Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Hamilton Lane INC
Report date March 31, 2019 · Filed May 15, 2019
Jointly reported with 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq.
Section 16 reporting ended · disclosed 2019-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-12-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-12-01 · Gift · Disposed 727,296 · Balance 0 F1: Upon termination of the 2008 Grantor Retained Annuity Trust of Mario Giannini (the "Trust"), the Trust's holdings were divided evenly among the Trust's beneficiaries such that 363,648 shares of Class B common stock and 363,648 Class B Units were transferred to each of the two daughters of Mario Giannini, the Issuer's Chief Executive Officer. On December 13, 2018, both daughters became members of a group that beneficially owns more than 10% of the Issuer's Class A common stock, and each reported their holdings on Forms 3 filed on December 14, 2018. F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. |
| Class B UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-12-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-12-01 · Gift · Disposed 727,296 · Balance 0 F3: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F1: Upon termination of the 2008 Grantor Retained Annuity Trust of Mario Giannini (the "Trust"), the Trust's holdings were divided evenly among the Trust's beneficiaries such that 363,648 shares of Class B common stock and 363,648 Class B Units were transferred to each of the two daughters of Mario Giannini, the Issuer's Chief Executive Officer. On December 13, 2018, both daughters became members of a group that beneficially owns more than 10% of the Issuer's Class A common stock, and each reported their holdings on Forms 3 filed on December 14, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon termination of the 2008 Grantor Retained Annuity Trust of Mario Giannini (the "Trust"), the Trust's holdings were divided evenly among the Trust's beneficiaries such that 363,648 shares of Class B common stock and 363,648 Class B Units were transferred to each of the two daughters of Mario Giannini, the Issuer's Chief Executive Officer. On December 13, 2018, both daughters became members of a group that beneficially owns more than 10% of the Issuer's Class A common stock, and each reported their holdings on Forms 3 filed on December 14, 2018.
F2: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
F3: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2018 Filed May 15, 2019 11:28 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass B Units · Derivative | 727,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-19-000061 · wf-form5_155791968448127.xml · derivative · entry 2 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. · CIK 0001698450 · 10% owner Maniaci Joseph G. · CIK 0001698946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 727,296 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F1 · kind: Upon termination of the 2008 Grantor Retained Annuity Trust of Mario Giannini (the "Trust"), the Trust's holdings were divided evenly among the Trust's beneficiaries such that 363,648 shares of Class B common stock and 363,648 Class B Units were transferred to each of the two daughters of Mario Giannini, the Issuer's Chief Executive Officer. On December 13, 2018, both daughters became members of a group that beneficially owns more than 10% of the Issuer's Class A common stock, and each reported their holdings on Forms 3 filed on December 14, 2018. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. Read SEC document |
| December 01, 2018 Filed May 15, 2019 11:28 UTC | Hamilton Lane INC HLNE · Entity 3823 | GiftClass B Common Stock | 727,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-19-000061 · wf-form5_155791968448127.xml · nonDerivative · entry 1 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. · CIK 0001698450 · 10% owner Maniaci Joseph G. · CIK 0001698946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Upon termination of the 2008 Grantor Retained Annuity Trust of Mario Giannini (the "Trust"), the Trust's holdings were divided evenly among the Trust's beneficiaries such that 363,648 shares of Class B common stock and 363,648 Class B Units were transferred to each of the two daughters of Mario Giannini, the Issuer's Chief Executive Officer. On December 13, 2018, both daughters became members of a group that beneficially owns more than 10% of the Issuer's Class A common stock, and each reported their holdings on Forms 3 filed on December 14, 2018. F2 · ownership.direct: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| September 17, 2018 Filed Sep 20, 2018 00:27 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 250,000 | $47.26 | $11,815,000.00 |
DisclosureSEC source: 0001433642-18-000105 · wf-form4_153740321255344.xml · derivative · entry 2 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. · CIK 0001698450 · 10% owner Maniaci Joseph G. · CIK 0001698946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,296 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"). At the Issuer's election, the exchange was settled in cash. F3 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F3 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. Read SEC document |
| September 17, 2018 Filed Sep 20, 2018 00:27 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 250,000 | $0.00 | $250.00 |
DisclosureSEC source: 0001433642-18-000105 · wf-form4_153740321255344.xml · nonDerivative · entry 1 2008 Grantor Retained Annuity Trust of Mario Giannini, Trustee Joseph G. Maniaci, Esq. · CIK 0001698450 · 10% owner Maniaci Joseph G. · CIK 0001698946 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,296 F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering (the "Exchange Agreement"). At the Issuer's election, the exchange was settled in cash. F2 · ownership.direct: Due to an administrative error, the reporting person's original Form 3 filed on March 8, 2017 incorrectly reported the common stock held by the reporting person as Class A common stock rather than Class B common stock. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.