Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
S&P Global Inc.
Report date December 31, 2020 · Filed January 06, 2021
Section 16 reporting ended · disclosed 2021-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,607 |
Ending reported balance
After 2020-12-31 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-12-31 · Exercise / conversion · Acquired 591 · Balance 6,406 Row 2 · 2020-12-31 · Tax withholding · Disposed 278 · Balance 6,128 Row 3 · 2020-12-31 · Exercise / conversion · Acquired 523 · Balance 6,651 Row 4 · 2020-12-31 · Tax withholding · Disposed 246 · Balance 6,405 Row 5 · 2020-12-31 · Exercise / conversion · Acquired 383 · Balance 6,788 Row 6 · 2020-12-31 · Tax withholding · Disposed 181 · Balance 6,607 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,201 |
Reported balance
After 2020-12-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-12-31 · Exercise / conversion · Disposed 591 · Balance 1,201 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 539 |
Reported balance
After 2020-12-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-12-31 · Exercise / conversion · Disposed 523 · Balance 539 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-12-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-12-31 · Exercise / conversion · Disposed 383 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · derivative · entry 7 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 506 shares Expires 2017-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 16 | $169.40 | $2,710.40 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 6 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 181 | $169.40 | $30,661.40 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 5 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 238 | $169.40 | $40,317.20 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 4 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685 Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 383 | $169.40 | $64,880.20 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 34 | $169.40 | $5,759.60 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 506 | $169.40 | $85,716.40 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 14:13 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001686618-17-000002 · wf-form4_149926400937250.xml · derivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103 Underlying: Common Stock · 103 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:51 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,160 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007444 · doc4.xml · derivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,160 Underlying: Common Stock · 1,160 shares Expires 2019-12-31 F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2017, 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.