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person · Reporting owner

STEPHENS JOHN JOSEPH

Disclosed activity across 3 companies

Tapewire entity
15675
SEC CIK
0001258391

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FREEPORT-MCMORAN INCFCX · Entity 2905DirectorOctober 01, 2026October 02, 2026
Solid Power, Inc.SLDP · Entity 5427DirectorMay 20, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FREEPORT-MCMORAN INC

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect71,798 Reported balance After 2026-10-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 294 · Balance 71,798

F1: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2: Amount beneficially owned following the reported transaction includes 15,800 Common Stock Restricted Stock Units.

Common StockSEC Table I · non-derivativeIndirectBy LP45,000 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 45,000

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2: Amount beneficially owned following the reported transaction includes 15,800 Common Stock Restricted Stock Units.

Solid Power, Inc.

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect320,203 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 44,133 · Balance 320,203

F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

Common StockSEC Table I · non-derivativeIndirectBy LP300,005 Reported balance Holding disclosure · report date 2026-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 300,005

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AT&T INC.

Report date March 31, 2021 · Filed April 02, 2021

Section 16 reporting ended · disclosed 2021-04-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Benefit Plan257,355.751 Reported balance After 2021-03-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2021-03-31 · Grant · Acquired 1,185.3318 · Balance 257,355.751

F1: Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)7,791.2963 Reported balance Holding disclosure · report date 2021-03-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 7,791.2963

F2: This information is based on 401(k) plan statement dated as of 2/26/2021.

Common StockSEC Table I · non-derivativeDirect685,251 Reported balance Holding disclosure · report date 2021-03-31 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 685,251

Common StockSEC Table I · non-derivativeIndirectBy LP163,302 Reported balance Holding disclosure · report date 2021-03-31 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 163,302

Filing footnotes · ownership attribution and instrument terms

F1: Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.

F2: This information is based on 401(k) plan statement dated as of 2/26/2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 2, 2026 01:15 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 294 $70.00 $20,580.00
Disclosure

SEC source: 0001214659-26-012435 · marketforms-74070.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,798

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 15,800 Common Stock Restricted Stock Units.

Read SEC document
July 01, 2026 Filed Jul 1, 2026 21:37 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 327 $62.89 $20,565.03
Disclosure

SEC source: 0001214659-26-008071 · marketforms-73520.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,504

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 15,800 Common Stock Restricted Stock Units.

Read SEC document
June 01, 2026 Filed Jun 2, 2026 21:35 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-007086 · marketforms-73340.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,177

F1 · kind: Represents a grant of Common Stock Restricted Stock Units ("RSUs").

F2 · balance_after: Amount beneficially owned following the reported transaction includes 15,800 Common Stock Restricted Stock Units.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:41 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 44,133 $0.00 $0.00
Disclosure

SEC source: 0001844862-26-000017 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,203

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

Read SEC document
April 01, 2026 Filed Apr 1, 2026 21:28 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 350 $58.78 $20,573.00
Disclosure

SEC source: 0001214659-26-004184 · marketforms-72840.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,377

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 17,900 Common Stock Restricted Stock Units.

Read SEC document
January 01, 2026 Filed Jan 2, 2026 22:09 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 406 $50.79 $20,620.74
Disclosure

SEC source: 0001214659-26-000060 · marketforms-71757.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,027

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 17,900 Common Stock Restricted Stock Units.

Read SEC document
October 01, 2025 Filed Oct 2, 2025 21:05 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 525 $39.22 $20,590.50
Disclosure

SEC source: 0001214659-25-014548 · marketforms-70887.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,621

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 17,900 Common Stock Restricted Stock Units.

Read SEC document
July 01, 2025 Filed Jul 1, 2025 21:49 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 475 $43.35 $20,591.25
Disclosure

SEC source: 0001214659-25-009913 · marketforms-70015.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,096

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 17,900 Common Stock Restricted Stock Units.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:29 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 4,900 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008785 · marketforms-69754.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,621

F1 · kind: Represents a grant of Common Stock Restricted Stock Units ("RSUs").

F2 · balance_after: Amount beneficially owned following the reported transaction includes 17,900 RSUs.

