organization · Reporting owner
Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008
Disclosed activity across 1 company
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Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hamilton Lane INC
Report date March 31, 2019 · Filed May 15, 2019
Section 16 reporting ended · disclosed 2019-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-09-01 · Gift · Disposed 363,760 · Balance 0 F1: On the transaction date, all of the Issuer's securities beneficially owned by the Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated November 25, 2008 (the "Trust") were divided evenly among the Trust's beneficiaries such that 181,880 shares of Class B common stock and 181,880 Class B Units were transferred to each of Edward B. Whittemore and Laurence F. Whittemore to be held personally. F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. |
| Class B UnitsSEC Table II · derivative / convertible security | IndirectSee footnote | 0 |
Reported balance
After 2018-09-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-01 · Gift · Disposed 363,760 · Balance 0 F3: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F1: On the transaction date, all of the Issuer's securities beneficially owned by the Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated November 25, 2008 (the "Trust") were divided evenly among the Trust's beneficiaries such that 181,880 shares of Class B common stock and 181,880 Class B Units were transferred to each of Edward B. Whittemore and Laurence F. Whittemore to be held personally. F4: The securities reported were owned indirectly by the Trust through HLA Investments, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: On the transaction date, all of the Issuer's securities beneficially owned by the Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated November 25, 2008 (the "Trust") were divided evenly among the Trust's beneficiaries such that 181,880 shares of Class B common stock and 181,880 Class B Units were transferred to each of Edward B. Whittemore and Laurence F. Whittemore to be held personally.
F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
F3: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date.
F4: The securities reported were owned indirectly by the Trust through HLA Investments, LLC.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2018 Filed May 15, 2019 11:29 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass B Units · Derivative | 363,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-19-000063 · wf-form5_155791974739372.xml · derivative · entry 2 Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 · CIK 0001698931 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 363,760 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F1 · kind: On the transaction date, all of the Issuer's securities beneficially owned by the Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated November 25, 2008 (the "Trust") were divided evenly among the Trust's beneficiaries such that 181,880 shares of Class B common stock and 181,880 Class B Units were transferred to each of Edward B. Whittemore and Laurence F. Whittemore to be held personally. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F4 · ownership.nature: The securities reported were owned indirectly by the Trust through HLA Investments, LLC. Read SEC document |
| September 01, 2018 Filed May 15, 2019 11:29 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass B Common Stock | 363,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-19-000063 · wf-form5_155791974739372.xml · nonDerivative · entry 1 Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 · CIK 0001698931 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On the transaction date, all of the Issuer's securities beneficially owned by the Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated November 25, 2008 (the "Trust") were divided evenly among the Trust's beneficiaries such that 181,880 shares of Class B common stock and 181,880 Class B Units were transferred to each of Edward B. Whittemore and Laurence F. Whittemore to be held personally. F2 · ownership.direct: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:38 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 19,145 | $32.79 | $627,764.55 |
DisclosureSEC source: 0001698396-18-000011 · wf-form4_152046949497909.xml · derivative · entry 2 Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 · CIK 0001698931 · 10% owner Whittemore Edward B. · CIK 0001698930 · 10% owner Whittemore Laurence · CIK 0001699000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 363,760 Underlying: Class A Common Stock · 19,145 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F3 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F3 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F4 · ownership.nature: The securities reported are owned indirectly by the Trust through HLA Investments, LLC. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:38 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 19,145 | $0.00 | $19.15 |
DisclosureSEC source: 0001698396-18-000011 · wf-form4_152046949497909.xml · nonDerivative · entry 1 Initial Trust Under the Frederick B. Whittemore 2008 Children's Trust Agreement Dated 11/25/2008 · CIK 0001698931 · 10% owner Whittemore Edward B. · CIK 0001698930 · 10% owner Whittemore Laurence · CIK 0001699000 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,760 F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.