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RINGROSE PETER S

Disclosed activity across 2 companies

Tapewire entity
157947
SEC CIK
0001199298

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RIGEL PHARMACEUTICALS INCRIGL · Entity 2423DirectorMay 17, 2018May 19, 2018
Theravance Biopharma, Inc.TBPH · Entity 5037DirectorApril 30, 2019May 02, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RIGEL PHARMACEUTICALS INC

Report date May 17, 2018 · Filed May 19, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.98 · Expires 2028-05-17Direct40,000 Reported balance After 2018-05-17 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-05-17 · Grant · Acquired 40,000 · Balance 40,000

F1: The shares shall vest monthly over one (1) year from the date of grant subject to the reporting person's continuous service on the Company's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: The shares shall vest monthly over one (1) year from the date of grant subject to the reporting person's continuous service on the Company's Board of Directors.

Theravance Biopharma, Inc.

Report date April 30, 2019 · Filed May 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect37,999 Reported balance After 2019-04-30 transaction · row 1
1 source row

Row 1 · 2019-04-30 · Grant · Acquired 8,385 · Balance 37,999

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.85 · Expires 2029-04-29Direct6,000 Reported balance After 2019-04-30 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-30 · Grant · Acquired 6,000 · Balance 6,000

F1: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the Company's shareholders provided the optionee remains in continuous service on such date.

Filing footnotes · ownership attribution and instrument terms

F1: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the Company's shareholders provided the optionee remains in continuous service on such date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2019 Filed May 2, 2019 18:32 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantShare Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $23.85 $0.00
Disclosure

SEC source: 0001179110-19-005467 · edgar.xml · derivative · entry 2

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2029-04-29

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the Company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
April 30, 2019 Filed May 2, 2019 18:32 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 8,385 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-005467 · edgar.xml · nonDerivative · entry 1

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,999

Read SEC document
May 17, 2018 Filed May 19, 2018 01:37 UTC RIGEL PHARMACEUTICALS INC RIGL · Entity 2423 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001179110-18-007154 · edgar.xml · derivative · entry 1

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-05-17

F1 · derivative.exercise_date: The shares shall vest monthly over one (1) year from the date of grant subject to the reporting person's continuous service on the Company's Board of Directors.

Read SEC document
May 01, 2018 Filed May 3, 2018 18:17 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantShare Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $24.43 $0.00
Disclosure

SEC source: 0001179110-18-006194 · edgar.xml · derivative · entry 2

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Ordinary Shares · 6,000 shares

Expires 2028-04-30

F1 · derivative.exercise_date: This option may be exercised and shall be vested as to 1/12th of the shares subject to this option when optionee completes each continuous month of service following the grant date and any then remaining unvested shares shall vest on the date of the next annual meeting of the Company's shareholders provided the optionee remains in continuous service on such date.

Read SEC document
May 01, 2018 Filed May 3, 2018 18:17 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 8,186 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006194 · edgar.xml · nonDerivative · entry 1

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,614

Read SEC document
May 17, 2017 Filed May 18, 2017 18:05 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 6,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-007545 · edgar.xml · nonDerivative · entry 1

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,428

Read SEC document
May 12, 2017 Filed May 12, 2017 22:05 UTC RIGEL PHARMACEUTICALS INC RIGL · Entity 2423 GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $2.61 $0.00
Disclosure

SEC source: 0001179110-17-007134 · edgar.xml · derivative · entry 1

RINGROSE PETER S · CIK 0001199298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-05-12

F1 · derivative.exercise_date: The shares vest monthly over twelve (12) months from the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.