Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Energy Recovery, Inc.ERII · Entity 5679 | Director | June 06, 2019 | June 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Energy Recovery, Inc.
Report date June 06, 2019 · Filed June 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-06-10 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-06-06 · Exercise / conversion · Acquired 15,000 · Balance 15,000 Row 2 · 2019-06-06 · Sale · Disposed 15,000 · Balance 0 F1: This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Row 3 · 2019-06-07 · Exercise / conversion · Acquired 20,000 · Balance 20,000 Row 4 · 2019-06-07 · Sale · Disposed 20,000 · Balance 0 F2: This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Row 5 · 2019-06-10 · Exercise / conversion · Acquired 10,000 · Balance 10,000 Row 6 · 2019-06-10 · Sale · Disposed 10,000 · Balance 0 F3: This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2020-06-13 | Direct | 57,976 |
Reported balance
After 2019-06-06 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-06 · Exercise / conversion · Disposed 15,000 · Balance 57,976 F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2020-06-13 | Direct | 37,976 |
Reported balance
After 2019-06-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-06-07 · Exercise / conversion · Disposed 20,000 · Balance 37,976 F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.31 · Expires 2020-06-13 | Direct | 27,976 |
Reported balance
After 2019-06-10 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-06-10 · Exercise / conversion · Disposed 10,000 · Balance 27,976 F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F2: This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F3: This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
F4: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · derivative · entry 9 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,976 Underlying: Common Stock · 10,000 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 10,000 | $10.06 | $100,624.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 6 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This figure is the weighted average sales price of multiple trades ranging from $9.92 to $10.22 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 10,000 | $7.31 | $73,100.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 5 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · derivative · entry 8 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,976 Underlying: Common Stock · 20,000 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 20,000 | $9.92 | $198,318.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 4 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $9.82 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 07, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 20,000 | $7.31 | $146,200.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 3 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · derivative · entry 7 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,976 Underlying: Common Stock · 15,000 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 15,000 | $9.90 | $148,495.50 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $9.77 to $10.00 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 18:19 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 15,000 | $7.31 | $109,650.00 |
DisclosureSEC source: 0001437749-19-011738 · rdgdoc.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,558 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · derivative · entry 9 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,976 Underlying: Common Stock · 21,558 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. Read SEC document |
| May 22, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 21,558 | $10.21 | $220,191.26 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 6 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This figure is the weighted average sales price of multiple trades ranging from $10.13 to $10.28 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 22, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 21,558 | $7.31 | $157,588.98 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 5 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 35,302 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · derivative · entry 8 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,534 Underlying: Common Stock · 35,302 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 35,302 | $10.36 | $365,813.44 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 4 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.57 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 21, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 35,302 | $7.31 | $258,057.62 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 3 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 28,126 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · derivative · entry 7 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,836 Underlying: Common Stock · 28,126 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on April 3, 2009. All of the options are fully vested and exercisable. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 28,126 | $10.45 | $293,866.07 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.28 to $10.54 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:47 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 28,126 | $7.31 | $205,601.06 |
DisclosureSEC source: 0001437749-19-010717 · rdgdoc.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 37,322 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 13 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,962 Underlying: Common Stock · 37,322 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable. Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,447 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 12 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,447 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable. Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 40,769 | $10.49 | $427,813.58 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 8 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable. Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 37,322 | $7.31 | $272,823.82 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 7 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 3,447 | $5.43 | $18,717.21 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 6 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 13,789 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 11 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447 Underlying: Common Stock · 13,789 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This stock option was granted on September 3, 2013. All of the options are fully vested and exercisable. Read SEC document |
