Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VECTREN CORPVVC · Entity 160701 | Director | March 01, 2017 | March 02, 2017 |
| WABASH NATIONAL CorpWNC · Entity 5438 | Director | May 21, 2019 | June 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VECTREN CORP
Report date March 01, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 18,950.2214 |
Reported balance
After 2017-03-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-01 · Other · Acquired 140.2239 · Balance 18,950.2214 F1: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3.
F2: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant.
WABASH NATIONAL Corp
Report date May 21, 2019 · Filed June 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,047 |
Reported balance
After 2019-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-21 · Grant · Acquired 7,489 · Balance 76,047 F1: Restricted Stock Unit award vesting May 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Unit award vesting May 21, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2019 Filed Jun 21, 2019 17:11 UTC | WABASH NATIONAL Corp WNC · Entity 5438 | GrantCommon Stock | 7,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000879526-19-000038 · edgar.xml · nonDerivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,047 F1 · security: Restricted Stock Unit award vesting May 21, 2020. Read SEC document |
| May 16, 2018 Filed May 17, 2018 20:10 UTC | WABASH NATIONAL Corp WNC · Entity 5438 | GrantCommon Stock | 4,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000879526-18-000031 · edgar.xml · nonDerivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,558 F1 · security: Restricted Stock Unit award vesting May 16, 2019. Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:34 UTC | WABASH NATIONAL Corp WNC · Entity 5438 | GrantCommon Stock | 4,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000879526-17-000027 · edgar.xml · nonDerivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,675 F1 · security: Award is fully vested on May 18, 2018 F2 · price: Restricted Stock Unit award Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 15:26 UTC | VECTREN CORP VVC · Entity 160701 | OtherPhantom Stock · Derivative | 140.2239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001063 · primarydocument.xml · derivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,950.2214 Underlying: Common Stock · 140.2239 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document |
| February 22, 2017 Filed Feb 28, 2017 20:59 UTC | WABASH NATIONAL Corp WNC · Entity 5438 | GiftCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000879526-17-000019 · edgar.xml · nonDerivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,867 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 10:31 UTC | VECTREN CORP VVC · Entity 160701 | GrantPhantom Stock · Derivative | 1,860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000031 · primarydocument.xml · derivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860 Underlying: Common Stock · 1,860 shares Expires not disclosed F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.exercise_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and is subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions are dependent upon continued service by the grantee until January 1, 2018, except as described in the Plan and the Plan grant agreement. If the service of the grantee ends at the annual shareholder meeting, the stock unit award will vest at such time and will be prorated based upon the number of days served. F2 · derivative.expiration_date: The grantee will be paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapse, provided grantee is in compliance with the share ownership guidelines established by the company. If the grantee is not then in compliance with the company's share ownership guidelines, the value of each stock unit will be paid to the grantee in one unrestricted share of Vectren's common stock. This acquisition was approved in accordance with Rule 16b-3. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 10:23 UTC | VECTREN CORP VVC · Entity 160701 | GrantPhantom Stock · Derivative | 2,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000092 · primarydocument.xml · derivative · entry 2 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,809.9977 Underlying: Common Stock · 2,144 shares Expires not disclosed F2 · kind: The reporting person elected to defer the stock unit award to the phantom stock account of the Vectren Corporation Nonqualified Deferred Compensation Plan. This transaction is exempt under Section 16b-3. F3 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F3 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 10:23 UTC | VECTREN CORP VVC · Entity 160701 | Exercise / conversionPhantom Stock · Derivative | 2,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000092 · primarydocument.xml · derivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. F1 · derivative.expiration_date: The stock unit award was granted pursuant to the Vectren Corporation At Risk Compensation Plan (Plan) and was subject to the terms, provisions and conditions of the Plan and Plan grant agreement. The lifting of restrictions and forfeiture provisions were dependent upon continued service by the grantee until January 1, 2017, except as described in the Plan and the Plan grant agreement. The grantee was paid for each stock unit, in cash, the value of one share of Vectren's common stock on the date restrictions lapsed. The conditions associated with the award have been fulfilled and it has now been settled. This transaction was approved in accordance with Rule 16b-3. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 14:51 UTC | VECTREN CORP VVC · Entity 160701 | OtherPhantom Stock · Derivative | 142.0108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003649 · primarydocument.xml · derivative · entry 1 JISCHKE MARTIN C · CIK 0001187262 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665.9975 Underlying: Common Stock · 142.0108 shares Expires not disclosed F1 · kind: Exempt acquisition of phantom shares acquired through Vectren Corporation (Vectren) Non-Qualified Deferred Compensation Plan (Plan). These transactions are exempt under Section16b-3. F2 · derivative.exercise_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. F2 · derivative.expiration_date: Phantom stock units held under the non-qualified deferred compensation plan will effectively be exercised at the time the amounts represented by those units are paid out under the Plan. Generally, unless provided otherwise by the participant, the payout begins with the end of the board member's service as a member of the board. Pursuant to the non-qualified deferred compensation plan, payouts can occur for up to 15 years. Amounts held in the phantom stock accounts would be amortized over that period unless directed otherwise by the participant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.