Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ventas, Inc.VTR · Entity 3044 | EVP, Chief Admin. Off., GC | June 20, 2019 | June 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ventas, Inc.
Report date June 20, 2019 · Filed June 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,786 |
Ending reported balance
After 2019-06-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-20 · Exercise / conversion · Acquired 29,702 · Balance 163,488 Row 2 · 2019-06-20 · Sale · Disposed 29,702 · Balance 133,786 F1: On June 20, 2019, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. F2: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated May 10, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.79 · Expires 2026-01-27 | Direct | 337,643 |
Reported balance
After 2019-06-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-20 · Exercise / conversion · Disposed 29,702 · Balance 337,643 F3: These options vested in three equal annual installments beginning on the date of the grant. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 1,300 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,300 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 70,000 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,000 |
Filing footnotes · ownership attribution and instrument terms
F1: On June 20, 2019, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I.
F2: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated May 10, 2018.
F3: These options vested in three equal annual installments beginning on the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2019 Filed Jun 20, 2019 20:39 UTC | Ventas, Inc. VTR · Entity 3044 | Exercise / conversionStock Option (Right to Buy) · Derivative | 29,702 | $53.79 Strike: $53.79 | $1,597,670.58 |
DisclosureSEC source: 0000740260-19-000113 · wf-form4_156106317068555.xml · derivative · entry 5 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,643 Underlying: Common Stock · 29,702 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date of the grant. Read SEC document |
| June 20, 2019 Filed Jun 20, 2019 20:39 UTC | Ventas, Inc. VTR · Entity 3044 | SaleCommon Stock | 29,702 | $70.45 | $2,092,505.90 |
DisclosureSEC source: 0000740260-19-000113 · wf-form4_156106317068555.xml · nonDerivative · entry 2 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,786 F1 · shares: On June 20, 2019, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. F2 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated May 10, 2018. Read SEC document |
| June 20, 2019 Filed Jun 20, 2019 20:39 UTC | Ventas, Inc. VTR · Entity 3044 | Exercise / conversionCommon Stock | 29,702 | $53.79 | $1,597,670.58 |
DisclosureSEC source: 0000740260-19-000113 · wf-form4_156106317068555.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 22:28 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 13,574 | $63.75 | $865,342.50 |
DisclosureSEC source: 0000740260-19-000045 · wf-form4_155001047098686.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,786 F1 · shares: Restricted stock units granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such units are payable solely in common stock and subject to the terms and conditions of the Plan. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of the grant. F2 · balance_after: As of February 11, 2019, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 21:44 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,378 | $61.95 | $147,317.10 |
DisclosureSEC source: 0000740260-19-000030 · wf-form4_154871185556716.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,212 F1 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 24, 2018 under the Ventas, Inc. 2012 Incentive Plan (the ("Plan"). Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan. F2 · balance_after: As of January 24, 2019, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:46 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 5,486 | $61.04 | $334,865.44 |
DisclosureSEC source: 0000740260-19-000024 · wf-form4_154819360231375.xml · nonDerivative · entry 3 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,590 F2 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan. F3 · balance_after: As of January 18, 2019, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:46 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,010 | $61.04 | $122,690.40 |
DisclosureSEC source: 0000740260-19-000024 · wf-form4_154819360231375.xml · nonDerivative · entry 2 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,076 F2 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:46 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 3,367 | $61.04 | $205,521.68 |
DisclosureSEC source: 0000740260-19-000024 · wf-form4_154819360231375.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,086 F1 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2017 under the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | SaleCommon Stock | 15,676 | $65.00 | $1,018,940.00 |
DisclosureSEC source: 0000740260-18-000186 · wf-form4_154447748596879.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,453 F1 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated May 10, 2018. F2 · shares: On December 6, 2018, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. F3 · balance_after: As of December 6, 2018, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 21:50 UTC | Ventas, Inc. VTR · Entity 3044 | SaleCommon Stock | 15,288 | $62.50 | $955,500.00 |
DisclosureSEC source: 0000740260-18-000181 · wf-form4_154275063713382.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,129 F1 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated May 10, 2018. F2 · shares: On November 20, 2018, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. F3 · balance_after: As of November 20, 2018, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:48 UTC | Ventas, Inc. VTR · Entity 3044 | SaleCommon Stock | 13,708 | $60.00 | $822,480.00 |
