Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STARBUCKS CORPSBUX · Entity 2886 | Director | November 02, 2020 | November 04, 2020 |
| TAUBMAN CENTERS INCTCO · Entity 144281 | Director | December 29, 2020 | December 31, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STARBUCKS CORP
Report date November 02, 2020 · Filed November 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,524.367 |
Ending reported balance
After 2020-11-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-02 · Exercise / conversion · Acquired 4,258 · Balance 22,782.367 F1: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options. Row 2 · 2020-11-02 · Sale · Disposed 4,258 · Balance 18,524.367 F1: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.39 · Expires 2020-11-15 | Direct | 0 |
Reported balance
After 2020-11-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-02 · Exercise / conversion · Disposed 4,258 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2019 with respect to the expiring options.
TAUBMAN CENTERS INC
Report date December 29, 2020 · Filed December 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-29 · Disposition to issuer · Disposed 26,506 · Balance 15,025 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration). F2: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash and equity retainers until the earlier of the termination of such director's service on Taubman's Board of Directors or upon a change of control. Such deferred compensation is denominated in restricted stock units (DSUs). Pursuant to the Merger Agreement, at the effective time of the mergers, each outstanding DSU was cancelled and converted into the right to receive the Common Stock Merger Consideration. Row 2 · 2020-12-29 · Disposition to issuer · Disposed 15,025 · Balance 0 F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of November 14, 2020, by and among Taubman Centers, Inc. (Taubman), Simon Property Group, Inc., and certain other parties thereto (the Merger Agreement), at the effective time of the mergers, each outstanding share of common stock of Taubman was cancelled and converted into the right to receive $43.00 in cash (the Common Stock Merger Consideration).
F2: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her annual cash and equity retainers until the earlier of the termination of such director's service on Taubman's Board of Directors or upon a change of control. Such deferred compensation is denominated in restricted stock units (DSUs). Pursuant to the Merger Agreement, at the effective time of the mergers, each outstanding DSU was cancelled and converted into the right to receive the Common Stock Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 31, 2017 Filed Jun 2, 2017 21:51 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,000 | $11.44 | $114,350.00 |
DisclosureSEC source: 0001127602-17-020370 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2017 Filed May 5, 2017 22:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.44 | $0.00 |
DisclosureSEC source: 0001127602-17-017142 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,966 Underlying: Common Stock · 20,000 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F1 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F2 · derivative.exercise_date: The option, representing the right to buy a total of 62,966 shares (adjusted to reflect the stock split), became exercisable in one increment on November 19, 2008. Read SEC document |
| May 03, 2017 Filed May 5, 2017 22:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $60.43 | $1,208,600.00 |
DisclosureSEC source: 0001127602-17-017142 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| May 03, 2017 Filed May 5, 2017 22:50 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $11.44 | $228,700.00 |
DisclosureSEC source: 0001127602-17-017142 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 10:22 UTC | TAUBMAN CENTERS INC TCO · Entity 144281 | GrantCommon Stock | 943 | $0.00 | $0.00 |
DisclosureSEC source: 0000890319-17-000067 · wf-form4_149131573546041.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,758 F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the quarterly retainer fee, which has been deferred in full. F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date. F3 · balance_after: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the fair market value of the Company's common stock on the business day immediately before the record date of the applicable dividend payment. The receipt of such dividends since the last Form 4 filing has been reflected in the column entitled 'amount of securities beneficially owned following reported transaction(s)', but has not been reported as a separate transaction. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 12:48 UTC | TAUBMAN CENTERS INC TCO · Entity 144281 | GrantCommon Stock | 842 | $0.00 | $0.00 |
DisclosureSEC source: 0000890319-17-000012 · wf-form4_148363849923056.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,786 F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the quarterly retainer fee, which has been deferred in full. F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date. F3 · balance_after: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the fair market value of the Company's common stock on the business day immediately before the record date of the applicable dividend payment. The receipt of such dividends since the last Form 4 filing has been reflected in the column entitled 'amount of securities beneficially owned following reported transaction(s)', but has not been reported as a separate transaction. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 13,902 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068376 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,902 Underlying: Common Stock · 13,902 shares Expires 2026-11-21 F1 · shares: The option, representing the right to buy a total of 13,902 shares, becomes exercisable in one increment on November 21, 2017. Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 16:37 UTC | TAUBMAN CENTERS INC TCO · Entity 144281 | GrantCommon Stock | 753 | $0.00 | $0.00 |