Read SEC document
May 21, 2025 Filed May 22, 2025 17:24 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 118,808 $0.00 $0.00
Disclosure

SEC source: 0001317458-25-000008 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,070

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

Read SEC document
April 01, 2025 Filed Apr 2, 2025 21:32 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 561 $37.86 $21,239.46
Disclosure

SEC source: 0001214659-25-005337 · marketforms-69066.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,721

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 13,000 common stock restricted stock units

Read SEC document
January 01, 2025 Filed Jan 2, 2025 22:25 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 525 $38.08 $19,992.00
Disclosure

SEC source: 0001214659-25-000072 · marketforms-67708.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,160

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 13,000 common stock restricted stock units

Read SEC document
October 01, 2024 Filed Oct 1, 2024 21:31 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 400 $49.92 $19,968.00
Disclosure

SEC source: 0001214659-24-016979 · marketforms-67102.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,635

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 13,000 common stock restricted stock units.

Read SEC document
July 01, 2024 Filed Jul 1, 2024 21:32 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 411 $48.60 $19,974.60
Disclosure

SEC source: 0001214659-24-011757 · marketforms-66450.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,235

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 13,000 common stock restricted stock units.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 21:38 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-010576 · marketforms-66156.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,824

F1 · kind: Represents a grant of Common Stock Restricted Stock Units ("RSUs").

F2 · balance_after: Amount beneficially owned following the reported transaction includes 13,000 RSUs.

Read SEC document
May 22, 2024 Filed May 23, 2024 19:22 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 82,365 $0.00 $0.00
Disclosure

SEC source: 0001891897-24-000006 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,262

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

Read SEC document
April 01, 2024 Filed Apr 2, 2024 21:32 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 451 $47.02 $21,206.02
Disclosure

SEC source: 0001214659-24-005889 · marketforms-65420.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,324

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 9,500 common stock restricted stock units.

Read SEC document
January 01, 2024 Filed Jan 2, 2024 22:35 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 440 $42.57 $18,730.80
Disclosure

SEC source: 0001209191-24-000204 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,873

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 9,500 common stock restricted stock units.

Read SEC document
October 01, 2023 Filed Oct 2, 2023 21:31 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 502 $37.29 $18,719.58
Disclosure

SEC source: 0001209191-23-051145 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,433

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 9,500 common stock restricted stock units.

Read SEC document
July 01, 2023 Filed Jul 3, 2023 21:05 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 468 $40.00 $18,720.00
Disclosure

SEC source: 0001209191-23-040633 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,931

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 9,500 common stock restricted stock units.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 21:40 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033952 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,463

F1 · security: Amount beneficially owned following the reported transaction includes 9,500 common stock restricted stock units.

F2 · kind: Represents a grant of RSUs.

Read SEC document
May 24, 2023 Filed May 25, 2023 21:56 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 59,197 $0.00 $0.00
Disclosure

SEC source: 0001891897-23-000005 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,897

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the 2021 Solid Power, Inc. Equity Incentive Plan) through such vesting date.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 21:30 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 458 $40.91 $18,736.78
Disclosure

SEC source: 0001209191-23-022304 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,463

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 4,500 common stock restricted stock units

Read SEC document
March 10, 2023 Filed Mar 14, 2023 17:01 UTC Solid Power, Inc. SLDP · Entity 5427 PurchaseCommon Stock 214,500 $2.92 $626,125.50
Disclosure

SEC source: 0001891897-23-000002 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LP

Disclosed balance after: 300,005

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.8582 to $2.9757. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:41 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 493 $38.00 $18,734.00
Disclosure

SEC source: 0001209191-23-000359 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,005

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 4,500 common stock restricted stock units.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 21:33 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 686 $27.33 $18,748.38
Disclosure

SEC source: 0001209191-22-052402 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,512

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 4,500 common stock restricted stock units.

Read SEC document
August 30, 2022 Filed Aug 31, 2022 20:55 UTC Solid Power, Inc. SLDP · Entity 5427 PurchaseCommon Stock 30,000 $6.80 $203,937.00
Disclosure

SEC source: 0001891897-22-000004 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LP

Disclosed balance after: 85,505

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.74 to $6.82. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 23, 2022 Filed Aug 23, 2022 20:58 UTC Solid Power, Inc. SLDP · Entity 5427 PurchaseCommon Stock 25,000 $6.54 $163,455.00
Disclosure

SEC source: 0001891897-22-000003 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LP

Disclosed balance after: 55,505

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.515 to $6.56. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 15:47 UTC Solid Power, Inc. SLDP · Entity 5427 PurchaseCommon Stock 17,289 $7.14 $123,438.27
Disclosure

