person · Reporting owner
Altobello Daniel Joseph
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arlington Asset Investment Corp.AI · Entity 96088 | Director | June 14, 2018 | June 18, 2018 |
| CC Real Estate Income FundXNAFX · Entity 158550 | Director | January 07, 2019 | January 08, 2019 |
| CC Real Estate Income Fund-ADVNONE · Entity 158577 | Director | May 31, 2017 | June 02, 2017 |
| CC Real Estate Income Fund-CNONE · Entity 158578 | Director | November 16, 2017 | November 16, 2017 |
| CC Real Estate Income Fund-T2NONE · Entity 161551 | Director | December 19, 2018 | December 27, 2018 |
| DiamondRock Hospitality CoDRH · Entity 4359 | Director | May 09, 2018 | May 16, 2018 |
| Mama's Creations, Inc.MMMB · Entity 5190 | Director | April 30, 2017 | June 06, 2017 |
| NorthStar Healthcare Income, Inc.NONE · Entity 78711 | Director | June 21, 2019 | June 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arlington Asset Investment Corp.
Report date June 14, 2018 · Filed June 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 60,284 |
Reported balance
After 2018-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-14 · Grant · Acquired 7,067 · Balance 60,284 F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company"). F3: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. |
| Class A Common StockSEC Table I · non-derivative | Direct | 1,500 |
Reported balance
Holding disclosure · report date 2018-06-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,500 F1: Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purpsoses only. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the current Class A common stock owned by the reporting person. No transaction occurred and is for informational purpsoses only.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company").
F3: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs.
CC Real Estate Income Fund
Report date January 07, 2019 · Filed January 08, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 5,161.009 |
Reported balance
After 2019-01-07 transaction · row 1
1 source rowRow 1 · 2019-01-07 · Purchase · Acquired 558.943 · Balance 5,161.009 F1: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan.
CC Real Estate Income Fund-ADV
Report date May 31, 2017 · Filed June 02, 2017
This filing explicitly reported no securities owned.
CC Real Estate Income Fund-C
Report date November 16, 2017 · Filed November 16, 2017
This filing explicitly reported no securities owned.
CC Real Estate Income Fund-T2
Report date December 19, 2018 · Filed December 27, 2018
This filing explicitly reported no securities owned.
DiamondRock Hospitality Co
Report date May 09, 2018 · Filed May 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 92,650 |
Reported balance
After 2018-05-09 transaction · row 1
1 source rowRow 1 · 2018-05-09 · Grant · Acquired 7,191 · Balance 92,650 F1: Annual grant of $85,000 of fully vested common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual grant of $85,000 of fully vested common stock.
Mama's Creations, Inc.
Report date April 30, 2017 · Filed June 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,725 |
Ending reported balance
After 2017-04-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-30 · Other · Acquired 2,637 · Balance 73,672 F1: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for February - April 2017 Row 2 · 2017-04-30 · Other · Acquired 1,053 · Balance 74,725 F2: Dividend issued on Series A Preferred Stock |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2020-11-19 | Direct | 74,074 |
Reported balance
After 2015-11-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2015-11-20 · Grant · Acquired 74,074 · Balance 74,074 |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2020-11-19 | Direct | 33,333 |
Reported balance
After 2015-11-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2015-11-20 · Other · Acquired 8,334 · Balance 33,333 |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2018-04-26 | Direct | 10,000 |
Reported balance
After 2013-04-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-04-26 · Grant · Acquired 10,000 · Balance 10,000 |
| Series A Preferred StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
Holding disclosure · report date 2017-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 500 |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for February - April 2017
F2: Dividend issued on Series A Preferred Stock
NorthStar Healthcare Income, Inc.
Report date June 21, 2019 · Filed June 21, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,660 |
Reported balance
After 2019-06-21 transaction · row 1
1 source rowRow 1 · 2019-06-21 · Grant · Acquired 8,451 · Balance 40,660 F1: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Third Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2019. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $7.10. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Third Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2019. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $7.10.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
REPUBLIC AIRWAYS HOLDINGS INC.
