Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STARBUCKS CORPSBUX · Entity 2886 | Director | November 02, 2020 | November 04, 2020 |
| TAUBMAN CENTERS INCTCO · Entity 144281 | Director | December 29, 2020 | December 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STARBUCKS CORP
Report date November 02, 2020 · Filed November 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,524.367 |
Ending reported balance
After 2020-11-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-02 · Exercise / conversion · Acquired 4,258 · Balance 22,782.367 F1: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options. Row 2 · 2020-11-02 · Sale · Disposed 4,258 · Balance 18,524.367 F1: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.39 · Expires 2020-11-15 | Direct | 0 |
Reported balance
After 2020-11-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-02 · Exercise / conversion · Disposed 4,258 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.
TAUBMAN CENTERS INC
Report date December 29, 2020 · Filed December 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-29 · Disposition to issuer · Disposed 26,506 · Balance 15,025 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration). F2: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash and equity retainers until the earlier of the termination of such director's service on Taubman's Board of Directors or upon a change of control. Such deferred compensation is denominated in restricted stock units (DSUs). Pursuant to the Merger Agreement, at the effective time of the mergers, each outstanding DSU was cancelled and converted into the right to receive the Common Stock Merger Consideration. Row 2 · 2020-12-29 · Disposition to issuer · Disposed 15,025 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration).
F2: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash and equity retainers until the earlier of the termination of such director's service on Taubman's Board of Directors or upon a change of control. Such deferred compensation is denominated in restricted stock units (DSUs). Pursuant to the Merger Agreement, at the effective time of the mergers, each outstanding DSU was cancelled and converted into the right to receive the Common Stock Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2010 Filed Nov 16, 2011 21:04 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-029837 · form5.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 15, 2010 Filed Nov 17, 2010 20:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 23,389 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-10-028291 · form4.xml · derivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,389 Underlying: Common Stock · 23,389 shares Expires 2020-11-15 Read SEC document |
| December 11, 2009 Filed Nov 17, 2010 20:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-028291 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| November 16, 2009 Filed Nov 18, 2009 19:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 29,919 | $0.00 Strike: $22.06 | $0.00 |
DisclosureSEC source: 0001127602-09-022981 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,919 Underlying: Common Stock · 29,919 shares Expires 2019-11-16 Read SEC document |
| November 17, 2008 Filed Nov 19, 2008 17:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $8.64 | $0.00 |
DisclosureSEC source: 0001209191-08-061651 · doc4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2018-11-17 Read SEC document |
| November 19, 2007 Filed Nov 21, 2007 15:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 31,483 | $0.00 Strike: $22.87 | $0.00 |
DisclosureSEC source: 0001209191-07-065709 · doc4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,483 Underlying: Common Stock · 31,483 shares Expires 2017-11-19 Read SEC document |
| November 20, 2006 Filed Nov 22, 2006 15:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (right to buy) · Derivative | 16,327 | $0.00 Strike: $36.75 | $0.00 |
DisclosureSEC source: 0001209191-06-061167 · doc4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,327 Underlying: Common Stock · 16,327 shares Expires 2016-11-20 Read SEC document |
| November 16, 2005 Filed Nov 18, 2005 19:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Grant(Non-Qualified) Stock Option (right to buy) · Derivative | 19,724 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001209191-05-058518 · doc4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,724 Underlying: Common Stock · 19,724 shares Expires 2015-11-16 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 1,972 | $50.10 | $98,797.20 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 8 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 300 | $50.09 | $15,027.00 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 7 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,028 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 1,828 | $50.08 | $91,546.24 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 6 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,728 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 600 | $50.07 | $30,042.00 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 5 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,900 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 700 | $50.06 | $35,042.00 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 4 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,300 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 100 | $50.05 | $5,005.00 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,600 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 4,200 | $50.04 | $210,168.00 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Read SEC document |
| February 23, 2005 Filed Feb 25, 2005 17:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 300 | $50.03 | $15,009.00 |
DisclosureSEC source: 0001209191-05-012240 · doc4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Read SEC document |
| November 16, 2004 Filed Nov 18, 2004 18:49 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,981 | $0.00 Strike: $54.64 | $0.00 |
DisclosureSEC source: 0001209191-04-053617 · doc4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,981 Underlying: Common Stock · 10,981 shares Expires 2014-11-16 Read SEC document |
| November 20, 2003 Filed Nov 24, 2003 19:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 19,698 | $30.46 Strike: $30.46 | $600,001.08 |
DisclosureSEC source: 0001209191-03-032033 · doc4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,698 Underlying: Common Stock · 19,698 shares Expires 2013-11-20 Read SEC document |
| June 24, 2003 Filed Jun 25, 2003 19:54 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 6,000 | $24.15 | $144,900.00 |
DisclosureSEC source: 0001209191-03-008746 · doc4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 14, 2003 Filed May 15, 2003 19:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 1,600 | $23.12 | $36,992.00 |
DisclosureSEC source: 0001209191-03-004586 · bos89911_bos7.xml · nonDerivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| May 14, 2003 Filed May 15, 2003 19:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 400 | $23.13 | $9,252.00 |
DisclosureSEC source: 0001209191-03-004586 · bos89911_bos7.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Read SEC document |
| May 14, 2003 Filed May 15, 2003 19:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 1,000 | $23.15 | $23,150.00 |
DisclosureSEC source: 0001209191-03-004586 · bos89911_bos7.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| May 07, 2003 Filed May 8, 2003 14:02 UTC | STARBUCKS CORP SBUX · Entity 2886 | Grant(Non-Qualified) Stock Option (right to buy) · Derivative | 30,000 | $23.60 Strike: $23.60 | $708,000.00 |
DisclosureSEC source: 0001209191-03-003466 · bos89911_bos2-meu.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2013-05-07 F1 · derivative.exercise_date: The option becomes exercisable in three equal annual installments beginning on May 7, 2004 being fully vested on May 7, 2006. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.