SEC source: 0001891897-22-000002 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LP

Disclosed balance after: 30,505

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.13 to $7.14. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 17, 2022 Filed Aug 20, 2022 01:18 UTC Solid Power, Inc. SLDP · Entity 5427 PurchaseCommon Stock 13,216 $6.91 $91,380.71
Disclosure

SEC source: 0001891897-22-000001 · primary_doc.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by LP

Disclosed balance after: 13,216

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.851 to $6.94. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The reporting person and his spouse own 99% of the Limited Partnership ("LP"). The remaining 1% is held by the general partner. The general partner of the LP is a limited liability company owned by the reporting person and his spouse and managed solely by the reporting person.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 21:31 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 640 $29.26 $18,726.40
Disclosure

SEC source: 0001209191-22-040854 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,826

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 4,500 common stock restricted stock units.

Read SEC document
June 01, 2022 Filed Jun 2, 2022 21:31 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-033650 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,186

F1 · security: Amount beneficially owned following the reported transaction includes 4,500 common stock restricted stock units.

F2 · kind: Represents a grant of RSUs.

Read SEC document
May 25, 2022 Filed May 26, 2022 16:08 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 15,700 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-065096 · tm2216960-4_4seq1.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

F1 · shares: Represents restriced stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the Company's next annual meeting of stockholders, in each case, subject to the reporting person continuing to be a service provider (as defined in the Company's 2021 Equity Incentive Plan) through the applicable vesting date.

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April 01, 2022 Filed Apr 4, 2022 21:23 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 376 $49.74 $18,702.24
Disclosure

SEC source: 0001209191-22-022559 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,686

F1 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

F2 · balance_after: Amount beneficially owned following the reported transaction includes 3,800 common stock restricted stock units.

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January 01, 2022 Filed Jan 4, 2022 22:16 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 449 $41.73 $18,736.77
Disclosure

SEC source: 0001209191-22-000987 · doc4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,310

F1 · security: Amount beneficially owned following the reported transaction includes 3,800 common stock restricted stock units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

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December 08, 2021 Filed Dec 9, 2021 01:03 UTC Solid Power, Inc. SLDP · Entity 5427 GrantStock Option (Right to Buy) · Derivative 381,837 Not disclosed Strike: $5.92 Not disclosed
Disclosure

SEC source: 0001104659-21-147785 · tm2134826-17_4seq1.xml · derivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,837

Underlying: Common Stock · 381,837 shares

Expires 2031-10-27

F2 · price: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

F1 · derivative.exercise_date: 1/3 of the total number of shares issuable upon exercise of the option will vest on each of September 29, 2022, September 29, 2023, and September 29, 2024.

F2 · derivative.underlying_shares: On December 8, 2021, the Issuer completed the merger (the "Merger") pursuant to the as amended Business Combination Agreement and Plan of Reorganization, by and among the Issuer, a wholly owned subsidiary of the Issuer, and Solid Power, Inc. ("Solid Power"). At the effective time of the Merger (the "Effective Time"), each Solid Power option was converted into an option to purchase a number of shares of Common Stock of the Issuer, equal to the product (rounded down to the nearest whole number) of (x) the number of shares of Solid Power Common Stock subject to such Solid Power Option immediately prior to the Effective Time and (y) an exchange ratio calculated at closing (the "Exchange Ratio"), at an exercise price per share (rounded up to the nearest whole cent) equal to (A) the exercise price per share of such Solid Power Option immediately prior to the Effective Time divided by (B) the Exchange Ratio.

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October 01, 2021 Filed Oct 4, 2021 21:07 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 576 $32.53 $18,737.28
Disclosure

SEC source: 0001246360-21-000935 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,861

F1 · security: Amount beneficially owned following the reported transactions includes 3,800 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

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July 01, 2021 Filed Jul 1, 2021 21:21 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 505 $37.11 $18,740.55
Disclosure

SEC source: 0001246360-21-000811 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,285

F1 · security: Amount beneficially owned following the reported transactions includes 3,800 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

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June 01, 2021 Filed Jun 3, 2021 21:14 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 3,800 $0.00 $0.00
Disclosure

SEC source: 0001246360-21-000793 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,780

F1 · security: Amount beneficially owned following the reported transactions includes 3,800 Common Stock Restricted Stock Units ("RSUs").

