Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGAL REXNORD CORPRBC · Entity 2107 | VP/Human Resources | May 10, 2019 | May 14, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGAL REXNORD CORP
Report date May 10, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,846 |
Ending reported balance
After 2019-05-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-10 · Grant · Acquired 285 · Balance 3,071 F1: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Row 2 · 2019-05-10 · Tax withholding · Disposed 225 · Balance 2,846 |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 204 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 204 F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $75.76 · Expires 2024-05-07 | Direct | 475 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 475 F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $78.15 · Expires 2025-05-12 | Direct | 1,050 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,050 F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $57.43 · Expires 2026-05-11 | Direct | 1,660 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,660 F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $80.70 · Expires 2027-05-10 | Direct | 1,084 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,084 F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $77.60 · Expires 2028-05-09 | Direct | 1,094 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,094 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $81.81 · Expires 2029-05-08 | Direct | 3,675 |
Reported balance
Holding disclosure · report date 2019-05-10 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 3,675 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan.
F2: Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
F3: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2019 Filed May 14, 2019 21:01 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 225 | $80.34 | $18,076.50 |
DisclosureSEC source: 0000082811-19-000073 · wf-form4_155786767684719.xml · nonDerivative · entry 2 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846 Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:01 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-19-000073 · wf-form4_155786767684719.xml · nonDerivative · entry 1 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,071 F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:16 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 3,675 | $0.00 Strike: $81.81 | $0.00 |
DisclosureSEC source: 0000082811-19-000054 · wf-form4_155752656440367.xml · derivative · entry 3 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,675 Underlying: Common Stock · 3,675 shares Expires 2029-05-08 F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 22:16 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-19-000054 · wf-form4_155752656440367.xml · nonDerivative · entry 1 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,786 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:42 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 750 | $0.00 Strike: $72.29 | $0.00 |
DisclosureSEC source: 0000082811-19-000011 · wf-form4_155061614511582.xml · derivative · entry 4 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750 shares Expires 2021-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:42 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 684 | $83.91 | $57,394.44 |
DisclosureSEC source: 0000082811-19-000011 · wf-form4_155061614511582.xml · nonDerivative · entry 2 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,886 Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 22:42 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 750 | $72.29 | $54,217.50 |
DisclosureSEC source: 0000082811-19-000011 · wf-form4_155061614511582.xml · nonDerivative · entry 1 Oswald Timothy J · CIK 0001765967 · VP/Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.