Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRANSCAT INCTRNS · Entity 1920 | VP of Service Sales | June 19, 2019 | June 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRANSCAT INC
Report date June 19, 2019 · Filed June 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.50 par valueSEC Table I · non-derivative | Direct | 26,141 |
Reported balance
After 2019-06-19 transaction · row 1
1 source rowRow 1 · 2019-06-19 · Exercise / conversion · Acquired 1,000 · Balance 26,141 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,000 |
Reported balance
After 2019-06-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-19 · Exercise / conversion · Disposed 1,000 · Balance 1,000 F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the June 19, 2017 grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,681 |
Reported balance
Holding disclosure · report date 2019-06-19 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 2,681 F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 26, 2022, except as otherwise provided in the award notice. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,118 |
Reported balance
Holding disclosure · report date 2019-06-19 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,118 F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 27, 2021 except as otherwise provided in the award notice. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the June 19, 2017 grant date.
F2: These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 26, 2022, except as otherwise provided in the award notice.
F3: These restricted stock units, which convert into common stock on a one-for-one basis, vest on March 27, 2021 except as otherwise provided in the award notice.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 19, 2019 Filed Jun 20, 2019 20:34 UTC | TRANSCAT INC TRNS · Entity 1920 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000129 · edgar.xml · derivative · entry 2 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock, $.50 par value · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the June 19, 2017 grant date. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the June 19, 2017 grant date. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the June 19, 2017 grant date. Read SEC document |
| June 19, 2019 Filed Jun 20, 2019 20:34 UTC | TRANSCAT INC TRNS · Entity 1920 | Exercise / conversionCommon Stock, $.50 par value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000129 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 5, 2019 20:30 UTC | TRANSCAT INC TRNS · Entity 1920 | SaleCommon Stock, $.50 par value | 1,962 | $24.70 | $48,461.40 |
DisclosureSEC source: 0000891839-19-000115 · edgar.xml · nonDerivative · entry 2 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,141 Read SEC document |
| June 03, 2019 Filed Jun 5, 2019 20:30 UTC | TRANSCAT INC TRNS · Entity 1920 | SaleCommon Stock, $.50 par value | 7,000 | $24.50 | $171,500.00 |
DisclosureSEC source: 0000891839-19-000115 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,103 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.75 per share, inclusive. Mr. Flack undertakes to provide to Transcat, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:30 UTC | TRANSCAT INC TRNS · Entity 1920 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000090 · edgar.xml · derivative · entry 3 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $.50 par value · 25,000 shares Expires 2022-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:30 UTC | TRANSCAT INC TRNS · Entity 1920 | Tax withholdingCommon Stock, $.50 par value | 16,038 | $25.30 | $405,761.40 |
DisclosureSEC source: 0000891839-19-000090 · edgar.xml · nonDerivative · entry 2 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,103 Read SEC document |
| May 23, 2019 Filed May 28, 2019 20:30 UTC | TRANSCAT INC TRNS · Entity 1920 | Exercise / conversionCommon Stock, $.50 par value | 25,000 | $12.00 | $300,000.00 |
DisclosureSEC source: 0000891839-19-000090 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP of Service Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2019 Filed May 23, 2019 21:09 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantRestricted Stock Units · Derivative | 2,681 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000088 · edgar.xml · derivative · entry 3 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,681 Underlying: Common Stock, $.50 par value · 2,681 shares Expires not disclosed F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt from Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 26, 2022. F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt from Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 26, 2022. F4 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt from Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 26, 2022. Read SEC document |
| May 22, 2019 Filed May 23, 2019 21:09 UTC | TRANSCAT INC TRNS · Entity 1920 | Tax withholdingCommon Stock, $.50 par value | 3,980 | $24.11 | $95,957.80 |
DisclosureSEC source: 0000891839-19-000088 · edgar.xml · nonDerivative · entry 2 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,141 F3 · shares: These shares were withheld to cover related tax withholding obligations. Read SEC document |
| May 22, 2019 Filed May 23, 2019 21:09 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantCommon Stock, $.50 par value | 12,414 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-19-000088 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,121 F1 · shares: These shares were awarded to Mr. Flack upon the vesting of a performance-based restricted stock award granted to him under the Transcat, Inc. 2003 Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. The shares underlying the award vest after three years subject to the Company achieving specific cumulative fully-diluted earnings per share (ESP) objectives over the eligible three year period that ended fiscal 2019. Based on the Company's achievement of certain pre-determined ESP thresholds, Mr. Flack's award vested with respect to 12,414 shares. F2 · balance_after: Includes 132 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 20:21 UTC | TRANSCAT INC TRNS · Entity 1920 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000073 · edgar.xml · derivative · entry 2 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock, $.50 par value · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/19/2017 grant date. F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/19/2017 grant date. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 6/19/2017 grant date. Read SEC document |
