Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
S&P Global Inc.
Report date December 31, 2020 · Filed January 06, 2021
Section 16 reporting ended · disclosed 2021-01-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,607 |
Ending reported balance
After 2020-12-31 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-12-31 · Exercise / conversion · Acquired 591 · Balance 6,406 Row 2 · 2020-12-31 · Tax withholding · Disposed 278 · Balance 6,128 Row 3 · 2020-12-31 · Exercise / conversion · Acquired 523 · Balance 6,651 Row 4 · 2020-12-31 · Tax withholding · Disposed 246 · Balance 6,405 Row 5 · 2020-12-31 · Exercise / conversion · Acquired 383 · Balance 6,788 Row 6 · 2020-12-31 · Tax withholding · Disposed 181 · Balance 6,607 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,201 |
Reported balance
After 2020-12-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-12-31 · Exercise / conversion · Disposed 591 · Balance 1,201 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 539 |
Reported balance
After 2020-12-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-12-31 · Exercise / conversion · Disposed 523 · Balance 539 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2020-12-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-12-31 · Exercise / conversion · Disposed 383 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F2: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F3: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F4: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · derivative · entry 9 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 383 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 523 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · derivative · entry 8 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539 Underlying: Common Stock · 523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · derivative · entry 7 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,201 Underlying: Common Stock · 591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 181 | $328.73 | $59,500.13 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 6 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,607 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 383 | $328.73 | $125,903.59 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 5 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 246 | $328.73 | $80,867.58 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 4 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,405 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 523 | $328.73 | $171,925.79 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 278 | $328.73 | $91,386.94 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,128 Read SEC document |
| December 31, 2020 Filed Jan 6, 2021 01:59 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 591 | $328.73 | $194,279.43 |
DisclosureSEC source: 0000064040-21-000023 · wf-form4_160989834942514.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:25 UTC | S&P Global Inc. SPGI · Entity 2879 | SaleCommon Stock | 1,400 | $346.79 | $485,506.00 |
DisclosureSEC source: 0000064040-20-000162 · wf-form4_159657602523815.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,815 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.77 to $346.90, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 01, 2020 Filed Apr 4, 2020 00:17 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,792 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000106 · wf-form4_158595944548253.xml · derivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,792 Underlying: Common Stock · 1,792 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 1,792 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2020, 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:17 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 181 | $280.14 | $50,705.34 |
DisclosureSEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 4 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,215 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:17 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,396 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:17 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 2,035 | $280.14 | $570,084.90 |
DisclosureSEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:17 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000068 · wf-form4_158345742307325.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,047 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 523 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · derivative · entry 12 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062 Underlying: Common Stock · 523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F5 · derivative.exercise_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F5 · derivative.expiration_date: As previously reported, the reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · derivative · entry 11 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 35 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · derivative · entry 10 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 103 restricted stock units on 07/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 103 restricted stock units on 07/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · derivative · entry 9 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 394 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 1,160 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 1,160 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 246 | $273.05 | $67,170.30 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 8 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,718 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 523 | $273.05 | $142,805.15 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 7 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 175 | $273.05 | $47,783.75 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 6 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,441 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 371 | $273.05 | $101,301.55 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 5 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 17 | $273.05 | $4,641.85 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 4 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,245 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 35 | $273.05 | $9,556.75 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 186 | $273.05 | $50,787.30 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,227 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 22:27 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 394 | $273.05 | $107,581.70 |
DisclosureSEC source: 0000064040-20-000010 · wf-form4_157809042195497.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,413 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2019 Filed Apr 4, 2019 01:21 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,585 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000120 · wf-form4_155434087426879.xml · derivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 1,585 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The reporting person was granted 1,585 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2019, 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:10 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 968 | $201.48 | $195,032.64 |
DisclosureSEC source: 0000064040-19-000076 · wf-form4_155140624062961.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,019 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 02:10 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,058 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000076 · wf-form4_155140624062961.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,987 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 12 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 754 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F4 · derivative.exercise_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F4 · derivative.expiration_date: As previously reported, the reporting person was granted 1,125 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and will vest 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 11 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 394 Underlying: Common Stock · 383 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F3 · derivative.exercise_date: As previously reported, the reporting person was granted 1,160 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F3 · derivative.expiration_date: As previously reported, the reporting person was granted 1,160 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 10 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35 Underlying: Common Stock · 34 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: As previously reported, the reporting person was granted 103 restricted stock units on 07/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: As previously reported, the reporting person was granted 103 restricted stock units on 07/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% will vest on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 499 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · derivative · entry 9 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 499 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 175 | $169.94 | $29,739.50 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 8 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,929 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 16 | $169.94 | $2,719.04 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 7 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,104 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 181 | $169.94 | $30,759.14 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 6 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,120 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 235 | $169.94 | $39,935.90 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 5 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 371 | $169.94 | $63,047.74 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 4 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 383 | $169.94 | $65,087.02 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 34 | $169.94 | $5,777.96 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 02:13 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 499 | $169.94 | $84,800.06 |
DisclosureSEC source: 0000064040-19-000019 · wf-form4_154656796253556.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 964 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000142 · wf-form4_152821346121790.xml · derivative · entry 3 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 964 shares Expires 2018-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 454 | $200.32 | $90,945.28 |
DisclosureSEC source: 0000064040-18-000142 · wf-form4_152821346121790.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 15:44 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionCommon Stock | 964 | $200.32 | $193,108.48 |
DisclosureSEC source: 0000064040-18-000142 · wf-form4_152821346121790.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:22 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantRestricted Stock Units · Derivative | 1,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000112 · wf-form4_152288050513176.xml · derivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,125 Underlying: Common Stock · 1,125 shares Expires not disclosed F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:57 UTC | S&P Global Inc. SPGI · Entity 2879 | Tax withholdingCommon Stock | 1,111 | $193.14 | $214,578.54 |
DisclosureSEC source: 0000064040-18-000066 · wf-form4_151993060515171.xml · nonDerivative · entry 2 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739 F2 · kind: Withholding of shares of Common Stock under the S&P Global Inc. 2002 Stock Incentive Plan withholding obligation in transaction exempt under and complying with Rule 16b-3. Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 18:57 UTC | S&P Global Inc. SPGI · Entity 2879 | GrantCommon Stock | 2,362 | $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000066 · wf-form4_151993060515171.xml · nonDerivative · entry 1 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 F1 · kind: Represents acquisition of beneficial ownership due to the achievement of performance goal under performance share unit award. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 383 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · derivative · entry 9 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777 Underlying: Common Stock · 383 shares Expires 2019-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 20:47 UTC | S&P Global Inc. SPGI · Entity 2879 | Exercise / conversionRestricted Stock Units · Derivative | 34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000064040-18-000008 · wf-form4_151501243983845.xml · derivative · entry 8 Fraenkel Martin · CIK 0001686618 · President, Platts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69 Underlying: Common Stock · 34 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. F2 · derivative.exercise_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. F2 · derivative.expiration_date: The restricted stock units vested 33% on 12/31/2017 and will vest 33% on 12/31/2018 and 34% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.