DisclosureSEC source: 0000890319-16-000322 · wf-form4_147552704071370.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,926 F1 · shares: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each non-employee director may defer the receipt of all or a portion of his or her director retainer (cash and stock) until the earlier of the termination of such director's service on the Company's Board of Directors and upon a change of control. Such deferred compensation is denominated in restricted stock units, and the number of restricted stock units received equals the deferred retainer fee divided by the fair market value of the Company's common stock on the business day immediately before the date the director would otherwise have been entitled to receive the retainer fee. The shares referred to above represent the quarterly retainer fee, which has been deferred in full. F2 · shares: The restricted stock units represent the right to receive equivalent shares of common stock at the end of the deferral period, and each director's account is 100% vested at all times. Therefore, the reporting person has elected to report the deferral as shares of common stock received on the grant date. F3 · balance_after: Under The Taubman Centers, Inc. Non-Employee Directors' Deferred Compensation Plan, each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the fair market value of the Company's common stock on the business day immediately before the record date of the applicable dividend payment. The receipt of such dividends since the last Form 4 filing has been reflected in the column entitled 'amount of securities beneficially owned following reported transaction(s)', but has not been reported as a separate transaction. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 22:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 12,654 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-16-058857 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,654 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing the right to buy a total of 32,654 shares, became exercisable in one increment on November 20, 2007. Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 22:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 12,654 | $58.70 | $742,789.80 |
DisclosureSEC source: 0001127602-16-058857 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Read SEC document |
| July 26, 2016 Filed Jul 28, 2016 22:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 12,654 | $18.38 | $232,517.25 |
DisclosureSEC source: 0001127602-16-058857 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2016 Filed Jun 13, 2016 21:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $18.38 | $0.00 |
DisclosureSEC source: 0001127602-16-055470 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,654 Underlying: Common Stock · 20,000 shares Expires 2016-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. F4 · derivative.exercise_date: The option, representing the right to buy a total of 32,654 shares (adjusted to reflect the stock split), became exercisable in one increment on November 20, 2007. F3 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015. Read SEC document |
| June 09, 2016 Filed Jun 13, 2016 21:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $55.46 | $1,109,270.00 |
DisclosureSEC source: 0001127602-16-055470 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $55.46 to $55.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 09, 2016 Filed Jun 13, 2016 21:55 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $18.38 | $367,500.00 |
DisclosureSEC source: 0001127602-16-055470 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Read SEC document |
| November 16, 2015 Filed Nov 19, 2015 00:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 12,852 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-15-031923 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,852 Underlying: Common Stock · 12,852 shares Expires 2025-11-16 F1 · shares: The option, representing the right to buy a total of 12,852 shares, becomes exercisable in one increment of 12,852 shares on November 16, 2016. Read SEC document |
| July 27, 2015 Filed Jul 29, 2015 20:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,448 | $0.00 Strike: $15.21 | $0.00 |
DisclosureSEC source: 0001127602-15-023721 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,448 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected Apirl 9, 2015. F3 · shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected Apirl 9, 2015. F3 · derivative.underlying_shares: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected Apirl 9, 2015. Read SEC document |
| July 27, 2015 Filed Jul 29, 2015 20:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 19,448 | $56.93 | $1,107,203.81 |
DisclosureSEC source: 0001127602-15-023721 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $56.92 to $56.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full informaiton regarding the number of shares sold at each separate price. Read SEC document |
| July 27, 2015 Filed Jul 29, 2015 20:38 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 19,448 | $15.21 | $295,804.08 |
DisclosureSEC source: 0001127602-15-023721 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 19:05 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $30.42 | $0.00 |
DisclosureSEC source: 0001127602-15-003359 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,724 Underlying: Common Stock · 10,000 shares Expires 2015-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy 19,724 shares, became exercisable in one increment on November 16, 2006. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 19:05 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 10,000 | $88.66 | $886,579.00 |
DisclosureSEC source: 0001127602-15-003359 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $88.64 to $88.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| January 27, 2015 Filed Jan 29, 2015 19:05 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,000 | $30.42 | $304,200.00 |
DisclosureSEC source: 0001127602-15-003359 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 18:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 9,249 | $0.00 Strike: $77.83 | $0.00 |
DisclosureSEC source: 0001127602-14-032918 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,249 Underlying: Common Stock · 9,249 shares Expires 2024-11-17 F1 · shares: The option, representing the right to buy a total of 9,249 shares, becomes exercisable in one increment of 9,249 shares on November 17, 2015. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 21,962 | $0.00 Strike: $27.32 | $0.00 |
