Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANNALY CAPITAL MANAGEMENT INCNLY · Entity 3308 | Director · Chairman, CEO & President | May 06, 2019 | May 07, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANNALY CAPITAL MANAGEMENT INC
Report date May 06, 2019 · Filed May 07, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,284,779 |
Reported balance
After 2019-05-06 transaction · row 1
1 source rowRow 1 · 2019-05-06 · Purchase · Acquired 300,000 · Balance 1,284,779 F1: The price reported above reflects the weighted average purchase price. The highest price at which the shares were purchased was $9.625 and the lowest price at which the shares were purchased was $9.620. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported above reflects the weighted average purchase price. The highest price at which the shares were purchased was $9.625 and the lowest price at which the shares were purchased was $9.620. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2019 Filed May 7, 2019 13:23 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 300,000 | $9.62 | $2,887,470.00 |
DisclosureSEC source: 0001157523-19-001115 · form4.xml · nonDerivative · entry 1 KEYES KEVIN · CIK 0001508136 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,779 F1 · price: The price reported above reflects the weighted average purchase price. The highest price at which the shares were purchased was $9.625 and the lowest price at which the shares were purchased was $9.620. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 19:58 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 300,000 | $11.12 | $3,335,250.00 |
DisclosureSEC source: 0001140361-17-041355 · doc1.xml · nonDerivative · entry 1 KEYES KEVIN · CIK 0001508136 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,778 F1 · price: The price reported above reflects the weighted average purchase price. The highest price at which the shares were purchased was $11.13 and the lowest price at which the shares were purchased was $11.093. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. F2 · balance_after: Includes shares acquired through dividend reinvestments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.