Report date April 09, 2019 · Filed April 12, 2019
Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,319 |
Reported balance
After 2019-04-09 transaction · row 1
1 source rowRow 1 · 2019-04-09 · Exercise / conversion · Acquired 17,034 · Balance 51,319 F1: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018. |
| Restricted Grant AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-04-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-04-09 · Exercise / conversion · Disposed 17,034 · Balance 0 F1: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 21, 2019 Filed Jun 21, 2019 16:34 UTC | NorthStar Healthcare Income, Inc. NONE · Entity 78711 | GrantCommon Stock | 8,451 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-19-000781 · form4-06212019_010651.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,660 F1 · price: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Third Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2019. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $7.10. Read SEC document |
| April 09, 2019 Filed Apr 12, 2019 00:43 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionRestricted Grant Award · Derivative | 17,034 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024427 · doc4.xml · derivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,034 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018. F1 · derivative.exercise_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018. F1 · derivative.expiration_date: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018. Read SEC document |
| April 09, 2019 Filed Apr 12, 2019 00:43 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionCommon Stock | 17,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-024427 · doc4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares of common stock issued upon accelerated vesting of certain restricted stock award granted on August 10, 2018. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 01:06 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionRestricted Stock Award · Derivative | 1,488 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001788 · doc4.xml · derivative · entry 4 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,034 Underlying: Common Stock · 1,488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. Read SEC document |
| January 23, 2019 Filed Jan 24, 2019 01:06 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionCommon Stock | 1,488 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001788 · doc4.xml · nonDerivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2019 Filed Jan 24, 2019 01:06 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionRestricted Stock Award · Derivative | 10,170 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001788 · doc4.xml · derivative · entry 3 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,522 Underlying: Common Stock · 10,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. Read SEC document |
| January 21, 2019 Filed Jan 24, 2019 01:06 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionCommon Stock | 10,170 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001788 · doc4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 22:31 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionRestricted Stock Award · Derivative | 4,883 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001522 · doc4.xml · derivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,692 Underlying: Common Stock · 4,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: A restricted stock award of 33,575 shares was granted under the 2018 Equity Incentive Plan on August 10, 2018. Additional tranches of this award will vest as follows: 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. Read SEC document |
| January 16, 2019 Filed Jan 18, 2019 22:31 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Exercise / conversionCommon Stock | 4,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-001522 · doc4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2019 Filed Jan 8, 2019 16:00 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 558.943 | $8.61 | $4,812.50 |
DisclosureSEC source: 0001415889-19-000025 · form4-01082019_040101.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,161.009 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| September 28, 2018 Filed Oct 1, 2018 19:08 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 574.324 | $9.25 | $5,312.50 |
DisclosureSEC source: 0001415889-18-001440 · form4-10012018_041035.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,602.066 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| September 11, 2018 Filed Sep 13, 2018 19:16 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | SaleCommon Stock | 12,635 | $11.16 | $141,006.60 |
DisclosureSEC source: 0000899243-18-024406 · doc4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,744 Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | GrantRestricted Stock Award · Derivative | 33,575 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 8 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,575 Underlying: Common Stock · 33,575 shares Expires not disclosed F6 · kind: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. F6 · derivative.expiration_date: A restricted stock award was granted under the 2018 Equity Incentive Plan in a grant dated August 10, 2018, and vests as follows: 4,883 shares on January 16, 2019; 10,170 shares on January 21, 2019; 1,488 shares on January 23, 2019; 4,882 shares on January 16, 2020; 5,780 shares on January 21, 2020; 1,490 shares on January 23, 2020; and 4,882 shares on January 16, 2021. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Disposition to issuerRestricted Stock Award · Derivative | 2,978 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 7 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,978 shares Expires not disclosed F5 · kind: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.exercise_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. F5 · derivative.expiration_date: The restricted stock under this grant was cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan, in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Disposition to issuerStock Appreciation Rights · Derivative | 27,381 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 6 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,381 shares Expires 2027-01-16 F4 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F4 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 18,253 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Disposition to issuerStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $7.10 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 5 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-01-18 F3 · kind: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · derivative.exercise_date: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Disposition