 2018 and one-half of the total units on February 24, 2019; and 18,033 restricted stock units granted on February 22, 2017, which vest one-third of the total units on February 22, 2018, one-third of the total units on February 22, 2019 and one-third of the total units on February 22, 2020. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 2,213 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015, 674 shares acquired on June 30, 2016 and 762 shares acquired on May 31, 2017. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 20:11 UTC | INSULET CORP PODD · Entity 3516 | GrantCommon Stock | 102,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006485 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,107 F1 · shares: The 102,530 performance share units were granted on February 24, 2016, and the Compensation Committee of the Board of Directors determined on February 13, 2018 that the performance share units were earned based on the performance of the Company. The full award remains subject to time-based vesting in accordance with the following schedule: one-half of the performance share units vest on the second anniversary of the date of grant and one-half of the performance share units vest on the third anniversary of the date of grant. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F2 · balance_after: Includes 14,550 restricted stock units granted on March 2, 2015, which vest on March 2, 2018; 15,216 performance share units granted on April 1, 2015, which vest on April 1, 2018; 28,480 restricted stock units granted on February 24, 2016, which vest one-half of the total units on February 24, 2018 and one-half of the total units on February 24, 2019; and 18,033 restricted stock units granted on February 22, 2017, which vest one-third of the total units on February 22, 2018, one-third of the total units on February 22, 2019 and one-third of the total units on February 22, 2020. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 2,213 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015, 674 shares acquired on June 30, 2016 and 762 shares acquired on May 31, 2017. Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 18:07 UTC | INSULET CORP PODD · Entity 3516 | GrantPerformance Vesting Restricted Stock Units · Derivative | 50,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026732 · form4.xml · derivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_date: Represents a grant of 50,000 performance vesting restricted stock units ("PRSUs"), each of which represents a contingent right to receive one share of common stock. The PRSUs are subject to dual performance-based and time-based vesting requirements. The performance criteria is as follows: (i) for 15,000 of the PRSUs, the Company beginning to recognize revenue from direct operations in Europe, (ii) for 15,000 of the PRSUs, the Company recognizing certain cumulative revenue metrics from direct operations in Europe, and (iii) for 20,000 of the PRSUs, the Company completing certain manufacturing expansion activities. Each of the performance criteria may be satisfied during the performance period beginning on the grant date and ending on December 31, 2019. The time-based vesting requirements will be satisfied if Mr. Sullivan remains a service provider through the third anniversary of the grant date, provided that the time-based requirements are subject to earlier satisfaction under certain circumstances (including certain retirement scenarios) pursuant to the terms of Mr. Sullivan's existing employment agreement. F1 · derivative.expiration_date: Represents a grant of 50,000 performance vesting restricted stock units ("PRSUs"), each of which represents a contingent right to receive one share of common stock. The PRSUs are subject to dual performance-based and time-based vesting requirements. The performance criteria is as follows: (i) for 15,000 of the PRSUs, the Company beginning to recognize revenue from direct operations in Europe, (ii) for 15,000 of the PRSUs, the Company recognizing certain cumulative revenue metrics from direct operations in Europe, and (iii) for 20,000 of the PRSUs, the Company completing certain manufacturing expansion activities. Each of the performance criteria may be satisfied during the performance period beginning on the grant date and ending on December 31, 2019. The time-based vesting requirements will be satisfied if Mr. Sullivan remains a service provider through the third anniversary of the grant date, provided that the time-based requirements are subject to earlier satisfaction under certain circumstances (including certain retirement scenarios) pursuant to the terms of Mr. Sullivan's existing employment agreement. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | Exercise / conversionNQ Stock Option (right to buy) · Derivative | 6,628 | $0.00 Strike: $28.23 | $0.00 |
DisclosureSEC source: 0000899243-17-013344 · doc4.xml · derivative · entry 3 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,628 shares Expires 2018-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in three equal annual installments beginning on May 10, 2012, which was the first anniversary of the date on which the option was granted. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | SaleCommon Stock | 6,628 | $62.59 | $414,833.26 |
DisclosureSEC source: 0000899243-17-013344 · doc4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,323 F1 · price: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $62.578 to $62.60. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | Exercise / conversionCommon Stock | 6,628 | $28.23 | $187,075.30 |
DisclosureSEC source: 0000899243-17-013344 · doc4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | GrantCommon Stock | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-012619 · doc4.xml · nonDerivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,323 Read SEC document |
| May 09, 2017 Filed May 10, 2017 20:05 UTC | REVVITY, INC. PKI · Entity 3382 | GrantCommon Stock | 1,204 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-012619 · doc4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,725 F1 · shares: The reporting person was granted restricted stock units, with each unit representing a contingent right to receive one share of the issuer's common stock. The grant of restricted stock units will fully vest on May 9, 2018, which is the first anniversary of the date on which the grant was made. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:36 UTC | INSULET CORP PODD · Entity 3516 | GrantEmployee Stock Option (Right to Buy) · Derivative | 47,394 | $0.00 Strike: $46.22 | $0.00 |