DisclosureSEC source: 0000740260-18-000153 · wf-form4_153609409783009.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,417 F1 · shares: These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated May 10, 2018. F2 · shares: On August 31, 2018, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. F3 · balance_after: As of August 31, 2018, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 27, 2018 Filed Jan 29, 2018 21:53 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,148 | $55.89 | $120,051.72 |
DisclosureSEC source: 0000740260-18-000050 · wf-form4_151726276468643.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,125 F1 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 27, 2016 under the Ventas, Inc. 2012 Incentive Plan. F2 · balance_after: As of January 27, 2018, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:42 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 15,330 | $55.89 | $856,793.70 |
DisclosureSEC source: 0000740260-18-000040 · wf-form4_151700295914426.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,273 F1 · shares: Restricted stock units granted by Issuer pursuant to the 2012 Incentive Plan (the "Plan"). Such units are payable solely in common stock and subject to the terms and conditions of the Plan. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of the grant. F2 · balance_after: As of January 24, 2018, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:44 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,919 | $54.38 | $158,735.22 |
DisclosureSEC source: 0000740260-18-000030 · wf-form4_151665746621130.xml · nonDerivative · entry 3 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,943 F2 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan. F3 · balance_after: As of January 18, 2018, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:44 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,140 | $54.38 | $116,373.20 |
DisclosureSEC source: 0000740260-18-000030 · wf-form4_151665746621130.xml · nonDerivative · entry 2 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,862 F2 · shares: Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 21:44 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 3,577 | $54.38 | $194,517.26 |
DisclosureSEC source: 0000740260-18-000030 · wf-form4_151665746621130.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,002 F1 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2017 under the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 21:38 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,155 | $61.08 | $131,627.40 |
DisclosureSEC source: 0000740260-17-000047 · wf-form4_148581232256678.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,579 F1 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 27, 2016 under the Ventas, Inc. 2012 Incentive Plan. F2 · balance_after: As of January 27, 2017, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 21, 2017 Filed Jan 24, 2017 21:32 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 2,283 | $61.90 | $141,317.70 |
DisclosureSEC source: 0000740260-17-000036 · wf-form4_148529356176374.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,734 F1 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 21, 2015 under the Ventas, Inc. 2012 Incentive Plan. F2 · balance_after: As of January 21, 2017, Reporting Person owns options to purchase an aggregate of 367,345 shares of Issuer's common stock. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | GrantStock Option (Right to Buy) · Derivative | 169,695 | $0.00 Strike: $62.22 | $0.00 |
DisclosureSEC source: 0000740260-17-000027 · wf-form4_148494785980008.xml · derivative · entry 7 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 367,345 Underlying: Common Stock · 169,695 shares Expires 2027-01-18 F5 · shares: Stock options granted by Issuer pursuant to the Plan. F6 · derivative.exercise_date: These options vest in three equal annual installments beginning on the date of the grant. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 17,679 | $0.00 | $0.00 |
DisclosureSEC source: 0000740260-17-000027 · wf-form4_148494785980008.xml · nonDerivative · entry 4 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,017 F4 · shares: Restricted stock units granted by Issuer pursuant to the Plan. Such units are payable solely in common stock and subject to the terms of the Plan. The restricted stock units vest one-third on the first anniversary of the date of grant and two-thirds on the second anniversary of the date of grant. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 12,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000740260-17-000027 · wf-form4_148494785980008.xml · nonDerivative · entry 3 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,338 F3 · shares: Restricted stock units granted by Issuer pursuant to the Plan. Such units are payable solely in common stock and subject to the terms and conditions of the Plan. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of the grant. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | Tax withholdingCommon Stock | 3,618 | $62.22 | $225,111.96 |
DisclosureSEC source: 0000740260-17-000027 · wf-form4_148494785980008.xml · nonDerivative · entry 2 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,378 F2 · shares: Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2017 under the Plan. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:31 UTC | Ventas, Inc. VTR · Entity 3044 | GrantCommon Stock | 21,457 | $0.00 | $0.00 |
DisclosureSEC source: 0000740260-17-000027 · wf-form4_148494785980008.xml · nonDerivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,996 F1 · shares: Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the date of the grant. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 20:33 UTC | Ventas, Inc. VTR · Entity 3044 | GrantStock Option (Right to Buy) · Derivative | 29,701 | $0.00 Strike: $63.24 | $0.00 |
DisclosureSEC source: 0000740260-16-000336 · wf-form4_147820517300348.xml · derivative · entry 1 RINEY T RICHARD · CIK 0001215185 · EVP, Chief Admin. Off., GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,650 Underlying: Common Stock · 29,701 shares Expires 2026-11-02 F1 · derivative.exercise_date: These options vest one-third on the date of grant, one-third on January 27, 2017 and one-third on January 27, 2018. F2 · derivative.underlying_shares: Stock options granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.