to issuerStock Appreciation Rights · Derivative | 25,000 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 4 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2025-07-20 F2 · kind: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F2 · derivative.exercise_date: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | Disposition to issuerRestricted Stock Units · Derivative | 14,648 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · derivative · entry 3 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,648 shares Expires not disclosed F1 · kind: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.exercise_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F1 · derivative.expiration_date: The restricted stock units under this grant were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:29 UTC | REPUBLIC AIRWAYS HOLDINGS INC. MESA · Entity 5114 | GrantCommon Stock | 28,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-022404 · doc4.xml · nonDerivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,379 F2 · shares: The stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. F3 · shares: The vested stock appreciation rights under this award were cancelled in exchange for shares of restricted common stock issued under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Stock appreciation rights for 8,335 that were unvested were cancelled in exchange for unvested restricted stock under the 2018 Equity Incentive Plan in a grant dated August 10, 2018. Read SEC document |
| July 06, 2018 Filed Jul 9, 2018 16:22 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 530.011 | $9.08 | $4,812.50 |
DisclosureSEC source: 0001415889-18-001098 · form4-07092018_010734.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,027.742 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 17:20 UTC | NorthStar Healthcare Income, Inc. NONE · Entity 78711 | GrantCommon Stock | 7,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-18-001003 · form4-06252018_020629.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,209 F1 · price: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Second Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2018. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $8.50. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 16:31 UTC | Arlington Asset Investment Corp. AI · Entity 96088 | GrantRestricted Stock Units · Derivative | 7,067 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-016998 · doc4.xml · derivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,284 Underlying: Class A Common Stock · 7,067 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company"). F3 · derivative.exercise_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. F3 · derivative.expiration_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. Read SEC document |
| May 09, 2018 Filed May 16, 2018 17:37 UTC | DiamondRock Hospitality Co DRH · Entity 4359 | GrantCommon stock, par value $0.01 per share | 7,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001298946-18-000068 · wf-form4_152650661675960.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,650 F1 · kind: Annual grant of $85,000 of fully vested common stock. Read SEC document |
| April 04, 2018 Filed Apr 5, 2018 16:00 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 593.575 | $8.95 | $5,312.50 |
DisclosureSEC source: 0001415889-18-000573 · form4-04052018_040402.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,497.731 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 16:00 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 27.563 | $9.07 | $250.00 |
DisclosureSEC source: 0001415889-18-000037 · form4-01102018_040102.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,902.21 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 16:00 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 532 | $9.03 | $4,803.96 |
DisclosureSEC source: 0001415889-17-002000 · form4-12262017_041202.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,875.647 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 16:19 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 618.056 | $9.00 | $5,562.50 |
DisclosureSEC source: 0001415889-17-001594 · form4-10022017_011043.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343.647 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| July 05, 2017 Filed Jul 10, 2017 18:59 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 575.284 | $8.80 | $5,062.50 |
DisclosureSEC source: 0001415889-17-001143 · form4-07102017_030735.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725.591 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 16:33 UTC | NorthStar Healthcare Income, Inc. NONE · Entity 78711 | GrantCommon Stock | 6,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001144204-17-034393 · v469746_4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,150 F1 · price: Pursuant to the NorthStar Healthcare Income, Inc. (the "Company") Second Amended and Restated Independent Directors Compensation Plan (the "Plan"), each of the Company's independent directors receives a grant of $60,000 in shares of the Company's common stock (the "Restricted Stock") following re-election to the Company's Board of Directors. The Restricted Stock vests quarterly over a two year period with an initial vesting date of July 1, 2017. Pursuant to the Plan, the amount of Restricted Stock was determined by dividing the fixed grant value of $60,000 by the most recently disclosed net asset value of the Company's common stock, or $9.10. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 16:31 UTC | Arlington Asset Investment Corp. AI · Entity 96088 | GrantRestricted Stock Units · Derivative | 5,590 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015941 · doc4.xml · derivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,217 Underlying: Class A Common Stock · 5,590 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock of Arlington Asset Investment Corp. (the "Company"). F3 · derivative.exercise_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. F3 · derivative.expiration_date: Represents annual grant of RSUs pursuant to the Company's 2014 Long-Term Incentive Plan (the "2014 Plan") in connection with the reporting person's service as a non-employee director of the Company. The RSUs vest immediately on the award grant date. Vested RSUs are converted into shares of Class A common stock on a one-for-one basis, with any fractional shares being settled in cash, upon the later of the reporting person's separation from service on the board of directors or the first anniversary of the grant date (the "Settlement Date"). If a change in control occurs before the Settlement Date, the settlement will occur on the control change date. The reporting person does not have voting rights with respect to, but receives dividend equivalent payments on, outstanding RSUs. Read SEC document |