DisclosureSEC source: 0001127602-17-008307 · form4.xml · derivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,394 Underlying: Common Stock · 47,394 shares Expires 2027-02-22 F4 · derivative.exercise_date: This option is subject to a four-year vesting period, with 25% of the total award vesting one year after the grant date and the remainder vesting in equal quarterly installments each quarter thereafter for 12 quarters, subject to continued employment. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 18:36 UTC | INSULET CORP PODD · Entity 3516 | GrantCommon Stock | 18,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008307 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,577 F1 · shares: The 18,033 restricted stock units vest one-third of the total units on February 22, 2018, and one-third of the total units on February 22, 2019, and one-third of the total units on February 22, 2020, subject to continued employment. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F2 · balance_after: Includes 29,100 restricted stock units granted on March 2, 2015, which vest one-half of the total units on March 2, 2017 and one-half of the total units on March 2, 2018; 30,432 performance share units granted on April 1, 2015, which vest one-half of the total performance share units on April 1, 2017 and one-half of the total performance share units on April 1, 2018; and 28,480 restricted stock units granted on February 24, 2016, which vest one-half of the total units on February 24, 2018 and one-half of the total units on February 24, 2019. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: Includes an aggregate of 1,451 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015 and 674 shares acquired on June 30, 2016. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 08:37 UTC | INSULET CORP PODD · Entity 3516 | PurchaseCommon Stock | 40,000 | $33.89 | $1,355,720.00 |
DisclosureSEC source: 0001127602-16-069057 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · CEO and Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,544 F1 · price: The price reported represents the weighted average purchase price of the shares purchased. The shares were purchased at varying prices in the range of $33.089 to $34.000. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities Exchange Commission, the Issuer or a security holder of the Issuer, to provide full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes an aggregate of 1,451 shares acquired under the Insulet Corporation 2007 Employee Stock Purchase Plan on the following dates: 777 shares on December 31, 2015 and 674 shares acquired on June 30, 2016. F3 · balance_after: Includes 29,100 restricted stock units granted on March 2, 2015, which vest one-half of the total units on March 2, 2017 and one-half of the total units on March 2, 2018; 30,432 performance share units granted on April 1, 2015, which vest one-half of the total performance share units on April 1, 2017 and one-half of the total performance share units on April 1, 2018; and 42,720 restricted stock units granted on February 24, 2016, which vest one-third of the total units on February 24, 2017, one-third of the total units on February 24, 2018 and one-third of the total units on February 24, 2019. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 08:49 UTC | INSULET CORP PODD · Entity 3516 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,075 | $0.00 Strike: $32.51 | $0.00 |
DisclosureSEC source: 0001127602-16-064786 · form4.xml · derivative · entry 2 SULLIVAN PATRICK J · CIK 0001039138 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,110 Underlying: Common Stock · 3,075 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is subject to a four-year vesting period, with 25% of the total award vesting one year after the grant date and the remainder vesting in equal quarterly installments each quarter thereafter for 12 quarters, subject to continued employment. F3 · derivative.underlying_shares: The transaction referenced in Tables I and II represents the exercise for cash by the reporting person of options to acquire 3,075 shares of the Company's common stock. All of the underlying shares of common stock issued upon exercise of the options have been retained by the reporting person and no sale of common stock occurred in connection with this transaction. Read SEC document |
| October 12, 2016 Filed Oct 14, 2016 08:49 UTC | INSULET CORP PODD · Entity 3516 | Exercise / conversionCommon Stock | 3,075 | $32.51 | $99,968.25 |
DisclosureSEC source: 0001127602-16-064786 · form4.xml · nonDerivative · entry 1 SULLIVAN PATRICK J · CIK 0001039138 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 777 shares acquired on December 31, 2015 and 674 shares acquired on June 30, 2016 under the Insulet Corporation 2007 Employee Stock Purchase Plan. F2 · balance_after: Includes 29,100 restricted stock units granted on March 2, 2015, which vest one-half of the total units on March 2, 2017 and one-half of the total units on March 2, 2018; 30,432 performance share units granted on April 1, 2015, which vest one-half of the total performance share units on April 1, 2017 and one-half of the total performance share units on April 1, 2018; and 42,720 restricted stock units granted on February 24, 2016, which vest one-third of the total units on February 24, 2017, one-third of the total units on February 24, 2018 and one-third of the total units on February 24, 2019. Vested shares will be delivered to the reporting person as soon as practicable following a vesting date. F3 · balance_after: The transaction referenced in Tables I and II represents the exercise for cash by the reporting person of options to acquire 3,075 shares of the Company's common stock. All of the underlying shares of common stock issued upon exercise of the options have been retained by the reporting person and no sale of common stock occurred in connection with this transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.