Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Director | June 06, 2019 | June 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date June 06, 2019 · Filed June 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-06-10 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-06-06 · Exercise / conversion · Acquired 15,000 · Balance 15,000 Row 2 · 2019-06-06 · Sale · Disposed 15,000 · Balance 0 F1: This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Row 3 · 2019-06-07 · Exercise / conversion · Acquired 20,000 · Balance 20,000 Row 4 · 2019-06-07 · Sale · Disposed 20,000 · Balance 0 F2: This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Row 5 · 2019-06-10 · Exercise / conversion · Acquired 10,000 · Balance 10,000 Row 6 · 2019-06-10 · Sale · Disposed 10,000 · Balance 0 F3: This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2020-06-13 | Direct | 57,976 |
Reported balance
After 2019-06-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-06 · Exercise / conversion · Disposed 15,000 · Balance 57,976 F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2020-06-13 | Direct | 37,976 |
Reported balance
After 2019-06-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-06-07 · Exercise / conversion · Disposed 20,000 · Balance 37,976 F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2020-06-13 | Direct | 27,976 |
Reported balance
After 2019-06-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-06-10 · Exercise / conversion · Disposed 10,000 · Balance 27,976 F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F2: This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F3: This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 6,284 | $8.03 | $50,447.32 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 4 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 6,284 | $2.49 | $15,647.16 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 3 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,140 | $8.03 Strike: $2.61 | $266,044.61 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 14 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,918 Underlying: Common Stock · 33,140 shares Expires 2021-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,284 | $8.03 Strike: $2.49 | $50,447.32 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 13 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,058 Underlying: Common Stock · 6,284 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 33,140 | $8.03 | $266,044.61 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 6 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 33,140 | $2.61 | $86,495.40 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 5 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 6,284 | $8.03 | $50,447.32 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 4 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 6,284 | $2.49 | $15,647.16 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 3 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 39,424 | $8.24 Strike: $2.49 | $324,759.14 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 12 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,342 Underlying: Common Stock · 39,424 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 15,879 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 11 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,766 Underlying: Common Stock · 15,879 shares Expires 2028-06-14 F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 39,424 | $8.24 | $324,759.14 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 39,424 | $2.49 | $98,165.76 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 39,424 | $8.24 Strike: $2.49 | $324,759.14 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 12 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,342 Underlying: Common Stock · 39,424 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 15,879 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 11 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,766 Underlying: Common Stock · 15,879 shares Expires 2028-06-14 F2 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 39,424 | $8.24 | $324,759.14 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 39,424 | $2.49 | $98,165.76 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 17:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 39,424 | $8.24 Strike: $2.49 | $324,853.76 |
DisclosureSEC source: 0001421517-18-000117 · wf-form4_152935806859407.xml · derivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,342 Underlying: Common Stock · 39,424 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Shares will fully vest on the first anniversary of the vesting commencement date of June 5, 2012. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 17:41 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 15,879 | $0.00 Strike: $8.49 | $0.00 |
DisclosureSEC source: 0001421517-18-000117 · wf-form4_152935806859407.xml · derivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,766 Underlying: Common Stock · 15,879 shares Expires 2028-06-14 F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2019 Annual Meeting date, anticipated to be on or about June 13, 2019. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 12:51 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 50,000 | $8.91 | $445,420.00 |
DisclosureSEC source: 0001421517-17-000022 · wf-form4_151439708974997.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2017. F1 · price: These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 21, 2017. F2 · price: This figure is the weighted average sales price of multiple trades ranging from $8.82 to $9.00 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 22, 2017 Filed Jun 30, 2017 17:15 UTC | Energy Recovery, Inc. ERII · Entity 5679 | GrantStock Option (Right to Buy) · Derivative | 16,726 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001437749-17-012107 · rdgdoc.xml · derivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,887 Underlying: Common Stock · 16,726 shares Expires 2027-06-22 F1 · derivative.exercise_date: The Shares will fully vest and become exercisable on the 2018 Annual Meeting date, anticipated to be on or about June 15, 2018. Read SEC document |
| November 18, 2016 Filed Nov 22, 2016 18:29 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 100,000 | $11.49 | $1,149,160.00 |
DisclosureSEC source: 0001437749-16-042543 · rdgdoc.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $11.41 to $11.61 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.