| May 10, 2017 Filed May 11, 2017 18:22 UTC | DiamondRock Hospitality Co DRH · Entity 4359 | GrantCommon stock, par value $0.01 per share | 7,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001298946-17-000045 · wf-form4_149454133427960.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,459 F1 · kind: Annual grant of $85,000 of fully vested common stock. Read SEC document |
| April 30, 2017 Filed Jun 6, 2017 13:49 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 1,053 | $0.95 | $1,000.35 |
DisclosureSEC source: 0001493152-17-006232 · form4.xml · nonDerivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,725 F2 · kind: Dividend issued on Series A Preferred Stock Read SEC document |
| April 30, 2017 Filed Jun 6, 2017 13:49 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 2,637 | $0.95 | $2,499.88 |
DisclosureSEC source: 0001493152-17-006232 · form4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,672 F1 · kind: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for February - April 2017 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 18:54 UTC | CC Real Estate Income Fund XNAFX · Entity 158550 | PurchaseClass A Shares | 590.934 | $8.99 | $5,312.50 |
DisclosureSEC source: 0001415889-17-000590 · form4-04042017_030453.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150.307 F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| January 31, 2017 Filed Feb 7, 2017 14:31 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 1,538 | $0.65 | $999.70 |
DisclosureSEC source: 0001493152-17-001196 · form4.xml · nonDerivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,035 F2 · kind: Dividend issued on Series A Preferred Stock Read SEC document |
| January 31, 2017 Filed Feb 7, 2017 14:31 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 4,098 | $0.61 | $2,499.78 |
DisclosureSEC source: 0001493152-17-001196 · form4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,497 F1 · kind: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for November 2016-January 2017 Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 16:24 UTC | CC Real Estate Income Fund NONE · Entity 158550 | PurchaseClass A shares | 559.373 | $9.09 | $5,084.70 |
DisclosureSEC source: 0001415889-17-000003 · form4-01032017_010124.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: The purchase reported in this Form 4 was effected pursuant to a trustee share purchase plan. Read SEC document |
| October 31, 2016 Filed Feb 6, 2017 16:52 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 2,222 | $0.45 | $999.90 |
DisclosureSEC source: 0001493152-17-001143 · form4.xml · nonDerivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,399 F2 · kind: Dividend issued on Series A Preferred Stock Read SEC document |
| October 31, 2016 Filed Feb 6, 2017 16:52 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 5,123 | $0.49 | $2,500.02 |
DisclosureSEC source: 0001493152-17-001143 · form4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,177 F1 · kind: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for August-October 2016. Read SEC document |
| July 31, 2016 Filed Sep 28, 2016 17:24 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 1,351 | $0.49 | $661.99 |
DisclosureSEC source: 0001493152-16-013678 · form4.xml · nonDerivative · entry 2 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,405 F2 · kind: Dividend issued on Series A Preferred Stock Read SEC document |
| July 31, 2016 Filed Sep 28, 2016 17:24 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherCommon Stock | 3,378 | $0.74 | $2,499.72 |
DisclosureSEC source: 0001493152-16-013678 · form4.xml · nonDerivative · entry 1 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,054 F1 · kind: Mr. Altobello was issued such shares in lieu of compensation for Director Fees and reimbursement of expenses for May-July 2016. Read SEC document |
| November 20, 2015 Filed Sep 28, 2016 17:24 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherWarrant · Derivative | 8,334 | $1.00 Strike: $1.50 | $8,334.00 |
DisclosureSEC source: 0001493152-16-013678 · form4.xml · derivative · entry 5 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Sep 28, 2016 17:24 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | GrantWarrant · Derivative | 74,074 | $1.00 Strike: $1.00 | $74,074.00 |
DisclosureSEC source: 0001493152-16-013678 · form4.xml · derivative · entry 4 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,074 Underlying: Common Stock · 74,074 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Feb 6, 2017 16:52 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherWarrant · Derivative | 8,334 | $1.00 Strike: $1.50 | $8,334.00 |
DisclosureSEC source: 0001493152-17-001143 · form4.xml · derivative · entry 5 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Feb 6, 2017 16:52 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | GrantWarrant · Derivative | 74,074 | $1.00 Strike: $1.00 | $74,074.00 |
DisclosureSEC source: 0001493152-17-001143 · form4.xml · derivative · entry 4 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,074 Underlying: Common Stock · 74,074 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Feb 7, 2017 14:31 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherWarrant · Derivative | 8,334 | $1.00 Strike: $1.50 | $8,334.00 |
DisclosureSEC source: 0001493152-17-001196 · form4.xml · derivative · entry 5 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Feb 7, 2017 14:31 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | GrantWarrant · Derivative | 74,074 | $1.00 Strike: $1.00 | $74,074.00 |
DisclosureSEC source: 0001493152-17-001196 · form4.xml · derivative · entry 4 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,074 Underlying: Common Stock · 74,074 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Jun 6, 2017 13:49 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | OtherWarrant · Derivative | 8,334 | $1.00 Strike: $1.50 | $8,334.00 |
DisclosureSEC source: 0001493152-17-006232 · form4.xml · derivative · entry 5 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 Underlying: Common Stock · 33,333 shares Expires 2020-11-19 Read SEC document |
| November 20, 2015 Filed Jun 6, 2017 13:49 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | GrantWarrant · Derivative | 74,074 | $1.00 Strike: $1.00 | $74,074.00 |
DisclosureSEC source: 0001493152-17-006232 · form4.xml · derivative · entry 4 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,074 Underlying: Common Stock · 74,074 shares Expires 2020-11-19 Read SEC document |
| April 26, 2013 Filed Sep 28, 2016 17:24 UTC | Mama's Creations, Inc. MMMB · Entity 5190 | GrantStock Option · Derivative | 10,000 | $1.00 Strike: $1.00 | $10,000.00 |
DisclosureSEC source: 0001493152-16-013678 · form4.xml · derivative · entry 6 Altobello Daniel Joseph · CIK 0001054970 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2018-04-26 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.