DisclosureSEC source: 0001127602-14-024322 · form4.xml · derivative · entry 4 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,962 shares Expires 2014-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 21,962 | $78.55 | $1,725,156.83 |
DisclosureSEC source: 0001127602-14-024322 · form4.xml · nonDerivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $78.54 to $78.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 29, 2014 Filed Jul 31, 2014 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 21,962 | $27.32 | $600,001.84 |
DisclosureSEC source: 0001127602-14-024322 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 18:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 7,000 | $76.43 | $535,010.00 |
DisclosureSEC source: 0001127602-13-034897 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $76.42 to $76.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 13, 2013 Filed Jul 31, 2014 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-024322 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| November 11, 2013 Filed Nov 13, 2013 20:45 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 8,889 | $0.00 Strike: $80.99 | $0.00 |
DisclosureSEC source: 0001127602-13-031576 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,889 Underlying: Common Stock · 8,889 shares Expires 2023-11-11 Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 17:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-13-005888 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The option representing a right to purchase a total of 39,396 shares, became exercisable in one increment of 39,396 shares on November 20, 2004. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 17:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $56.10 | $1,122,092.00 |
DisclosureSEC source: 0001127602-13-005888 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.07 to $56.135. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 17:59 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $15.23 | $304,600.00 |
DisclosureSEC source: 0001127602-13-005888 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 19,396 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001127602-12-034020 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 19,396 shares Expires 2013-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 19,396 | $53.46 | $1,036,991.62 |
DisclosureSEC source: 0001127602-12-034020 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.18 to $53.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 18:46 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 19,396 | $15.23 | $295,401.08 |
DisclosureSEC source: 0001127602-12-034020 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · derivative · entry 4 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 7, 2004, May 7, 2005 and May 7, 2006. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 100 | $51.21 | $5,121.00 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · nonDerivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 19,900 | $50.71 | $1,009,069.30 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.18 to $51.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 27, 2012 Filed Nov 29, 2012 18:18 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $11.80 | $236,000.00 |
DisclosureSEC source: 0001127602-12-032307 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001127602-12-032140 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2013-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 7, 2004, May 7, 2005 and May 7, 2006. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $50.81 | $1,016,218.00 |
DisclosureSEC source: 0001127602-12-032140 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $50.80 to $50.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 23, 2012 Filed Nov 27, 2012 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $11.80 | $236,000.00 |
DisclosureSEC source: 0001127602-12-032140 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2012 Filed Nov 21, 2012 19:53 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 14,475 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-12-031883 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,475 Underlying: Common Stock · 14,475 shares Expires 2022-11-19 Read SEC document |
| August 20, 2012 Filed Nov 14, 2012 19:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-030832 · form5.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 19:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $11.80 | $0.00 |
DisclosureSEC source: 0001127602-12-025011 · form4.xml · derivative · entry 3 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2013-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option representing a right to purchase a total of 60,000 shares, became exercisable in three increments of 20,000 shares each on May 7, 2004, May 7, 2005 and May 7, 2006. Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 19:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 20,000 | $48.08 | $961,686.00 |
DisclosureSEC source: 0001127602-12-025011 · form4.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.90 to $48.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 19:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 20,000 | $11.80 | $236,000.00 |
DisclosureSEC source: 0001127602-12-025011 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2012 Filed Feb 1, 2012 18:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 10,000 | $47.68 | $476,835.00 |
DisclosureSEC source: 0001127602-12-003410 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.6590 to $47.7100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 14, 2011 Filed Nov 14, 2012 19:07 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-030832 · form5.xml · nonDerivative · entry 2 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| November 14, 2011 Filed Nov 16, 2011 21:05 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 16,499 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-11-029839 · form4.xml · derivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,499 Underlying: Common Stock · 16,499 shares Expires 2021-11-14 Read SEC document |
| August 11, 2011 Filed Aug 15, 2011 18:01 UTC | STARBUCKS CORP SBUX · Entity 2886 | PurchaseCommon Stock | 10,000 | $35.26 | $352,637.00 |
DisclosureSEC source: 0001127602-11-023650 · form4.xml · nonDerivative · entry 1 ULLMAN MYRON E III · CIK 0001219802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.04 to $35.489. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.