Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF · Entity 4471 | Director · Trustee | May 07, 2019 | May 08, 2019 |
| Guggenheim Credit Allocation FundGGM · Entity 144888 | Director · Trustee | May 07, 2019 | May 08, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Report date May 07, 2019 · Filed May 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,075.44 |
Reported balance
After 2019-05-07 transaction · row 1
1 source rowRow 1 · 2019-05-07 · Purchase · Acquired 1,090 · Balance 5,075.44 |
Guggenheim Credit Allocation Fund
Report date May 07, 2019 · Filed May 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,057 |
Reported balance
After 2019-05-07 transaction · row 1
1 source rowRow 1 · 2019-05-07 · Purchase · Acquired 1,060 · Balance 3,057 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2019 Filed May 8, 2019 17:13 UTC | Guggenheim Credit Allocation Fund GGM · Entity 144888 | PurchaseCommon Stock | 1,060 | $20.60 | $21,838.12 |
DisclosureSEC source: 0001179110-19-005731 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,057 Read SEC document |
| May 07, 2019 Filed May 8, 2019 17:12 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 1,090 | $20.17 | $21,979.85 |
DisclosureSEC source: 0001179110-19-005730 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,075.44 Read SEC document |
| March 19, 2019 Filed Mar 19, 2019 14:21 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 158 | $19.65 | $3,103.91 |
DisclosureSEC source: 0001179110-19-004030 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,916 Read SEC document |
| March 07, 2019 Filed Mar 7, 2019 14:37 UTC | Guggenheim Credit Allocation Fund GGM · Entity 144888 | PurchaseCommon Stock | 1,095 | $21.20 | $23,211.81 |
DisclosureSEC source: 0001179110-19-003499 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,997 Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 13:12 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 150 | $22.19 | $3,328.50 |
DisclosureSEC source: 0001179110-18-011134 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,558 Read SEC document |
| July 17, 2018 Filed Jul 24, 2018 15:10 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 850 | $21.35 | $18,147.50 |
DisclosureSEC source: 0001179110-18-009880 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,361 Read SEC document |
| March 29, 2018 Filed Mar 29, 2018 13:10 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 740 | $20.20 | $14,948.00 |
DisclosureSEC source: 0001179110-18-004906 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,434 Read SEC document |
| November 28, 2017 Filed Dec 5, 2017 17:20 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 135 | $21.64 | $2,921.06 |
DisclosureSEC source: 0001179110-17-014946 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Read SEC document |
| July 20, 2017 Filed Jul 21, 2017 15:20 UTC | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND GOF · Entity 4471 | PurchaseCommon Stock | 500 | $21.07 | $10,534.60 |
DisclosureSEC source: 0001179110-17-010571 · edgar.xml · nonDerivative · entry 1 FRIEDRICH ROMAN III · CIK 0001277343 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,461 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.