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person · Reporting owner

Altobello Daniel Joseph

Disclosed activity across 9 companies

Tapewire entity
156557
SEC CIK
0001054970

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arlington Asset Investment Corp.AI · Entity 96088DirectorJune 14, 2018June 18, 2018
CC Real Estate Income FundXNAFX · Entity 158550DirectorJanuary 07, 2019January 08, 2019
CC Real Estate Income Fund-ADVNONE · Entity 158577DirectorMay 31, 2017June 02, 2017
CC Real Estate Income Fund-CNONE · Entity 158578DirectorNovember 16, 2017November 16, 2017
CC Real Estate Income Fund-T2NONE · Entity 161551DirectorDecember 19, 2018December 27, 2018
DiamondRock Hospitality CoDRH · Entity 4359DirectorMay 09, 2018May 16, 2018
Mama's Creations, Inc.MMMB · Entity 5190DirectorApril 30, 2017June 06, 2017
NorthStar Healthcare Income, Inc.NONE · Entity 78711DirectorJune 21, 2019June 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arlington Asset Investment Corp.

Report date June 14, 2018 · Filed June 18, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect60,284 Reported balance After 2018-06-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-06-14 · Grant · Acquired 7,067 · Balance 60,284

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company").

F3: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.

Class A Common StockSEC Table I · non-derivativeDirect1,500 Reported balance Holding disclosure · report date 2018-06-14 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 1,500

F1: Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purpsoses only.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purpsoses only.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company").

F3: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.

CC Real Estate Income Fund

Report date January 07, 2019 · Filed January 08, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A SharesSEC Table I · non-derivativeDirect5,161.009 Reported balance After 2019-01-07 transaction · row 1
1 source row

Row 1 · 2019-01-07 · Purchase · Acquired 558.943 · Balance 5,161.009

F1: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan.

Filing footnotes · ownership attribution and instrument terms

F1: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan.

CC Real Estate Income Fund-ADV

Report date May 31, 2017 · Filed June 02, 2017

This filing explicitly reported no securities owned.

CC Real Estate Income Fund-C

Report date November 16, 2017 · Filed November 16, 2017

This filing explicitly reported no securities owned.

CC Real Estate Income Fund-T2

Report date December 19, 2018 · Filed December 27, 2018

This filing explicitly reported no securities owned.

DiamondRock Hospitality Co

Report date May 09, 2018 · Filed May 16, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect92,650 Reported balance After 2018-05-09 transaction · row 1
1 source row

Row 1 · 2018-05-09 · Grant · Acquired 7,191 · Balance 92,650

F1: Annual grant of $85,000 of fully vested common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Annual grant of $85,000 of fully vested common stock.

Mama's Creations, Inc.

Report date April 30, 2017 · Filed June 06, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect74,725 Ending reported balance After 2017-04-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-04-30 · Other · Acquired 2,637 · Balance 73,672

F1: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for February - April 2017

Row 2 · 2017-04-30 · Other · Acquired 1,053 · Balance 74,725

F2: Dividend issued on Series A Preferred Stock

WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2020-11-19Direct74,074 Reported balance After 2015-11-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2015-11-20 · Grant · Acquired 74,074 · Balance 74,074

WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-11-19Direct33,333 Reported balance After 2015-11-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2015-11-20 · Other · Acquired 8,334 · Balance 33,333

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2018-04-26Direct10,000 Reported balance After 2013-04-26 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2013-04-26 · Grant · Acquired 10,000 · Balance 10,000

Series A Preferred StockSEC Table I · non-derivativeDirect500 Reported balance Holding disclosure · report date 2017-04-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 500

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for February - April 2017

F2: Dividend issued on Series A Preferred Stock

NorthStar Healthcare Income, Inc.

Report date June 21, 2019 · Filed June 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,660 Reported balance After 2019-06-21 transaction · row 1
1 source row

Row 1 · 2019-06-21 · Grant · Acquired 8,451 · Balance 40,660

F1: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Third Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2019. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $7.10.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Third Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2019. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $7.10.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

REPUBLIC AIRWAYS HOLDINGS INC.

Report date April 09, 2019 · Filed April 12, 2019

Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect51,319 Reported balance After 2019-04-09 transaction · row 1
1 source row

Row 1 · 2019-04-09 · Exercise / conversion · Acquired 17,034 · Balance 51,319

F1: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Restricted Grant AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-04-09 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-09 · Exercise / conversion · Disposed 17,034 · Balance 0

F1: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2013 Filed Feb 6, 2017 16:52 UTC Mama's Creations, Inc. MMMB · Entity 5190 GrantStock Option · Derivative 10,000 $1.00 Strike: $1.00 $10,000.00
Disclosure

SEC source: 0001493152-17-001143 · form4.xml · derivative · entry 6

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2018-04-26

Read SEC document
April 26, 2013 Filed Feb 7, 2017 14:31 UTC Mama's Creations, Inc. MMMB · Entity 5190 GrantStock Option · Derivative 10,000 $1.00 Strike: $1.00 $10,000.00
Disclosure

SEC source: 0001493152-17-001196 · form4.xml · derivative · entry 6

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2018-04-26

Read SEC document
April 26, 2013 Filed Jun 6, 2017 13:49 UTC Mama's Creations, Inc. MMMB · Entity 5190 GrantStock Option · Derivative 10,000 $1.00 Strike: $1.00 $10,000.00
Disclosure

SEC source: 0001493152-17-006232 · form4.xml · derivative · entry 6

Altobello Daniel Joseph · CIK 0001054970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2018-04-26

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.