Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jason Industries, Inc.JASN · Entity 149778 | Director | June 01, 2018 | June 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jason Industries, Inc.
Report date June 01, 2018 · Filed June 22, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 86,076 |
Reported balance
After 2018-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-01 · Grant · Acquired 35,185 · Balance 86,076 F2: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 84,341 |
Reported balance
Holding disclosure · report date 2018-06-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 84,341 F1: Reported securities are held by Hotard Family Interests, Ltd. Reporting person does not have voting or dispositive control over such securities and disclaims beneficial ownership except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| Common StockSEC Table I · non-derivative | IndirectBy Edgar G. Hotard Management Trust Revocable Trust | 65,800 |
Reported balance
Holding disclosure · report date 2018-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 65,800 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2019-06-30 | IndirectSee footnote | 23,000 |
Reported balance
Holding disclosure · report date 2018-06-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 23,000 F1: Reported securities are held by Hotard Family Interests, Ltd. Reporting person does not have voting or dispositive control over such securities and disclaims beneficial ownership except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Reported securities are held by Hotard Family Interests, Ltd. Reporting person does not have voting or dispositive control over such securities and disclaims beneficial ownership except to the extent of his pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F2: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALBANY INTERNATIONAL CORP /DE/
Report date May 10, 2019 · Filed May 14, 2019
Section 16 reporting ended · disclosed 2019-05-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 22,177 |
Reported balance
After 2019-05-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-10 · Grant · Acquired 589 · Balance 22,177 F1: Shares distributed pursuant to the Directors' Annual Retainer Plan. F2: Includes 890 shares acquired pursuant to a dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares distributed pursuant to the Directors' Annual Retainer Plan.
F2: Includes 890 shares acquired pursuant to a dividend reinvestment plan.
Exela Technologies, Inc.
Report date July 12, 2017 · Filed July 14, 2017
Section 16 reporting ended · disclosed 2017-07-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,461 |
Reported balance
After 2017-07-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-07-12 · Disposition to issuer · Disposed 12,539 · Balance 37,461 F1: To facilitate a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings Inc., which closed July 12, 2017 (the "Business Combination"), Mr. Hotard forfeited to the Issuer 12,539 shares of common stock. No consideration was received by Mr. Hotard for the disposition. Also in connection with the Business Combination, Mr. Hotard resigned his position as a director of the company effective the closing date, and as such, Mr. Hotard is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F2: Mr. Hotard disclaims beneficial ownership in shares held by Quinpario Partners 2, LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: To facilitate a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings Inc., which closed July 12, 2017 (the "Business Combination"), Mr. Hotard forfeited to the Issuer 12,539 shares of common stock. No consideration was received by Mr. Hotard for the disposition. Also in connection with the Business Combination, Mr. Hotard resigned his position as a director of the company effective the closing date, and as such, Mr. Hotard is no longer subject to the reporting obligations under Section 16 with respect to the Issuer.
F2: Mr. Hotard disclaims beneficial ownership in shares held by Quinpario Partners 2, LLC, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2019 Filed May 14, 2019 13:27 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 589 | $76.34 | $44,964.26 |
DisclosureSEC source: 0001208957-19-000001 · edgar.xml · nonDerivative · entry 1 HOTARD EDGAR GEORGE · CIK 0001208957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,177 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. F2 · balance_after: Includes 890 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| June 01, 2018 Filed Jun 22, 2018 16:32 UTC | Jason Industries, Inc. JASN · Entity 149778 | GrantRestricted Stock Units · Derivative | 35,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001579252-18-000064 · wf-form4_152969953543709.xml · derivative · entry 3 HOTARD EDGAR GEORGE · CIK 0001208957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,076 Underlying: Common Stock · 35,185 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F2 · derivative.exercise_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. F2 · derivative.expiration_date: The restricted stock units vest on the one (1) year anniversary of the applicable grant date, assuming continued service. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon the reporting person's termination of service for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that the reporting person has not been terminated prior to such change of control. Vested restricted stock units will settle in the form of shares of common stock, cash or a combination thereof on the date that is six (6) months following the date of termination of service. Read SEC document |
| May 11, 2018 Filed May 15, 2018 13:53 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,491 | $60.35 | $89,981.85 |
DisclosureSEC source: 0001208957-18-000001 · edgar.xml · nonDerivative · entry 1 HOTARD EDGAR GEORGE · CIK 0001208957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,487 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. F2 · balance_after: Includes 789 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:20 UTC | Exela Technologies, Inc. XELA · Entity 76832 | Disposition to issuerCommon Stock | 12,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-045132 · a4.xml · nonDerivative · entry 1 HOTARD EDGAR GEORGE · CIK 0001208957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,461 F1 · price: To facilitate a business combination involving the Issuer, SourceHOV Holdings, Inc. and Novitex Holdings Inc., which closed July 12, 2017 (the "Business Combination"), Mr. Hotard forfeited to the Issuer 12,539 shares of common stock. No consideration was received by Mr. Hotard for the disposition. Also in connection with the Business Combination, Mr. Hotard resigned his position as a director of the company effective the closing date, and as such, Mr. Hotard is no longer subject to the reporting obligations under Section 16 with respect to the Issuer. F2 · ownership.direct: Mr. Hotard disclaims beneficial ownership in shares held by Quinpario Partners 2, LLC, except to the extent of his pecuniary interest therein. Read SEC document |
| May 24, 2017 Filed May 25, 2017 14:25 UTC | ALBANY INTERNATIONAL CORP /DE/ AIN · Entity 1300 | GrantClass A Common Stock | 1,487 | $47.05 | $69,963.35 |
DisclosureSEC source: 0001208957-17-000001 · edgar.xml · nonDerivative · entry 1 HOTARD EDGAR GEORGE · CIK 0001208957 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,900 F1 · kind: Shares distributed pursuant to the Directors' Annual Retainer Plan. F2 · balance_after: Includes 693 shares acquired pursuant to a dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.