| June 19, 2018 Filed Jun 19, 2018 20:21 UTC | TRANSCAT INC TRNS · Entity 1920 | Exercise / conversionCommon Stock, $.50 par value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000073 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 13 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:56 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantRestricted Stock Units · Derivative | 4,118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000046 · edgar.xml · derivative · entry 4 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,118 Underlying: Common Stock, $.50 par value · 4,118 shares Expires not disclosed F5 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2021. F5 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2021. F5 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on March 27, 2021. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:56 UTC | TRANSCAT INC TRNS · Entity 1920 | Tax withholdingCommon Stock, $.50 par value | 1,375 | $16.90 | $23,237.50 |
DisclosureSEC source: 0000891839-18-000046 · edgar.xml · nonDerivative · entry 2 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,562 F2 · shares: These shares were withheld to cover related tax withholding obligations. F3 · balance_after: Includes 119 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:56 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantCommon Stock, $.50 par value | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-18-000046 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,818 F1 · shares: These shares were awarded to Mr. Flack upon the vesting of a performance-based restricted stock award granted to him under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying the award vest after three years subject to the Company achieving specific cumulative fully-diluted earnings per share (EPS) objectives over the eligible three-year period that ended in fiscal year 2018. Based on the Company's achievement of certain pre-determined EPS thresholds, Mr. Flack's award vested with respect to 4,734 shares. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 21:24 UTC | TRANSCAT INC TRNS · Entity 1920 | PurchaseCommon Stock, $.50 par value | 1,100 | $12.30 | $13,530.00 |
DisclosureSEC source: 0000891839-17-000141 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,084 F1 · balance_after: Includes 82 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:20 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantRestricted Stock Units · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000099 · edgar.xml · derivative · entry 3 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock, $.50 par value · 3,000 shares Expires not disclosed F2 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the 6/19/2017 grant date. F2 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest one-third on each of the first three anniversaries of the 6/19/2017 grant date. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 20:20 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000099 · edgar.xml · derivative · entry 2 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock, $.50 par value · 25,000 shares Expires 2022-06-19 F1 · derivative.exercise_date: This option was granted under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3 and vests immediately. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:17 UTC | TRANSCAT INC TRNS · Entity 1920 | PurchaseCommon Stock, $.50 par value | 243 | $11.90 | $2,891.70 |
DisclosureSEC source: 0000891839-17-000097 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,178 Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:46 UTC | TRANSCAT INC TRNS · Entity 1920 | PurchaseCommon Stock, $.50 par value | 200 | $11.89 | $2,378.00 |
DisclosureSEC source: 0000891839-17-000093 · edgar.xml · nonDerivative · entry 2 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,935 F1 · balance_after: Includes 175 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 20:46 UTC | TRANSCAT INC TRNS · Entity 1920 | PurchaseCommon Stock, $.50 par value | 538 | $11.90 | $6,402.20 |
DisclosureSEC source: 0000891839-17-000093 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,735 F1 · balance_after: Includes 175 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
| May 15, 2017 Filed Oct 16, 2017 22:02 UTC | TRANSCAT INC TRNS · Entity 1920 | Tax withholdingCommon Stock, $.50 par value | 1,017 | $12.35 | $12,559.95 |
DisclosureSEC source: 0000891839-17-000137 · edgar.xml · nonDerivative · entry 2 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,902 F2 · shares: These shares were withheld to cover related tax withholding obligations. Read SEC document |
| May 15, 2017 Filed Oct 16, 2017 22:02 UTC | TRANSCAT INC TRNS · Entity 1920 | GrantCommon Stock, $.50 par value | 4,741 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-17-000137 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · VP Service Sales & Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,919 F1 · shares: These shares were awarded to Mr. Flack upon the vesting of a performance-based restricted stock award granted to him under the Transcat, Inc. 2003 Incentive Plan in a transaction exempt under Rule 16b-3. The shares underlying the award vest after three years subject to the Company achieving specific cumulative fully-diluted earnings per share (EPS) objectives over the eligible three-year period ending in fiscal year 2017. Based on the Company's achievement of certain pre-determined EPS thresholds, Mr. Flack's award vested with respect to 4,741 shares. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:17 UTC | TRANSCAT INC TRNS · Entity 1920 | PurchaseCommon Stock, $.50 par value | 2,000 | $10.20 | $20,400.00 |
DisclosureSEC source: 0000891839-16-000277 · edgar.xml · nonDerivative · entry 1 Flack Robert A. · CIK 0001641636 · Vice President of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,022 F1 · balance_after: Includes 22 shares acquired under the Transcat, Inc. Employees' Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.