F2 · kind: Represents a grant of RSUs.

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April 01, 2021 Filed Apr 1, 2021 22:28 UTC FREEPORT-MCMORAN INC FCX · Entity 2905 GrantCommon Stock 569 $32.93 $18,737.17
Disclosure

SEC source: 0001246360-21-000635 · form.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,980

F1 · security: Amount beneficially owned following the reported transaction includes 18,200 Common Stock Restricted Stock Units.

F2 · kind: Represents shares acquired pursuant to the Reporting Person's previous election to receive shares of common stock in lieu of cash for some or all of his annual retainer fee.

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March 31, 2021 Filed Apr 2, 2021 22:04 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 1,185.3318 $30.27 $35,879.99
Disclosure

SEC source: 0001127602-21-012814 · form4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 257,355.751

F1 · kind: Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.

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March 10, 2021 Filed Mar 11, 2021 22:08 UTC AT&T INC. T · Entity 1012 Tax withholdingCommon Stock 38,735.0648 $29.64 $1,148,107.32
Disclosure

SEC source: 0001127602-21-010264 · form4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 256,170.4192

F1 · kind: Mandatory tax withholding on distribution from benefit plan.

F2 · ownership.direct: Reflects transfer of 65,953 shares owned indirectly by benefit plan to direct ownership due to distribution from benefit plan.

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February 26, 2021 Filed Mar 2, 2021 20:56 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 94,276.8017 $27.89 $2,629,380.00
Disclosure

SEC source: 0001127602-21-008682 · form4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 360,858.484

F1 · kind: Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.

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February 09, 2021 Filed Feb 10, 2021 20:19 UTC AT&T INC. T · Entity 1012 Exercise / conversionEmployee Stock Option (Right to Buy) - SPDP · Derivative 9,730 $0.00 Strike: $28.24 $0.00
Disclosure

SEC source: 0001127602-21-004922 · form4.xml · derivative · entry 6

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,730 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 09, 2021 Filed Feb 10, 2021 20:19 UTC AT&T INC. T · Entity 1012 Tax withholdingCommon Stock 9,622 $28.77 $276,824.94
Disclosure

SEC source: 0001127602-21-004922 · form4.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,667

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February 09, 2021 Filed Feb 10, 2021 20:19 UTC AT&T INC. T · Entity 1012 Exercise / conversionCommon Stock 9,730 $28.24 $274,775.20
Disclosure

SEC source: 0001127602-21-004922 · form4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2021 Filed Feb 2, 2021 21:19 UTC AT&T INC. T · Entity 1012 GrantCommon Stock 5,986.3627 $28.63 $171,389.56
Disclosure

SEC source: 0001127602-21-003505 · form4.xml · nonDerivative · entry 1

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 266,581.6823

F1 · kind: Represents deferred stock units purchased by the reporting person with automatic payroll deductions and partial company matching contributions. Deferred stock units are settled only in stock on a 1-for-1 basis.

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January 28, 2021 Filed Feb 1, 2021 22:35 UTC AT&T INC. T · Entity 1012 Disposition to issuerCommon Stock 36,693 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-003290 · form4.xml · nonDerivative · entry 4

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 260,595.3196

F5 · kind: Reflects transfer of 36,693 shares owned indirectly by benefit plan to direct ownership due to distribution of performance shares.

F2 · price: Each performance share is equivalent in value to a share of common stock.

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January 28, 2021 Filed Feb 1, 2021 22:35 UTC AT&T INC. T · Entity 1012 Disposition to issuerCommon Stock 71,229.717 $28.80 $2,051,415.85
Disclosure

SEC source: 0001127602-21-003290 · form4.xml · nonDerivative · entry 3

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 297,288.3196

F4 · kind: Represents portion of the performance shares distributed in cash, after taxes.

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January 28, 2021 Filed Feb 1, 2021 22:35 UTC AT&T INC. T · Entity 1012 Tax withholdingCommon Stock 63,383.183 $28.80 $1,825,435.67
Disclosure

SEC source: 0001127602-21-003290 · form4.xml · nonDerivative · entry 2

STEPHENS JOHN JOSEPH · CIK 0001258391 · Sr. Exec. VP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Benefit Plan

Disclosed balance after: 368,518.0366

F3 · kind: Mandatory tax withholding on distribution of performance shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.