| May 16, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 26,091 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 10 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,091 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable. Read SEC document |
| May 16, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 39,880 | $10.85 | $432,869.48 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 5 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: This figure is the weighted average sales price of multiple trades ranging from $10.95 to $11.05 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 16, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 13,789 | $5.43 | $74,874.27 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 4 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,880 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 26,091 | $3.53 | $92,101.23 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 3 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 18,365 | $0.00 Strike: $3.53 | $0.00 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · derivative · entry 9 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,091 Underlying: Common Stock · 18,365 shares Expires 2020-06-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This stock option was granted on February 6, 2015. All of the options are fully vested and exercisable. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 18,365 | $11.00 | $202,031.53 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This figure is the weighted average sales price of multiple trades ranging from $10.46 to $10.58 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request. Read SEC document |
| May 15, 2019 Filed May 17, 2019 21:56 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 18,365 | $3.53 | $64,828.45 |
DisclosureSEC source: 0001437749-19-010422 · rdgdoc.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 21:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 36,152 | $8.12 Strike: $2.92 | $293,579.55 |
DisclosureSEC source: 0001421517-18-000126 · wf-form4_152963020196079.xml · derivative · entry 3 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,624 Underlying: Common Stock · 36,152 shares Expires 2025-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 21:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 36,152 | $8.12 | $293,579.55 |
DisclosureSEC source: 0001421517-18-000126 · wf-form4_152963020196079.xml · nonDerivative · entry 2 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.210 per share. The reporting person undertakes to provide to the SEC, ERI, or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 21:17 UTC | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 36,152 | $2.92 | $105,563.84 |
DisclosureSEC source: 0001421517-18-000126 · wf-form4_152963020196079.xml · nonDerivative · entry 1 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 17,240 | $8.09 Strike: $2.92 | $139,412.98 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 16 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,776 Underlying: Common Stock · 17,240 shares Expires 2025-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,902 | $8.09 Strike: $2.61 | $47,727.11 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 15 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,016 Underlying: Common Stock · 5,902 shares Expires 2021-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 17,240 | $8.09 | $139,412.98 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 10 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 17,240 | $2.92 | $50,340.80 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 9 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,902 | $8.09 | $47,727.11 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 8 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,902 | $2.61 | $15,404.22 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 7 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,522 | $8.09 Strike: $2.92 | $271,079.01 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 16 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,494 Underlying: Common Stock · 33,522 shares Expires 2025-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This employee stock option was granted on June 23, 2015. All of the shares are fully vested and exercisable Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,902 | $8.09 Strike: $2.61 | $47,727.11 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · derivative · entry 15 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,016 Underlying: Common Stock · 5,902 shares Expires 2021-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 33,522 | $8.09 | $271,079.01 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 10 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 33,522 | $2.92 | $97,884.24 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 9 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 5,902 | $8.09 | $47,727.11 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 8 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 18, 2018 Filed Jun 18, 2018 21:14 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 5,902 | $2.61 | $15,404.22 |
DisclosureSEC source: 0001421517-18-000124 · wf-form4a_152937088222489.xml · nonDerivative · entry 7 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 33,140 | $8.03 Strike: $2.61 | $266,044.61 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 14 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,918 Underlying: Common Stock · 33,140 shares Expires 2021-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This employee stock option was granted on September 16, 2011. All of the shares are fully vested and exercisable Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,284 | $8.03 Strike: $2.49 | $50,447.32 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · derivative · entry 13 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,058 Underlying: Common Stock · 6,284 shares Expires 2022-08-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This employee stock option was granted on August 14, 2012. All of the shares are fully vested and exercisable Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | SaleCommon Stock | 33,140 | $8.03 | $266,044.61 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 6 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The figure is the weighted average sales price of multiple trades ranging from $8.000 to $8.710 per share. The reporting person undertakes to provide to the SEC, ERI or a shareholder of ERI, full information about the number of shares sold at each separate price upon request. Read SEC document |
| June 15, 2018 Filed Jun 18, 2018 21:29 UTC Amendment | Energy Recovery, Inc. ERII · Entity 5679 | Exercise / conversionCommon Stock | 33,140 | $2.61 | $86,495.40 |
DisclosureSEC source: 0001421517-18-000125 · wf-form4a_152937174408892.xml · nonDerivative · entry 5 Michelet Hans Peter · CIK 0001432628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.